Dynastic replacement750Hawting, The First Dynasty of Islam: The Umayyad Caliphate AD 661-750 (2000)
Languages of administration
Arabic
Greek
Middle Persian
Writing system: Arabic
Core region
Syria
How it was governed
4 of 4 coded
Army raised byHow the fighting force was recruited, not how it fought.
tribal levyContingents raised through kin or tribal structures the ruler did not create
Kennedy, The Prophet and the Age of the Caliphates: The Islamic Near East from the Sixth to the Eleventh Century (2004)
Revenue fromWhat the state lived on. The values are unranked: the field cannot express which mattered most.
land taxTax on agricultural production and land
poll taxA tax per head, often on non-adherents
plunderCampaign proceeds treated as structural income
Blankinship, SUNY Series in Medieval Middle East History (1994)
Succession byThe rule in force, not the outcome. A rule repeatedly violated is still the rule.
nominationA designated heir
Hawting, The First Dynasty of Islam: The Umayyad Caliphate AD 661-750 (2000)
Right to rule fromThe ground publicly asserted — on coins, in the khutba, in titles.
divine sanctionA mandate from above — heaven, or a claim to be mahdi or imam
descentDescent from a house or lineage, publicly invoked
Hinds, University of Cambridge Oriental Publications 37 (1986)
Each line is drawn from a source that addresses the question directly. A line reads No cited figure where no source consulted does — never because the answer seemed obvious.
Turning points
6 hinges
661750
680
KarbalaBattle
Coming so soon after Mu'awiya's unprecedented designation of his own heir, the killing demonstrated exactly how dynastic succession would be enforced against anyone who declined to accept it. Ibn al-Zubayr, the Kharijites and Mukhtar all took the field within the following decade on the understanding that terms, and not just power, were now open to argument by force — which is the second civil war this event starts.
Hawting, The First Dynasty of Islam: The Umayyad Caliphate AD 661-750 (2000)
684
Marj RahitSuccession crisis
The dynasty survived by changing which of its own branches held it rather than by abandoning the principle of dynastic succession itself — but the price of that survival was structural, not just political. A state that had run on conquest and religious claim now also ran on which tribal confederation held which governorship, a variable no later caliph could simply legislate away.
Hawting, The First Dynasty of Islam: The Umayyad Caliphate AD 661-750 (2000)
696
The epigraphic dinar and the Arabic registersReform
A state that had taxed through somebody else's bureaucracy, in somebody else's language, using coin carrying somebody else's god, replaced all three: purely inscriptional coinage with no portrait, cross or fire altar, and tax registers converted to Arabic across Syria, Iraq and Egypt over the following decade. It also created the demand for an Arabic-literate official class that the mawali quarrel is downstream of.
Hawting, The First Dynasty of Islam: The Umayyad Caliphate AD 661-750 (2000)
718
The second siege of ConstantinopleSiege
The northern frontier was the first of four to stop moving outward, and it stopped for good rather than for a season. Transoxiana, the Caucasus and the Maghreb each said the same thing more slowly over the following two decades, but this was where a state whose stipends assumed continuing conquest first learned, unambiguously, that conquest could simply end.
Blankinship, SUNY Series in Medieval Middle East History (1994)
740
The Berber revoltRevolt
This was the empire's first successful secession rather than a change of ruler, and putting it down cost the centre more than losing Ifriqiya did: the Syrian relief force destroyed on the Sebou was drawn from the one province the whole system had been built on trusting, and the dynasty had thirty thousand fewer of those men to spend when Khurasan rose ten years later.
Abun-Nasr, A History of the Maghrib in the Islamic Period (1987)
750
The Great ZabBattle
A movement organised in Khurasan for twenty years under the vague banner of an unnamed member of the Prophet's family took Kufa in 749 and destroyed Marwan II's army at the Great Zab in 750. Only then was the candidate named, and he was an Abbasid rather than an Alid — the Shi'i element of the coalition that had carried the revolution discovered it had been used. The Umayyad house was hunted down; one grandson of Hisham escaped west and founded an emirate at Cordoba that outlasted the caliphate his family had lost.
Hawting, The First Dynasty of Islam: The Umayyad Caliphate AD 661-750 (2000)
Chapters
13 in order · about 24 minutes
Mu'awiya's arrangement
formationDrafted from Hawting, The First Dynasty of Islam: The Umayyad Caliphate AD 661-750 (2000)
Mu'awiya had governed Syria for twenty years before he was caliph, and he ruled
as caliph the way he had governed: through the Syrian Arab tribes whose loyalty
he had spent two decades building, and through the Byzantine fiscal
administration he had inherited intact and never dismantled.
This is the arrangement that made the Umayyads and eventually unmade them.
Syria's tribal levies were reliable, close to the capital, and paid. Iraq's
garrisons at Kufa and Basra were larger, further away, unreliable, and
convinced — with reason — that Iraqi revenue was funding Syrian soldiers. Every
Umayyad crisis for the next ninety years runs along that seam.
The great mosque at Damascus. He had governed Syria for twenty years before he was caliph and ruled it as a governor rules a province he knows.
Damascus, Syria · Hawting, The First Dynasty of Islam: The Umayyad Caliphate AD 661-750 (2000) · Photograph: Vyacheslav Argenberg · CC BY 4.0
Mu'awiya's other innovation was to have his son Yazid acknowledged as successor
in his own lifetime, taking oaths of allegiance from the provinces in advance.
Nobody had done this. It was not defended as a principle and no theory was
offered for it; it was presented as a practical measure against another civil
war, by a man who had just won one. The theory never really arrived, but the
practice held for three generations, which is how a caliphate elected by
acclamation at Medina became a dynasty ruling from Damascus without any moment
at which the change was announced.
Hawting's warning belongs here rather than in a footnote: nearly everything
written about this dynasty was written afterwards, under the dynasty that
overthrew it, by people with an interest in the Umayyads having been impious
kings rather than caliphs. The hostility is not evidence of the charge.
Syria's tribal levies were reliable, close to the capital and paid; Iraq's were none of those things. The Umayyad crisis for the next ninety years runs along that seam.
Damascus, Syria · Hawting, The First Dynasty of Islam: The Umayyad Caliphate AD 661-750 (2000) · Photograph: Commons contributor · CC BY-SA 4.0
Karbala, and the war that remade the dynasty
formationDrafted from Hawting, The First Dynasty of Islam: The Umayyad Caliphate AD 661-750 (2000)
Mu'awiya died in 680 having spent his last years arranging for his son to
succeed him. The arrangement held everywhere except where it mattered.
Husayn ibn Ali, the Prophet's grandson and the son of the fourth caliph,
refused the oath to Yazid and set out for Kufa, whose garrison had invited him.
The invitation evaporated as the governor's grip tightened, and Husayn was
intercepted in the desert near Karbala with a party of perhaps seventy —
family, household, a few followers — by a force sent from Kufa in the caliph's
name. On the tenth of Muharram he and almost all the men with him were killed,
and the women and children of the Prophet's house were taken to Damascus as
prisoners.
Militarily it was nothing: a skirmish that took an afternoon. Politically it is
one of the few afternoons in the seventh century whose consequences are still
legible thirteen centuries later. It gave a constituency that had so far been a
political tendency a founding injustice, a martyr, a place, and a date, and it
was inflicted by the caliph's own troops on the Prophet's own grandson, which
is not a charge any subsequent settlement could answer. The Umayyads did not
become illegitimate to the Shi'a because of anything they did afterwards. They
had already done it.
The shrine at Karbala, photographed before the modern rebuilding. Militarily the day was nothing — a skirmish that took an afternoon.
Hawting, The First Dynasty of Islam: The Umayyad Caliphate AD 661-750 (2000) · Photographer unknown · Public domain
The war that followed was longer and messier than the first fitna. Abd Allah
ibn al-Zubayr declared a caliphate at Mecca and was for several years the more
widely recognised of the two claimants. Kharijite movements held ground in
Arabia and southern Iran. Mukhtar rose at Kufa in the name of another son of
Ali, on a platform that put the mawali — the non-Arab converts — on the same
footing as Arabs. That grievance would eventually help destroy the dynasty;
here it is already raised, forty years early, with an army behind it.
The Umayyads survived it by changing branch. The Sufyanid line ended with
Yazid's son, and at Marj Rahit in 684 the Syrian tribes acclaimed Marwan of the
rival Marwanid branch — a victory won by mobilising the Yaman confederation
against the Qays. That worked, and it also converted a tribal rivalry into the
permanent organising principle of Umayyad provincial politics. Every governor
for the next sixty years was a Qaysi or a Yamani appointment, and the factional
arithmetic outlived the dynasty.
Ibn al-Zubayr held Mecca until 692, when al-Hajjaj besieged the city and killed
him. The caliphate that emerged was territorially the same and institutionally
a different thing, and what it did with itself was to spend a decade
conquering.
The same place now. Politically the afternoon is one of the most consequential in Islamic history, and the dynasty never stopped paying for it.
Karbala, Iraq · Hawting, The First Dynasty of Islam: The Umayyad Caliphate AD 661-750 (2000) · Photograph: Commons contributor · CC BY-SA 4.0
Three frontiers in one decade
expansionDrafted from Kennedy, The Great Arab Conquests: How the Spread of Islam Changed the World We Live In (2007)
At its height the caliphate covered eleven million square kilometres, and most
of that was taken in a single decade. The Rashidun conquests had taken Syria,
Egypt and Iran. Everything beyond that — the Maghreb, Spain, Sind, Transoxiana
— is Umayyad, and most of it happened in about ten years under one caliph.
Al-Walid I ruled from 705 to 715, and in that decade three offensives ran at
once on three continents, three thousand miles apart, nominally directed from
Damascus: Qutayba ibn Muslim beyond the Oxus, Muhammad ibn al-Qasim on the lower
Indus, and Tariq ibn Ziyad across the strait that now carries his name. The two
chapters after this one follow the eastern and the western campaigns
separately, because they were run by different men on different principles and
the only thing they had in common was the treasury they paid into.
Wall painting from the palace at Samarkand, made within a generation of the Arab armies arriving. Qutayba ibn Muslim was operating beyond the Oxus while two other offensives ran at once from the same capital.
Afrasiab, Samarkand · Kennedy, The Great Arab Conquests: How the Spread of Islam Changed the World We Live In (2007) · Photograph: Commons contributor · CC BY-SA 2.0
It is worth being precise about what that directed. The armies were tribal
contingents under governors, and the governors were often given wide latitude
and a share of what they took. The centre supplied legitimacy, appointments,
and reinforcement from Syria, and it took a share of the proceeds. This is a
conquest system rather than a general staff, and its coherence came from the
fact that everyone in it was being paid out of the same expanding revenue.
Which is the thing that stopped. The northern frontier was the first to say so:
Maslama ibn Abd al-Malik laid siege to Constantinople in 717 with a fleet and a
large Syrian army and was destroyed there over the following winter, by Greek
fire, hunger and a Bulgar attack on the besiegers. The Arab armies never
seriously tried again, and the Taurus frontier that resulted stood for three
hundred years — long enough that Byzantine writers came to treat it as a
permanent feature of the world rather than as something that had been won.
After that the arithmetic ran the other way. Blankinship's argument is that a
state whose stipends, loyalty and legitimacy all assumed continuing conquest
could not simply stop conquering and carry on. Under Hisham, from 724 to 743,
the frontiers were defended rather than advanced, in Anatolia, against the
Khazars in the Caucasus, in Transoxiana against the Türgesh, and in the west;
and defence is expensive without being profitable. The grievances that follow — the converts' and the
Berbers' — are what a fixed revenue looks like when it meets a population that
expected a growing one.
The mound of old Samarkand. When the frontiers stopped moving the arithmetic ran the other way, and defence is expensive without being profitable.
Afrasiab, Samarkand · Kennedy, The Great Arab Conquests: How the Spread of Islam Changed the World We Live In (2007) · Photograph: Commons contributor · CC BY-SA 2.0
Two rivers, one treasury
expansionDrafted from al-Baladhuri, The Origins of the Islamic State (Kitab Futuh al-Buldan), Part II (1924)
The eastern conquests under al-Walid are usually given as a list of cities:
Bukhara, Samarkand, Khwarazm, and the lower Indus. Baladhuri's eastern volume
gives them as a list of transactions, and the difference matters, because it is
the transactions that explain how so little manpower took so much ground.
Bukhara, and how it was done
Qutayba ibn Muslim crossed to Paykand in 706. The town rebelled and called on
the Soghdians for help; he besieged it, refused terms and took it by force. The
following year he raided Tumushkath and Karmuniya, made peace after taking a few
small forts, and reduced Bukhara by treaty.
The Ark of Bukhara today, rebuilt many times since Qutayba's campaigns but standing on the same citadel mound his sieges and treaties were fought over.
Bukhara, Uzbekistan · al-Baladhuri, The Origins of the Islamic State (Kitab Futuh al-Buldan), Part II (1924) · Photograph: LBM1948 · CC BY-SA 4.0
That is one account. Baladhuri also records another, from Ibn al-Muthanna, and
does not choose between them.
In this version Bukhara defended itself successfully, and Qutayba asked only to
be let into the city to pray two rakas. Permission was given. He had men
concealed in ambush; when he entered, they overpowered the gatekeepers and the
army came in behind them. Baladhuri's comment on the money Qutayba took is
flat and without excuse: he obtained much of it, dealing perfidiously with the
inhabitants.
He then attacked Soghd, and killed Nizak in Tukharistan and crucified him —
Nizak, who had been campaigning alongside him at Paykand two years earlier.
Khwarazm, bought
Khwarazm was not conquered at all. It was purchased, by its own king.
The king was weak and had been overpowered by his brother Khurrazadh. He wrote
to Qutayba offering gifts and the keys of the country on condition that Qutayba
put him back on the throne. The money and the keys arrived. Qutayba sent his
brother Abd al-Rahman against Khurrazadh, killed him, took four thousand
captives and put them all to death, and restored the king exactly as agreed.
Then the people of Khwarazm, observing that their king was weak, killed him.
Qutayba appointed another brother, Ubayd Allah ibn Muslim, as governor.
The whole sequence took a local succession dispute and ended with the province
administered from Merv. Nobody in Khwarazm had intended that, and the man who
started it was dead within the year.
At Samarkand there was a real battle — the king of Soghd called in the king of
Chach, and Qutayba broke them with a charge — and then the usual instrument:
Ghurak capitulated on terms of twelve hundred thousand dirhams a year.
Sind, and the thread and needles
The Indus campaign began with a piracy incident. A ship carrying women home was
taken by raiders off Daybul, and one of the women, of the Banu Yarbu, cried out
O Hajjaj! Al-Hajjaj, governor of Iraq, is said to have answered aloud: Here
am I. He demanded their release; Dahir replied that pirates were not under his
control. Two expeditions sent to punish Daybul lost their commanders.
The third was Muhammad ibn al-Qasim, and what Baladhuri records about the
preparation is more revealing than the campaign. Al-Hajjaj reinforced him with
six thousand Syrians, told him to sit at Shiraz until everything was assembled,
and supplied him with everything he asked for — even to thread and needles.
Knowing that vinegar was scarce in Sind, al-Hajjaj soaked clean cotton in it,
dried it in the shade, and sent it out with instructions to steep the cotton in
water, heat it, and season the food with that.
An empire that could not always say who its next caliph would be was
nevertheless a state where a provincial governor solved a condiment problem for
an army two thousand miles away, in advance. The conquests were not carried by
enthusiasm. They were carried by treaty, by ambush, by buying one brother
against another — and by quartermasters.
The leg of the table
expansionDrafted from al-Hakam, History of the Conquest of Spain (1858)
The conquest of Spain took a single campaigning season and produced a quarrel
over loot that outlasted it by centuries. Ibn Abd al-Hakam, writing in
ninth-century Egypt, gives the earliest Arabic account of both, and he tells
them as one story, which is the right instinct.
Getting across
The version he transmits begins with a betrayal. Ilyan, lord of Ceuta and a
subject of Roderic, had sent a daughter to Toledo to be educated and she came
back pregnant by the king. I see for him no other punishment or recompense,
Ilyan is made to say, than that I should bring the Arabs against him.
Tariq ibn Ziyad, governor of Tangier, did not simply accept. He said he could
not trust Ilyan without a hostage, and Ilyan sent his two remaining daughters,
who were held under close guard at Tlemcen for the duration.
The crossing itself was done by a trick of tempo. Ilyan's vessels carried a
party over in the evening; they hid by day, and the ships went back for the
next group after dark. Because the same boats were shuttling back and forth on
a strait where trading vessels did exactly that, nobody on the Spanish side
counted them. Tariq came over with the last division.
The strait Tariq crossed, still carrying the name given to the rock on its northern shore after him.
Strait of Gibraltar · al-Hakam, History of the Conquest of Spain (1858) · Photograph: Samson Ng · CC BY-SA 4.0
A rumour, deliberately made
What Ibn Abd al-Hakam records next is not a battle. It is a piece of
psychological warfare, reported without embarrassment.
On an island the Muslims found only vinedressers, and took them prisoner. They
killed one, cut him up and boiled him in a cauldron, in view of the others,
while meat boiled in the other cauldrons. When it was cooked they threw the
man's flesh away where nobody could see, ate from the other pots, and released
the survivors — who went and told the people of Andalus that the Muslims ate
human flesh.
An invading force too small to win a fair fight manufactured a story about
itself and then let its own prisoners deliver it. The chronicler does not
condemn it or dwell on it; it is simply how the thing was done.
Then the fighting, and it was short. A force from Cordoba came out, despised
the small numbers, and was broken and pursued to the city walls. Roderic came
down from Toledo and met Tariq in the valley the Arabs afterwards called the
valley of Umm Hakim, after Tariq's slave. Roderic was killed there with his
companions, and the Visigothic kingdom effectively ended in an afternoon.
The leg of the table
Musa ibn Nusayr, Tariq's superior, crossed the following year, and the two men
spent the rest of their lives arguing about who had conquered Spain.
The dispute crystallised around a jewelled table taken among the spoils. Musa
carried the treasure to Damascus and presented the table to the caliph al-Walid
as his own find. Tariq said he had found it. Musa called him a liar.
So Tariq asked the caliph to send for the table and examine it. One leg, he
pointed out, did not match the others. Musa, questioned, said he had found it
that way. Tariq then produced the missing leg, which he had removed when he
found the table precisely so that this moment could happen.
A general who dismantled part of his own loot as evidence, years in advance,
against the day his commander claimed it, tells you what the relationship
between the conquerors and their governors actually was.
The scramble around it was worse. Walid was dying while Musa was still on the
road; the caliph wrote urging him to hurry, and Walid's brother Sulayman wrote
urging him to slow down, so that the treasure would arrive after the succession
and fall to Sulayman instead. Musa got as far as Tiberias before the news of
Walid's death reached him, and handed the spoils to Sulayman, who was delighted
with them.
What to believe
Not all of this is history and the source itself is the reason we can tell.
Ibn Abd al-Hakam also reports a padlocked house in Toledo to which every king
added a lock, opened at last by Roderic, who found inside portraits of Arabs
and a written warning that when the door was opened these people would invade.
That is a folk motif, and it sits in the same paragraph sequence as everything
above.
Ilyan is contested too. Jones, translating in 1858, notes that Masdeu and most
Spanish critics concluded he never existed, and that Gayangos observed no
writer before the eleventh century mentions his quarrel with Roderic. Jones's
answer is that this holds for Christian authors and not for Muslim ones: Ibn Abd
al-Hakam and Ibn al-Qutiyya both wrote in the ninth century, both name Ilyan,
and both give his quarrel as the cause of the invasion.
What survives all of that is the shape. A frontier governor with Berber troops
crossed on local shipping, exploited a Visigothic succession quarrel, killed the
king in one engagement — and then spent the rest of his career fighting his own
side over the proceeds.
What Abd al-Malik built
peakDrafted from Hawting, The First Dynasty of Islam: The Umayyad Caliphate AD 661-750 (2000)
Abd al-Malik inherited the second civil war in 685, holding little more than
Syria and Egypt, and had won all of it by 692. What he did afterwards
is the reason his reign, and not the conquests of the one before it, is the
peak of this polity.
He replaced Byzantine and Sasanian coin with a purely Islamic coinage: no
portrait, no cross, no fire altar, only Arabic inscription. He made Arabic the
language of the tax registers in Syria, Iraq and Egypt, displacing the Greek
and Persian administrations that had run continuously since before the
conquest. He built the Dome of the Rock in Jerusalem and put on it an
inscription addressed pointedly to Christians about the nature of Christ.
A gold dinar of Abd al-Malik, struck at Damascus in 697-98 — no portrait, no cross, no fire altar, only the inscription.
Metropolitan Museum of Art, New York · Hawting, The First Dynasty of Islam: The Umayyad Caliphate AD 661-750 (2000) · Metropolitan Museum of Art · Public domain
The Dome of the Rock, Abd al-Malik's own public architecture making a theological argument to the city's Christians.
Jerusalem · Hawting, The First Dynasty of Islam: The Umayyad Caliphate AD 661-750 (2000) · Photograph: Godot13 · CC BY-SA 4.0
Each of these is the same act. A conquest state that taxes through somebody
else's bureaucracy in somebody else's language, using somebody else's money, is
an occupation collecting rent. After Abd al-Malik it was a state with its own
administrative language, its own currency, and its own public architecture
making theological arguments. This is the point at which the caliphate stops
being explicable as the last phase of late antiquity and becomes a thing of its
own.
The cost was legible immediately. Running an Arabic-language administration
meant a class of Arabic-literate officials; standardising coin and tax meant
pressing the provinces harder and more uniformly; and both meant that the
question of who counted as a full member of the community — specifically,
whether non-Arab converts owed the land tax — became a fiscal question with a
constituency attached. That question is what the mawali grievance grew out of.
Seek another profession
asideDrafted from al-Baladhuri, The Origins of the Islamic State (Kitab Futuh al-Buldan) (1916)
For nearly seventy years after the conquest, the tax registers of Syria were
kept in Greek, by the same clerks and the same families who had kept them for
the emperors. The conquerors had taken the provinces and left the accounting
where it was, because they could not do it themselves.
In the year 81 — 700 in the Christian reckoning — Abd al-Malik ordered the
language changed.
The inkstand
Baladhuri gives a reason for the decision, and it is worth repeating exactly
because of what it is doing. A Greek clerk, wanting to write something and
finding no ink, urinated in the inkwell. Abd al-Malik heard of it, punished the
man, and gave orders for the registers to be converted.
Whether or not anything of the sort happened, the story is how the change was
remembered: not as policy but as an insult, and the insult is the clerk's
contempt for the arrangement he was employed in. A conquest state that cannot
read its own accounts is being administered by people who despise it, and
everybody involved knew it.
The conversion was contracted out like any other job of work. Sulayman ibn Sa'd
asked, as his fee, for the kharaj of the province of Jordan for one year; Abd
al-Malik agreed and made him governor of Jordan into the bargain. The year
ended, the registers were finished, and he brought them in.
What it was worth
The revenue Sulayman took as his payment is recorded, and so are the
neighbouring provinces, which is a rare thing to have: Jordan yielded 180,000
dinars, Palestine 350,000, Damascus 400,000, and Hims with Qinnasrin between
700,000 and 800,000.
That is the price of the change of language, and it was worth paying, because
what it bought was the end of an entire profession's hold on the state's money.
Sarjun
Abd al-Malik then called in Sarjun and showed him the new arrangement.
Sarjun — Sergius — was the head of the Greek financial administration, from the
family that had run Damascus for the emperors before the conquest and had gone
on running it for the caliphs afterwards; his son is the theologian known as
John of Damascus. He went away in distress, and when he met some of the Greek
clerks he told them to find their living in some other profession than this
one, because God had cut it off from them.
It is the most exact sentence in the whole business. A bureaucratic caste that
had outlived the empire it was created for, and had made itself indispensable
to the empire that replaced it, was dispensed with in a single year's work by a
man who was paid in tax revenue to do it. Everything the dynasty is admired for
building — its own coinage, its own architecture, its own theological claims —
belongs with this. So does everything it is blamed for, since a state that can
count in its own language can also press its provinces harder and more
uniformly, and did.
An early Arabic letter on papyrus. For nearly seventy years the tax registers of Syria were kept in Greek, and in the year 81 they were ordered into Arabic.
Los Angeles County Museum of Art · al-Baladhuri, The Origins of the Islamic State (Kitab Futuh al-Buldan) (1916) · LACMA · Public domain
What they called themselves
asideDrafted from Hinds, University of Cambridge Oriental Publications 37 (1986)
The Abbasid-era tradition is clear about the Umayyads: they were kings,
muluk, who held the caliphate as a worldly possession, and religious
authority properly belonged to the scholars who were forming the law at the
same time. It is a tidy account and it was written by the people who replaced
them.
Crone and Hinds went looking for what the Umayyads said about themselves in
material that was not transmitted through that filter — court poetry, coin
legends, inscriptions, chancery formulae — and found a different title.
Alongside khalifat rasul Allah, successor to the Messenger of God, the early
caliphs are addressed and describe themselves as khalifat Allah: deputy of
God, God's caliph. Not the Prophet's successor in an administrative sense but
God's appointee on earth, with authority over the interpretation of His
religion as well as over the army and the tax.
A gold dinar of Abd al-Malik from the transitional “Standing Caliph” series, struck 74–77 AH (693–697 CE) — the caliph himself on the coin, with the legend naming him khalifat Allah before the later reform removed the image and kept only the words.
British Museum, London · Hinds, University of Cambridge Oriental Publications 37 (1986) · Photograph: PHGCOM · Public domain
If that is right, the later picture inverts. The Umayyads were not impious
rulers who neglected a religious authority that lay elsewhere. They claimed
that authority, straightforwardly and in public, and lost the argument — after
which the winners wrote a history in which the argument had never been open.
The scholars' monopoly on defining Islam is then not the original arrangement
but the outcome of a fight, and this dynasty is on the losing side of it.
The thesis is contested and is not settled. Critics argue that khalifat Allah
was honorific rather than constitutional, that the poetry is panegyric and
reads accordingly, and that Crone and Hinds pressed thin evidence hard. What is
not much disputed is the narrower and still awkward point: the title is
attested, early, in material the Abbasid tradition did not curate, and the
tradition's silence about it is itself something to explain.
It matters because the alternative is worse. Any account of these caliphs has
to say on what public ground they claimed the right to rule, and answering that
from the version written by the dynasty that overthrew them means repeating the
charge sheet and calling it the claim.
The converts problem
contractionDrafted from Kennedy, The Prophet and the Age of the Caliphates: The Islamic Near East from the Sixth to the Eleventh Century (2004)
The conquest settlement assumed a small Arab military class taxed lightly and
paid stipends, living on the revenue of a large non-Arab, non-Muslim population
taxed heavily. It worked as long as the two categories stayed the same size.
They did not. Non-Arabs converted, attached themselves to Arab tribes as
clients — mawali — and then discovered that conversion did not reliably move
them into the paying-less category, because the provincial treasuries could not
afford it if it did. A convert who moved to a garrison town to claim a stipend
was a double loss: revenue gone from the land register, expenditure added to
the diwan. Governors responded by continuing to tax converts, which was
defensible fiscally and indefensible in any other terms, since the community's
own claim was that Islam was what mattered.
Mosaic on the courtyard wall at Damascus, made by craftsmen drawn from the conquered provinces. The settlement assumed a small Arab military class and a large taxed population that would stay put and stay non-Muslim.
Damascus, Syria · Kennedy, The Prophet and the Age of the Caliphates: The Islamic Near East from the Sixth to the Eleventh Century (2004) · Photograph: Vyacheslav Argenberg · CC BY 4.0
Umar II's reforms in 717–720 attempted the honest version — convert, pay Muslim
rates — and the fiscal arithmetic promptly failed. Later governors quietly
reverted. The grievance did not.
By the 740s the caliphate was carrying that grievance in every province at
once, alongside a Syrian army stretched across a frontier that had stopped
producing booty, tribal factionalism between Qays and Yaman that had become the
organising principle of provincial politics, and a succession of short reigns
and disputed accessions after 743. The third civil war began as an
intra-Umayyad quarrel. It finished as something else.
Where it broke first
contractionDrafted from Abun-Nasr, A History of the Maghrib in the Islamic Period (1987)
The converts' grievance was not confined to one province: the caliphate carried
it everywhere at once. The province where it broke first was not Khurasan, and
it broke four years before the quarrel that became the third civil war.
The Berbers had done most of the conquering in the west. The Maghreb was taken
largely by Berber troops under Arab command, and so was al-Andalus: the army
that crossed the strait in 711 was overwhelmingly Berber. They then converted,
and found themselves administered as a conquered population anyway — taxed at
non-Muslim rates, and levied for slaves as though the conquest were still in
progress. This is the mawali problem, applied to the
people who had carried out the conquest, in the province furthest from anyone
who might be argued with.
The revolt began at Tangier in 740 and took its idiom from Kharijism, which
supplied exactly the doctrine the situation wanted: that the community's
leadership belongs to the worthiest Muslim and not to an Arab lineage. An
Umayyad force of the Arab nobility was destroyed near Tangier that year. A
Syrian army sent to retrieve the situation, thirty thousand men under Kulthum
ibn Iyad — a Qaysi noble of Qushayr, the same confederation Marj Rahit had
made a byword sixty years before — was destroyed on the Sebou the next, and
Kulthum himself was among the dead.
The coast at Tangier, where the revolt of 740 began.
Tangier, Morocco · Abun-Nasr, A History of the Maghrib in the Islamic Period (1987) · Photograph: Khammal92 · CC BY-SA 4.0
His nephew Balj led the survivors across to al-Andalus. The Syrian regiments
that settled there kept the same tribal identity that had killed their
commander, and it is exactly that Qaysi loyalty — the factional landscape
Marj Rahit had made permanent, arriving now at its furthest province — that a
fugitive Umayyad exploited fifteen years later to found a dynasty out of a
defeat, which is where the Cordoba pages in this section begin.
Umayyad authority was never restored west of Ifriqiya. When the Abbasids took
the caliphate in 750 they inherited an empire that had already lost its western
third, and they never recovered it: the Rustamids from 776 and the Idrisids
from 788 were established in the space the revolt cleared, and Ifriqiya itself
was held from 800 by Aghlabid governors on a hereditary grant — which is a way
of being paid to stop pretending you govern a place.
The same grievance produced both endings. In the west it produced secession,
and the rebels wanted out. In the east it produced a revolution, and the rebels
wanted the centre. The east went the same way.
The revolution came from Khurasan
endDrafted from Hawting, The First Dynasty of Islam: The Umayyad Caliphate AD 661-750 (2000)
The movement that ended the Umayyads was organised in Khurasan, the far
north-eastern province, and it was organised for twenty years before it moved.
The walls of Merv, provincial capital of the Khurasan the revolution against the Umayyads was organised in for twenty years.
Merv, Turkmenistan · Hawting, The First Dynasty of Islam: The Umayyad Caliphate AD 661-750 (2000) · Photograph: Kalpak Travel · CC BY-SA 4.0
Its agents propagated in the name of an unnamed member of the Prophet's family
— al-rida min al Muhammad, the acceptable one from Muhammad's house — a
formula vague enough to hold Shi'i expectation and general Umayyad grievance in
the same coalition without either being told which one had won. Its recruits
were the Arab settlers of Khurasan, long resident, intermarried, and holding
land, plus the local Iranian gentry and the mawali the settlement had never
accommodated. This was not a conquered population rising against Arabs. It was
a provincial society that no longer fitted the categories Damascus taxed it by.
Those settlers were themselves Iraq's own overflow. Fifty thousand families had
been shipped out of the overcrowded garrisons of Basra and Kufa to Khurasan in
the 670s, given land at the empire's furthest edge rather than a stipend at its
centre — Iraqi manpower, resettled rather than paid off. Two generations on
they were as fixed in the province as anyone, and no happier than Basra or
Kufa had ever been about what Damascus took from provinces it did not garrison
itself.
They were also still Qaysi and Yamani, and that quarrel did some of the
revolution's work for it. The governor Nasr ibn Sayyar spent his last years
trying to hold Khurasan's two factions together and failed: when war broke out
between him and the Yamani leader Juday al-Kirmani, Abu Muslim moved his own
men between the two camps and let the province's oldest grievance finish
weakening the man who might have stopped him. Kirmani was killed; his son
joined the revolution rather than avenge him on the governor's side. Marwan II,
fighting Kharijites of his own in Iraq, had nothing to spare for Khurasan.
Abu Muslim raised the black banners in 747. The Khurasani army moved west, took
Kufa in 749, and destroyed Marwan II's forces at the Great Zab in 750. Only
when Kufa was held was the unnamed candidate named, and he turned out to be an
Abbasid — a descendant of the Prophet's uncle al-Abbas, not of Ali. The Shi'i
element of the coalition had been used and now discovered it.
The Umayyad house was hunted down. One grandson of Hisham escaped to
al-Andalus, where he founded an emirate at Cordoba that lasted longer than the
caliphate his family had lost, and whose rulers eventually claimed the caliphal
title outright in 929 — the one recorded successor claim on this polity's page,
and one of the few things in this section that is a claim rather than an
inheritance.
Abu Futrus
afterlifeDrafted from Wellhausen, The Arab Kingdom and its Fall (1927)
The Abbasids did not merely take the caliphate from the Umayyads. They set out
to make the family harmless, and they were thorough about it.
The dynasty was outlawed and its estates seized. The chief scene of what
followed was Syria, where Abdallah ibn Ali held the command, and Wellhausen is
careful about the responsibility: it was not the doing of the Khurasanian
troops, who were disciplined and did nothing without orders, but was ordered
from above.
The graves
Even the dead were punished. The tombs of the caliphs and other Umayyads at
Damascus, at Dabiq, at Rusafa, at Qinnasrin and elsewhere were broken open and
what was in them was violated, where anything remained to violate.
Rusafa, one of the sites where the tombs of the Umayyad caliphs were broken open after the dynasty fell.
Rusafa, Syria · Wellhausen, The Arab Kingdom and its Fall (1927) · Photograph: Vyacheslav Argenberg · CC BY 4.0
Two were spared. One was Umar II, the caliph the pious tradition had already
decided to approve of. The other, more surprisingly, was Mu'awiya.
The worst of it fell on Hisham, who had died recently enough for the hatred to
be personal. His body — of which, it was said, only the nose was still intact —
was scourged, crucified, burned, and the ashes scattered.
The dinner
At Abu Futrus, where Abdallah ibn Ali stayed after driving out the last caliph,
more than eighty Umayyads are said to have been brought in under promises of
safety and invited to a meal. Verses were recited; he was roused to fury by
them; the guests were clubbed down, leather covers were spread over the bodies,
and the dinner was served on top of them, to the sound of the dying underneath.
Wellhausen doubts the staging and not the substance. The recited verse as a
trigger and the murder of enemies at a feast are motifs that turn up elsewhere
in the same literature, and other versions name other Abbasids in Abdallah's
place. The great slaughter itself he takes as entirely authentic. Masudi dates
it to 15 Dhu al-Qa'da 132, which is 25 June 750.
Who was left
The survivors did not dare show themselves. They hid, lived meanly, and went in
constant fear of being recognised and declared outlaws.
One grandson of the caliph Hisham got out to Spain, and there made himself a
sovereign.
That is what was left, ninety years on, of a family whose writ had run from the
Atlantic to the Indus: some frightened men in hiding, a set of broken tombs, and
one young man at the far western end of everything they had taken, starting
again.
The Sufyani
afterlifeDrafted from Wellhausen, The Arab Kingdom and its Fall (1927)
The Syrians had let it happen. They had abandoned the last Umayyad caliph, whom
they disliked, and had not moved against the Abbasids while moving was still
possible. By the time the extermination of the family woke them up, the
position could not be altered: black had won and white had lost.
They rose anyway, in 750 and 751, Qaysites and Kalbites together — the two
tribal blocs whose quarrel had been tearing the caliphate apart for seventy
years, finally on the same side and too late. At their head was Abu'l Ward, a
distinguished Qaysite of Qinnasrin. They were beaten at Marj al-Akhram, and
Abu'l Ward fell with five hundred men of his own house.
The man they raised
What is remarkable is whom they raised, because it was not a Marwanid.
The claimant was a descendant not of Marwan and Abd al-Malik, whose branch had
held the caliphate for the last sixty-six years, but of Mu'awiya and Yazid —
the Sufyanids, who had been out of power since 684. He was not generally known
by his own name at all. He was called simply as-Sufyani, the Sufyanid, which
is to say that what was being acclaimed was a branch of a family rather than a
man.
He fled to Palmyra with his Kalbites, wandered as a fugitive in the Hijaz, and
was eventually caught and put to death under the second Abbasid caliph.
Palmyra, where the last Sufyanid claimant fled with his Kalbite followers after Marj al-Akhram.
Palmyra, Syria · Wellhausen, The Arab Kingdom and its Fall (1927) · Photograph: Alen Ištoković · CC BY 3.0
And then he grew
His importance did not end with his execution. It increased.
He became the Messiah of the Syrians, the figure whose return they attached
their political hopes to. And then, as the years passed and their opponents
stayed in possession of the field, the expectation curdled: the Sufyani turned
into a figure of the end of days, the one who comes before the Antichrist.
The dynasty, in other words, went on. Not as a claim to the caliphate — that
was finished, and everyone knew it within a decade — but as a name in the
eschatology, a thing Syrians waited for and other Muslims warned about.
The Abbasids called their government the dawla, the new era, and it was a
prodigious revolution. But a defeated house that has been driven out of history
does not always stay out of it. Sometimes it moves into prophecy, where it
cannot be beaten again.
Mu'awiya, Uthman's kinsman and governor of Syria for twenty years, fought Ali to a stalemate at Siffin and took the caliphate when Ali was murdered and his son Hasan came to terms.
Mu'awiya took the titles khalifa and amir al-mu'minin unchanged, presenting the Umayyad accession as the continuation of the Medinan caliphate rather than the founding of a dynasty.
An army under Tariq ibn Ziyad landed from Tangier, destroyed the royal army and killed Roderic, and the peninsula was held within four years — a great deal of it by surrender treaty rather than by fighting.
A Khurasani army raised for twenty years in the name of an unnamed member of the Prophet's house destroyed Marwan II at the Great Zab, after which the candidate was revealed to be an Abbasid.
Abd al-Rahman III took the titles caliph and amir al-mu'minin at Cordoba, asserting that the Umayyad house rather than the Abbasids held the office his ancestors had lost in 750.
Ibn al-Zubayr refused the oath to Yazid, held Mecca through the siege of 683, and took the title amir al-mu'minin after Yazid died, taking most of the empire's provinces into his obedience with him.
The shaded band is this polity’s span; the dark part of each bar is the stretch the two shared.
Derived from cited spans, not from a separate source. Where both spans are ranges and they meet only on the widest reading of each, the pair is listed as possible rather than resolved to one answer. Unlinked entries are here for scale and are not written up.
Extent
An illustration, not a measurement
Dataset years
718–723
Cliopatria gives one shape for these years, and they contain the cited peak of 720. It is still one reading of a frontier, not a survey.
Cited extent
11,100,000 km²
The area of the shape on the left will not match this figure. That is expected. The cited figure is the figure; the map is an illustration, and the two are never reconciled.
Umayyad Caliphate, as the dataset draws it
Everything else alive in the same years
Land the dataset assigns to no polity, on a modern coastline
Cliopatria does not grade its borders, so every edge is drawn at the softest setting. A frontier in this period was a zone of control, not a line.
The maintainers’ caveat, which belongs here rather than in the footnotes: these maps reflect only one version of the territory held by past polities, and border uncertainties and differing opinions on names, territorial changes and durations are common. Boundaries from Cliopatria, Seshat Global History Databank, CC-BY-4.0; coordinates rounded and trimmed to the region.
Rating
Four axes, all computed from cited numbers and never from editorial judgement. Percentiles are against every polity written up here — 419 of them — plus 49 more included for scale. Absolute figures. A missing axis is excluded from the total rather than counted as zero.
Reach
11,100,000 km²
90th percentile
Longevity
89 years
19th percentile
Demographic weight
No cited figure
Influence
Three separate counts. This site never publishes a single influence number of its own; the sliders on the rankings view fuse them only in your view.
Descendant scripts
No cited figure
Religions carried
1
Islam
Successor claims
1
Umayyad Caliphate of Cordoba
Weighted total
65th percentile
computed from 3 of 4 axes, renormalised across the axes that have figures. A polity with two documented axes is not penalised against one with four.