Skip to content
Field Atlas

Atlas / Physics / The Light Thread

Field · Emerged 1961 – 2023

Nonlinear and Nano-Optics

What does light do when its field rivals the fields inside atoms, and what does matter do when it is structured on the scale of a wavelength?

4 chapters6 min read6 turning points1 open problem

Branched from
Lasers and Photonics + Wave Optics
Branched into
Not yet surveyed past here
Figures
Peter Franken, Victor Veselago, John Pendry, David Smith, Akira Hasegawa, Frederick Tappert, John Scott Russell, Donna Strickland, Gérard Mourou, Eli Yablonovitch, Sajeev John, Paul Corkum, Anne L'Huillier, Ferenc Krausz, Pierre Agostini

In brief

Classical optics is linear: beams pass through one another unchanged, and a medium's response is proportional to the field applied. That is not a law of nature but a consequence of ordinary light being weak. A year after the ruby laser, Peter Franken focused one into a quartz crystal and found ultraviolet light at exactly twice the frequency coming out — the medium had responded to the square of the field. Everything in this field follows from pushing that further: light that changes colour, light that steers itself, light intense enough to strip an atom and then be re-emitted as a hundredth harmonic.

The second half of the subject does the opposite. Instead of making light extreme, it structures matter on the scale of the wavelength, so that the effective refractive index becomes a design variable rather than a material property. Photonic crystals forbid propagation in a band of frequencies the way a semiconductor forbids electron energies; metamaterials made of sub-wavelength resonators can be given a negative index, which Maxwell's equations permit and no natural substance provides.

Key ideas

Nonlinear susceptibilityEnters 1961

Expand a material's polarisation in powers of the applied field. The second-order term generates sum and difference frequencies, so a beam at ω\omega produces light at 2ω2\omega; the third-order term shifts the refractive index in proportion to intensity. The coefficients are tiny, which is why lasers were needed to see them.

Phase matchingEnters 1961

Converted light generated at one point must stay in step with light generated further along, or the contributions cancel. Since the index depends on frequency, this requires engineering — choosing a crystal orientation, or periodically reversing the crystal's sign.

Optical solitonEnters 1973 – 1980

A pulse whose spreading by dispersion is exactly cancelled by an intensity-dependent index shift, so that it propagates without changing shape over thousands of kilometres. Nonlinearity here stabilises rather than distorts.

Chirped pulse amplificationEnters 1985

Stretch a short pulse in time by a factor of ten thousand, amplify it while it is too long to destroy the amplifier, then recompress it. It is the reason tabletop lasers reach petawatt peak powers.

Photonic bandgapEnters 1987

A periodic structure with a period near the wavelength reflects a band of frequencies completely, from any direction. Light in that band cannot propagate, which allows waveguides with sharp bends and cavities with almost no loss.

Negative refractive indexEnters 1968 – 2006

If both the electric permittivity and magnetic permeability are negative, waves refract the wrong way at a boundary and phase travels backwards relative to energy. Maxwell's equations allow it; no natural material does it, and sub-wavelength resonator arrays can be built to.

Draws on other domains

Chapter I

When Beams Stop Ignoring Each Other

Everything in wave optics assumes linearity: two beams crossing pass through one another untouched, and a material's polarisation is proportional to the field applied. This is an extremely good approximation for sunlight, and it is an approximation. Expand the polarisation in powers of the field,

P=ε0(χ(1)E+χ(2)E2+χ(3)E3+⋯ ),P = \varepsilon_0\left(\chi^{(1)}E + \chi^{(2)}E^{2} + \chi^{(3)}E^{3} + \cdots\right),

and the higher terms are always there. They are simply unobservable until the field is large, because χ(2)\chi^{(2)} is of order 10−1210^{-12} metres per volt.

Peter Franken made them observable within a year of Maiman's laser. Focusing a ruby pulse at 694.3 nm into quartz, his group detected light at 347.2 nm — exactly twice the frequency, which is what a term in E2E^2 produces when EE oscillates. The conversion efficiency was about one part in 10810^{8}, and the published photograph of the spectrum is famous for not showing the result: the printer took the faint spot of ultraviolet for dirt on the plate and removed it.

The second-order term also makes trouble that had to be engineered away. Light converted at the front of the crystal travels onwards at the index for 2ω2\omega while the driving beam travels at the index for ω\omega, so they drift out of step and later contributions cancel earlier ones. Phase matching — orienting a birefringent crystal so the two speeds agree, or periodically reversing the crystal's sign every few microns so the mismatch resets — is the difference between a laboratory curiosity and the green laser pointer, which is an infrared diode doubled in a crystal.

The third-order term gives an index that depends on intensity. In a fibre this does something useful: a pulse spreading out through dispersion can be held together by the index shift its own peak creates. Akira Hasegawa and Frederick Tappert predicted these optical solitons in 1973, and they obey the same equation as the solitary wave John Scott Russell followed on horseback along a Scottish canal in 1834.

Chapter II

Structure Instead of Substance

The other half of the subject leaves light alone and builds the material. Two observations in 1987, by Eli Yablonovitch and Sajeev John, pointed out that a dielectric patterned periodically at the scale of a wavelength does to photons what a crystal lattice does to electrons: bands, and with enough index contrast a complete gap in which no propagating mode exists in any direction. Inside a photonic bandgap, light cannot travel, so a line defect becomes a waveguide that turns a right angle without loss, and a point defect becomes a cavity the size of a wavelength.

John Pendry went further and asked what properties could be synthesised rather than found. A lattice of thin wires behaves as a medium with negative electric permittivity; a lattice of split metal rings has a magnetic resonance and can present negative permeability. Victor Veselago had worked out in 1968 what a material with both would do: refract to the wrong side of the normal, reverse the Doppler shift, and focus with a flat slab. In 2000 David Smith's group built one for microwaves, and in 2006 a structure that routed microwaves around a central region, leaving it in a shadowless hole.

The claims outran the physics for a while. Pendry's perfect lens was supposed to recover evanescent waves and so beat the diffraction limit outright; absorption in the resonators limits how much of that survives. Later analysis showed that a passive linear cloak cannot hide an object across a wide band of frequencies at all. What is left is substantial — engineered index, flat metasurface optics now shipping in sensors — and narrower than the first announcements.

Chapter III

A Closer Look: The Field That Rivals an Atom's Own

How intense does light have to be before an atom stops being a small perturbation on it? Compare the laser's field to the field the electron already feels. In hydrogen, the electron sits at the Bohr radius a0=5.29×10−11a_0 = 5.29 \times 10^{-11} m, where the proton's field is

Eat=e4πε0a02=5.14×1011 V/m.E_{\text{at}} = \frac{e}{4\pi\varepsilon_0 a_0^{2}} = 5.14 \times 10^{11} \text{ V/m}.

A light wave of amplitude EE carries intensity I=12ε0cE2I = \tfrac{1}{2}\varepsilon_0 c E^{2}, so matching the atomic field takes

I=12(8.854×10−12)(3.00×108)(5.14×1011)2≈3.5×1020 W/m2=3.5×1016 W/cm2.I = \tfrac{1}{2}\left(8.854\times10^{-12}\right)\left(3.00\times10^{8}\right)\left(5.14\times10^{11}\right)^{2} \approx 3.5\times10^{20} \text{ W/m}^{2} = 3.5\times10^{16} \text{ W/cm}^{2}.

That is the dividing line. Below it, light nudges electrons; above it, light dominates the nucleus's hold on them. Chirped pulse amplification clears the line by six orders of magnitude: focused petawatt pulses reach 102210^{22} W/cm², where the electron's oscillation velocity approaches cc and the physics becomes relativistic.

Just above the line, something more useful than destruction happens. The field pulls an electron out of the atom, accelerates it away, then — half a cycle later, as the field reverses — drives it back into its parent ion, where it recombines and dumps all the kinetic energy it gathered as a single high-energy photon. This happens once per half-cycle, in phase across the gas, producing odd harmonics of the driving laser out to the hundredth order and beyond.

Why bother? Because of what short pulses require. The time-bandwidth relation for a Gaussian pulse is Δt Δν≥0.441\Delta t\,\Delta\nu \ge 0.441, so a pulse lasting 100 attoseconds needs a spectral width of

Δν≥0.441100×10−18=4.4×1015 Hz.\Delta\nu \ge \frac{0.441}{100\times10^{-18}} = 4.4\times10^{15} \text{ Hz}.

The entire visible spectrum, from 400 to 700 nm, spans only 3.9×10143.9\times10^{14} Hz — a tenth of what is needed. A pulse must also contain fewer than one cycle's worth of ambiguity, so its carrier frequency has to exceed its bandwidth, which means

λ<c4.4×1015=68 nm.\lambda < \frac{c}{4.4\times10^{15}} = 68 \text{ nm}.

Attosecond pulses are therefore impossible in visible light as a matter of arithmetic. They must be made in the extreme ultraviolet, and high harmonic generation is the only practical way to get coherent light there on a tabletop.

What this buys is a shutter fast enough for electrons. The electron in the Bohr orbit travels at αc=2.19×106\alpha c = 2.19\times10^{6} m/s around a circumference of 2πa0=3.33×10−102\pi a_0 = 3.33\times10^{-10} m, giving a period of

T=3.33×10−102.19×106=1.52×10−16 s=152 attoseconds.T = \frac{3.33\times10^{-10}}{2.19\times10^{6}} = 1.52\times10^{-16}\text{ s} = 152 \text{ attoseconds}.

A 100-attosecond flash resolves a fraction of that orbit. It is the first time scale on which the motion of a bound electron is slow.

Chapter IV

What the Limits Turn Out to Be

The pattern across this field is that each apparent barrier gives way to a nonlinearity, and then a new barrier appears one level down. Abbe's diffraction limit stands for linear optics, and Stefan Hell's depletion microscopy walks around it by saturating a transition, so that the effective spot shrinks as the square root of intensity — the technique described under cell biology, whose resolution is now limited by how many photons a fluorophore emits before it bleaches rather than by the wavelength. The amplifier damage threshold that capped pulse energy gave way to chirped pulse amplification, and the limit became the gratings. The electron's motion, once unresolvable, became measurable in attoseconds, and the new difficulty is conceptual: asking how long an electron takes to tunnel turns out not to have a well-defined answer, which is an unusual place for an optics experiment to end up.

Light began this thread as something to explain, in classical optics. It ends as the most precisely controlled thing in physics, and the instrument with which most of the rest is now measured.

Applications

Where it is used

  • Microscopy↗ Biology · Cell Biology

    Breaking the diffraction limit with saturation

    Abbe's limit applies to linear optics. Stimulated-emission-depletion microscopy switches fluorophores off everywhere except a central spot, using a doughnut-shaped beam intense enough to saturate the depletion, and the effective spot shrinks without bound as intensity rises. Nonlinearity, not better lenses, is what let light microscopy resolve tens of nanometres inside living cells.

    › Sources (2)
    • Hell, S. W. & Wichmann, J. (1994). Breaking the diffraction resolution limit by stimulated emission. Optics Letters 19: 780–782.
    • Hell, S. W. (2007). Far-field optical nanoscopy. Science 316: 1153–1158.
  • Accelerators

    Accelerating electrons in a plasma wave

    A chirped-pulse laser focused into a gas drives a plasma wave whose electric field reaches 100 GV/m, about a thousand times what a radio-frequency cavity can sustain before breaking down. Electrons surfing that wave reach several GeV in a few centimetres. Whether this becomes a usable accelerator depends on beam quality and repetition rate rather than on gradient.

    › Sources (2)
    • Tajima, T. & Dawson, J. M. (1979). Laser electron accelerator. Physical Review Letters 43: 267–270.
    • Esarey, E., Schroeder, C. B. & Leemans, W. P. (2009). Physics of laser-driven plasma-based electron accelerators. Reviews of Modern Physics 81: 1229–1285.
  • Consumer and telecom hardware

    Frequency conversion everywhere

    A green laser pointer is an infrared diode laser at 1064 nm doubled in a crystal. Periodically poled lithium niobate, in which the crystal's sign is reversed every few microns to maintain phase matching, converts wavelengths for telecommunications, generates the entangled photon pairs used in quantum optics, and supplies the mid-infrared sources used for gas sensing.

    › Sources (1)
    • Fejer, M. M., Magel, G. A., Jundt, D. H. & Byer, R. L. (1992). Quasi-phase-matched second harmonic generation. IEEE Journal of Quantum Electronics 28: 2631–2654.

Open problems

Where the map runs out

Open

How long quantum tunnelling takes

Open as of 2026; attosecond experiments have been read as supporting both zero and non-zero delays.

When a strong laser field pulls an electron out of an atom, the electron passes through a barrier. Asking how long that passage takes turns out to be ill-posed in ordinary quantum mechanics: there is no operator for the time spent in a region, and several competing definitions give different answers. Attosecond "attoclock" measurements, which encode time in the rotating direction of the laser field, have been interpreted as showing delays of tens of attoseconds and as showing none at all.

Why it is hard

The measured quantity is the final momentum of the electron, and extracting a time from it requires a model of everything that happens after the barrier — the parent ion's attraction, the electron's initial transverse momentum, the shape of the field. Different models shift the inferred delay by more than the effect being measured.

What resolving it unlocks

A well-defined operational meaning for duration in quantum processes, which bears on anything timed at the scale of electron motion, from photoemission delays to the speed limits of light-driven electronics.

› Sources (2)
  • Eckle, P. et al. (2008). Attosecond ionization and tunneling delay time measurements in helium. Science 322: 1525–1529.
  • Sainadh, U. S. et al. (2019). Attosecond angular streaking and tunnelling time in atomic hydrogen. Nature 568: 75–77.

Further reading

  1. Boyd, R. W. (2020). Nonlinear Optics, 4th edition. Academic Press.

    The standard text; clear about where the susceptibilities come from and how small they are.

  2. Joannopoulos, J. D., Johnson, S. G., Winn, J. N. & Meade, R. D. (2008). Photonic Crystals: Molding the Flow of Light, 2nd edition. Princeton University Press.

    Photonic band structure developed by analogy with solids, with the analogy's limits stated.

  3. Krausz, F. & Ivanov, M. (2009). Attosecond physics. Reviews of Modern Physics 81: 163–234.

    How attosecond pulses are made and what has been measured with them.