The state that took a province off Constantinople, converted, took its alphabet and improved it, claimed its imperial title, and was destroyed by it after a forty-year war.
The lower Danube, Thrace, Macedonia and, at its widest, most of the Balkan peninsula
Capitals
Pliskafrom 681
Preslavfrom 893
Ohridfrom 997
Founder
Asparuhr. 681–700
Peak-era ruler
Simeon Ir. 893–927
Last ruler
Ivan Vladislavr. 1015–1018
Administration
Greek, Old Church Slavonic
Writing system
Greek, and from the tenth century Cyrillic
How it ended
conquest1018Fine, The Early Medieval Balkans: A Critical Survey from the Sixth to the Late Twelfth Century (1983)
How it was governed
3 of 4 coded
Army raised byHow the fighting force was recruited, not how it fought.
tribal levy andconscript
tribal levy — Contingents raised through kin or tribal structures the ruler did not create
conscript — Levied from a settled population by administrative obligation
Fine, The Early Medieval Balkans: A Critical Survey from the Sixth to the Late Twelfth Century (1983)
Revenue fromWhat the state lived on. The values are unranked: the field cannot express which mattered most.
land tax andtribute
land tax — Tax on agricultural production and land
tribute — Revenue received from another polity
Fine, The Early Medieval Balkans: A Critical Survey from the Sixth to the Late Twelfth Century (1983)
Succession byThe rule in force, not the outcome. A rule repeatedly violated is still the rule.
No cited figure
Right to rule fromThe ground publicly asserted — on coins, in the khutba, in titles.
descent anddivine sanction andtitulature
descent — Descent from a house or lineage, publicly invoked
divine sanction — A mandate from above — heaven, or a claim to be mahdi or imam
titulature — A predecessor's title taken as one's own ground
Fine, The Early Medieval Balkans: A Critical Survey from the Sixth to the Late Twelfth Century (1983)
Each line is drawn from a source that addresses the question directly. A line reads No cited figure where no source consulted does — never because the answer seemed obvious.
Turning points
5 hinges
811The Varbitsa passbattle
Krum trapped the Byzantine army in a mountain pass on its way home from sacking Pliska and destroyed it. The emperor Nikephoros I was killed and his skull was made into a drinking cup, which Krum used. Three Roman or Byzantine emperors across fifteen hundred years died at enemy hands in the field and this is one of them. It established that the empire could not settle the Balkan question with a campaign, and it did not try again for two hundred years.
Fine, The Early Medieval Balkans: A Critical Survey from the Sixth to the Late Twelfth Century (1983)
864The baptism of Borisconversion
Boris took Christianity from Constantinople after playing it against Rome for several years, and got in exchange an archbishop and, within a generation, a church using a language his subjects spoke. It removed the confessional line between a Turkic ruling class and a Slav population and merged them, and it is the reason there is a Bulgarian people rather than a Bulgar aristocracy and a Slav peasantry.
Fine, The Early Medieval Balkans: A Critical Survey from the Sixth to the Late Twelfth Century (1983)
893Preslavreform
A council moved the capital to Preslav, replaced Greek with Slavonic in the church and expelled the Greek clergy. The literary school that followed produced the translations, the original compositions and — the part everything else rests on — the script now called Cyrillic, built there out of Greek uncial letters by the pupils of the Moravian mission, whom Boris had taken in after Frankish clergy broke it up.
Fine, The Early Medieval Balkans: A Critical Survey from the Sixth to the Late Twelfth Century (1983)
927The peace after Simeontreaty
Simeon had spent thirty years trying to take Constantinople and be crowned in it, and died with the war unwon. His son made peace on terms that gave Bulgaria what the war had been about without the throne: recognition of the imperial title of tsar, an autocephalous patriarchate, and a Byzantine princess. It is the high point of the state and it is also the moment it stops expanding.
Fine, The Early Medieval Balkans: A Critical Survey from the Sixth to the Late Twelfth Century (1983)
1014Kleidionbattlecontested
Basil II trapped and destroyed a Bulgarian army in a mountain pass and, according to the Byzantine account, blinded the prisoners — some fourteen thousand of them — leaving one man in a hundred with one eye to lead the rest home. Tsar Samuel is said to have died of the shock two days after seeing them. The number is not checkable and the epithet Basil acquired from it, the Bulgar-slayer, was applied a century and a half later. The state ended four years afterwards.
Fine, The Early Medieval Balkans: A Critical Survey from the Sixth to the Late Twelfth Century (1983)
Chapters
10 in order
A province taken
Drafted from Fine, The Early Medieval Balkans: A Critical Survey from the Sixth to the Late Twelfth Century (1983)formation
In 680 the emperor Constantine IV took an army and a fleet north to deal with a
group of Bulgars who had crossed the Danube into imperial territory. The
campaign failed; the emperor left, the army panicked, and the Bulgars followed
them south. In 681 Byzantium signed a treaty recognising the new state and
agreeing to pay it an annual subsidy.
The manner of it matters. This is not a migration into a vacuum. It is a
province of the eastern Roman empire taken by force and then conceded by treaty,
some forty-five years after the Arab conquests had stripped the empire of Syria
and Egypt, by a state that could not fight on two frontiers and knew it.
Two populations
The Bulgars were a Turkic group out of the steppe north of the Black Sea, with
the cavalry and the political vocabulary of one: a khan, a clan aristocracy, and
the institutions of the western steppe.
The population they came to rule was Slav, agricultural, and had been settling
across the Balkans for a century as imperial control receded.
The army was both of them: Bulgar horse and Slav levy. So was the state's
central problem for two centuries, which was that a Turkic cavalry aristocracy
and a Slav peasantry had no reason to think of themselves as one people. It was
eventually solved by converting, in a language the Slavs spoke, which dissolved a
distinction that neither war nor administration had.
The subsidy
The state's second-largest source of income was the empire it had taken a
province from.
Byzantium paid Bulgaria an annual subsidy under a series of treaties from 681
onward. Withholding it is the stated cause of at least two wars, including the
one in which Nikephoros I lost his army and his skull. From Constantinople's side
this was ordinary business: a rich state paying people to go away is cheaper than
a poor state fighting them, and the empire did it wherever it could. From this
side it was structural. A polity founded on a treaty and funded partly by an
annuity from its principal enemy will spend two centuries in a peculiar
relationship with that enemy, and it did.
What the sources are
Almost everything written about Bulgaria for its first two centuries was written
by Byzantines: by the enemy, in Greek, mostly after the fact. Fine is careful
throughout about the difference between what they say and what can be
established, and the difference is large.
The state itself is not in doubt. The interior of it is. There are Bulgar
inscriptions — a set of stone texts in Greek letters recording treaties, building
works and lists of officials, which are the only substantial thing the state
wrote about itself before the conversion — and after 893 there is a literature.
The two centuries between are Byzantine chronicles and archaeology.
It is why nobody can say how the throne was supposed to pass. The eighth century
is a sequence of khans deposed and killed, recorded by outsiders who did not care
why, and no source anywhere states a rule about who was eligible. A pattern of
violence is not a constitution, and it should not be read as one.
Krum
Drafted from Fine, The Early Medieval Balkans: A Critical Survey from the Sixth to the Late Twelfth Century (1983)expansion
Krum ruled from about 803 to 814 and did three things that between them turned a
frontier khanate into a power.
He destroyed what was left of the Avar khaganate. Charlemagne was destroying it
from the other side in the same years — the Frankish armies took the fortified
ring in Pannonia in 795 and 796 and carried the accumulated Byzantine subsidies
of two and a half centuries west in ox-carts — and Bulgaria took the eastern
half and roughly doubled in size. The Avars had been the dominant power on the
middle Danube for two hundred and fifty years. Between the Franks and the Bulgars
they stopped existing inside a decade, and there is nobody left who wrote in
their language.
He issued a law. The Suda, a tenth-century Byzantine lexicon, preserves a
summary: penalties for false accusation, for theft, for giving shelter to a
thief, and an order that the vineyards be uprooted, which is either a
prohibition on drink or a scorched-earth measure depending on which reading you
take. It is the earliest legislation attested from this
state and it survives only because an enemy's dictionary happened to summarise
it, which is a fair description of how most of what is known about early Bulgaria
reaches us.
And he killed an emperor.
811
Nikephoros I marched on Pliska in 811 with a large army, took the capital,
sacked it, and turned for home through the mountains. Krum blocked the passes
with palisades and destroyed the army in the Varbitsa defile. The emperor was
killed, his son was carried away mortally wounded, and Krum had the skull lined
with silver and used it as a drinking cup.
Across roughly fifteen hundred years of Roman and Byzantine emperors, three died
at enemy hands in the field: Valens at Adrianople in 378, Nikephoros in the
Varbitsa pass in 811, and Constantine XI on the walls of his own city in 1453.
The middle one was killed by a Balkan khanate a hundred and thirty years old.
What it settled
Not the war, which went on. What it settled is that the Balkan question could not
be closed by a campaign.
Byzantium had been trying since 681 — the treaty of that year was itself a
concession made under exactly this pressure — and 811 established that a
Bulgarian state in the mountains could absorb the loss of its capital and destroy
the army that took it. The empire's answer for the next two centuries was
diplomacy, subsidy and mission, which were the instruments it was best at, and it
did not attempt a war of conquest again until Basil II, two hundred years
later.
Krum himself besieged Constantinople in 813 and died the following spring,
reportedly of a haemorrhage, while preparing another attempt. The sieges failed for a
reason no Bulgarian ruler ever solved. An army of steppe cavalry and peasant
levies could destroy a field army in a mountain pass and had no means whatever of
assaulting the walls of Constantinople, which nobody got through until 1204, and
then only from the water.
The baptism
Drafted from Fine, The Early Medieval Balkans: A Critical Survey from the Sixth to the Late Twelfth Century (1983)peak
Boris was baptised in 864 with the Byzantine emperor standing as his godfather,
and then spent four years trying to get out of the consequences.
The problem was not the faith. It was that a church is an administration, and an
archbishop appointed from Constantinople is a Byzantine official inside a
Bulgarian state. Boris understood this immediately and asked for a patriarch of
his own. Constantinople refused. He wrote to Rome instead.
The hundred and six questions
What survives from that manoeuvre is one of the most revealing documents of the
early medieval Balkans. In 866 Boris sent Pope Nicholas I a list of
questions about how to be a Christian country, and the papal reply — the
Responsa ad consulta Bulgarorum, a hundred and six answers — survives entire.
They are not theology. They are a new state asking what it is now allowed to do.
May we go on wearing trousers. May we eat before communion. What do we do about
our custom of a man having several wives. May we continue to punish a soldier
who is unready for battle. What should be done with the ancestral stone we swear
by. May we still consult a book of divination before a battle. What happens to
our ancestors, who died unbaptised.
Nicholas answered all of them, at length, and mostly with unexpected latitude —
trousers were a matter of indifference, the stone was not — and the tone
throughout is of a man who knows he is competing for a kingdom and does not want
to lose it over clothing.
What Boris got
He played the two churches against each other for four years and got, in 870, a
Bulgarian archbishopric under Constantinople with a great deal of autonomy — less
than the patriarchate he wanted and considerably more than the Greek bishopric he
had been offered.
Then in 886 the pupils of Cyril and Methodius arrived. Their mission to Moravia,
sent out from Constantinople to preach in Slavonic, had been broken up by Frankish
clergy who objected to the language; the survivors were sold as slaves or
expelled. Boris took them in, gave them land and pupils, and set them to work at
Preslav and at Ohrid.
That is the decision everything else turns on. A Bulgarian church in Greek would
have been a Byzantine institution operating inside Bulgaria. A Bulgarian church in
a language the population actually spoke was something no empire had a mechanism
for — and Obolensky's argument, that what Byzantium built in eastern Europe was a
commonwealth held together by liturgy and script rather than by authority, begins
in the gap between those two facts.
Abdication, and the return
Boris retired to a monastery in 889 and left the throne to his eldest son
Vladimir, who spent four years trying to reverse the conversion and restore the
old cult.
Boris came out of the monastery, deposed him, blinded him, put his younger son
Simeon on the throne, and went back.
A state in which a retired monk can depose and blind a reigning ruler and install
a different son has not written down who inherits, and the reason it has not is
not an accident of what survived. There was nothing to write down. Authority in
this house sat wherever its most formidable member happened to be standing, and
in 893 that was a cell.
Preslav, and the alphabet
Drafted from Obolensky, History of Civilization (1971)peak
In 893 a council at Preslav moved the capital there from Pliska, made Slavonic
the language of church and state, and expelled the remaining Greek clergy.
The literary schools that followed — Preslav in the east under Naum, Ohrid in the
west under Clement — produced translations of the Greek fathers, original
Slavonic homilies and hagiography, a treatise on the alphabet by a monk called
Khrabr defending Slavonic letters against the argument that only Hebrew, Greek
and Latin were fit for scripture, and the script.
Which alphabet
Two alphabets were involved and they are commonly confused, which matters,
because only one of them was made here and it is not the one named after the man
who came.
Cyril devised Glagolitic for the Moravian mission: a genuinely new alphabet,
not obviously derived from anything, invented to write Slavonic sounds that Greek
had no letters for. It came to Bulgaria with his pupils.
Cyrillic was developed afterwards, at Preslav, and it is a different object —
Greek uncial letters used for the sounds Greek had, plus a set of Glagolitic
letters kept for the sounds it did not. It is easier to write, it looks like
Greek, and it displaced Glagolitic within a century in the east while Glagolitic
survived in Croatia for another eight hundred years.
It is written today by something over two hundred and fifty million people, and
the name commemorates a man who did not make it.
Whose alphabet it is
Cyrillic was made in Bulgaria, by scholars a Bulgarian ruler had rescued and
employed, in a programme whose whole purpose was to build a church
Constantinople could not run.
And its parent is Greek. That is not a quibble: the letters are Greek uncials,
used for the sounds Greek already had, with a handful of Glagolitic characters
kept for the sounds it did not. Anyone who can read Greek capitals can read half
of a Cyrillic page without being taught. The alphabet designed to make a church
independent of Constantinople looks, at a glance, exactly like Constantinople's.
That is the joke buried in the thing, and it was not an accident. Glagolitic —
Cyril's invention, owing nothing visible to any existing script — was the
genuinely independent alphabet, and Bulgaria had it, and Bulgaria dropped it.
What Preslav wanted was not a script that looked like nobody else's. It was a
script that looked like the prestige script of the Christian east, and could be
written quickly by a scribe trained in Greek, and carried a Slavonic liturgy.
Glagolitic survived where the pressure was different. In Croatia, on the
Adriatic, in the shadow of Latin rather than of Greek, priests went on writing it
for another eight hundred years, precisely because it did not look like the
alphabet of the power next door.
Two alphabets for one language, and each of them survived in the place where
resembling the neighbour was the more useful option.
What went out of Preslav
Bulgaria did not invent Slavonic Christianity. It is the reason Serbia and the
Rus have it.
What went out of Preslav and Ohrid was a complete package — a liturgy, a
scriptural corpus, a body of law, a hagiography and an alphabet, all in a
language a Slav speaker could follow. Serbia took it. The Rus took it: the
conversion of about 988 was supplied from Bulgaria, in Bulgarian books, by clergy
trained in Bulgarian schools, and the literary language of Russia until the
eighteenth century descends from what was written at Preslav.
Obolensky's term for the result is the Byzantine commonwealth, and his point is
that Byzantium supplied the model and never controlled the thing. Bulgaria is
where the model stopped being Byzantine.
Simeon
Drafted from Fine, The Early Medieval Balkans: A Critical Survey from the Sixth to the Late Twelfth Century (1983)peak
Simeon had been sent to Constantinople as a boy and educated there, in Greek, at
the imperial school. The Byzantines called him hemiargos — half-Greek — and
meant it as a description rather than an insult. He had been intended for the
church and came home when his brother was deposed to take a throne instead.
He spent thirty-four years at war with the empire that educated him, and what he
wanted from it was not territory.
The title
Simeon wanted to be emperor, in Constantinople, crowned by the patriarch. Not an
emperor of Bulgaria: the title he used was basileus of the Bulgarians and the
Romans, and the seals survive with it on them.
That is a claim on the Byzantine imperial office itself, and it is the earliest
of the three serious ones. The Latin emperors took the title with the ceremonial
in 1204 and Mehmed II took it with the city in 1453. Simeon took it with
neither. He never held Constantinople and was never crowned in it, and he
organised thirty years of foreign policy around being the man who would be —
which is the point worth holding onto about the whole business. What made the
office worth claiming was not that it could be won. It was that everybody in the
eastern Mediterranean agreed it was the office.
Why he could not take it
He beat Byzantine field armies repeatedly — at Bulgarophygon in 896, at
Acheloos in 917, which was one of the worst defeats the empire suffered in the
period — and reached the walls of Constantinople more than once. In 913 the
regency brought him inside the city, the patriarch put something on his head that
the Bulgarian sources call a crown and the Greek sources call a headpiece, and
the arrangement was repudiated within months.
The walls are the answer, and they always were. A land army without a fleet
cannot take Constantinople. Simeon understood this perfectly and sent to the
Fatimids in 922 to hire one; the embassy was intercepted at sea by the
Byzantines, who then bought the Fatimids off. Bulgaria had cavalry and it had
levies and it never had ships, and that single absence is the exact limit of what
the state could achieve in three hundred and thirty-seven years.
927
Simeon died in 927 with the war unwon and his son Peter made peace within months.
The terms gave Bulgaria almost everything the thirty years had been about,
except the throne: Byzantium
recognised the title of tsar — the Slavonic form of caesar, and a rank below
basileus but above every other ruler Constantinople dealt with — recognised an
autocephalous Bulgarian patriarchate, and sent a princess.
It is the high point of the state and it is the end of its expansion. Peter
reigned forty-two years in peace and the sources, which are Byzantine and hostile
and later Bulgarian and nostalgic, agree on almost nothing about them except that
nothing much happened.
What was happening underneath those forty-two quiet years is the one thing this
state produced that outlived it by four centuries and reached the south of
France.
The Bogomils
Drafted from Fine, The Early Medieval Balkans: A Critical Survey from the Sixth to the Late Twelfth Century (1983)aside
Some time in the reign of Peter, in the middle of the tenth century, a priest
called Bogomil began preaching in Bulgaria that the visible world was made by
the devil.
The doctrine that grew from it is dualist: two principles, a good God who made
souls and an evil one who made matter, with the material world — bodies,
buildings, property, the cross, the sacraments, the church itself — belonging to
the second. Its practical programme followed: no churches, no icons, no priests
beyond the initiated, no baptism by water, and a general refusal of the
authority of anyone whose authority rested on things.
A presbyter named Cosmas wrote a treatise against them which is the main source,
and his complaint is revealing. The Bogomils, he says, teach their followers not
to obey their lords, revile the wealthy, hate the tsar, ridicule the elders,
condemn the boyars, regard those who serve the emperor as loathsome, and forbid
every serf to work for his master.
It went a long way
Bulgaria persecuted it. Byzantium persecuted it — Alexios I had the Bogomil
leader Basil burned in the hippodrome around 1100, and Anna Komnene describes it.
It spread anyway: through Byzantine Thrace and Anatolia, into Serbia, into Bosnia
where the local church was accused of it for two centuries, across the Adriatic
into northern Italy, and into Languedoc, where the Cathars held a recognisably
related doctrine and where the Albigensian Crusade was launched to destroy them
in 1209.
How direct that transmission was is argued about and the argument is not settled.
What is not in doubt is that a set of ideas that begins in tenth-century Bulgaria
is being burned for in southern France two hundred and fifty years later.
What it was for
Cosmas's list is the useful part, because it says what the doctrine was doing
rather than what it taught.
A tenth-century Bulgarian peasant had a landlord, a tax collector, a priest and a
tsar, and a body of teaching arrived which held that the visible world and
everything commanding obedience in it belonged to the devil. Refusing the church
followed from the theology; refusing the boyar followed from the same premise
without any further argument being needed. That is why it kept spreading through
persecution, and why every state it reached persecuted it. It was a complete
answer to authority that did not require an army.
The state's own position is worth being clear about. Bulgaria did not export
this. Bulgaria hunted it, Byzantium hunted it, Serbia hunted it, and it travelled
anyway — along trade routes, in the baggage of refugees, through exactly the
channels no government controlled. It is the one thing a polity cannot take
credit for and cannot be blamed for either: an idea that got out.
The reach of it
Two hundred and fifty years after a priest in the reign of Peter began preaching
in a Balkan village, the pope was raising an army to destroy people in Languedoc
who believed something very like it, and the Cathar perfecti of Toulouse and
Albi were refusing the sacraments on the same grounds Cosmas had complained
about.
Whether there is a continuous line between them is argued about and has not been
settled. The resemblance is close and the geography is plausible; a shared
doctrine is not the same as a documented transmission, and the case for one has
been made and contested for a century.
What is not in doubt is that the most consequential thing this state produced was
something it spent a century trying to suppress.
A brass chain
Drafted from Cremona, The Works of Liudprand of Cremona (1930)contraction
In the summer of 968 the ambassador of the Holy Roman Emperor sat down to dinner
in Constantinople and found a Bulgarian placed above him. He wrote a report about
it that is one of the angriest documents of the tenth century, and in the course
of being furious he recorded exactly what Bulgaria's standing was.
The seating
Liudprand of Cremona had come to negotiate a marriage between Otto I's son and a
Byzantine princess, and the embassy was going very badly. He was housed in what
he calls a detestable dwelling, kept under guard, and argued with at length. Then
he was invited to the imperial table for the feast of the Apostles:
I found placed above me on my side of the long narrow board the Bulgarian
envoy. He was a fellow with his hair cut in Hungarian fashion, girt about with
a brazen chain, and, as I fancy, just admitted into the Christian faith: the
preference given to him over me was plainly meant as an insult to you, my
august masters.
He left the table. Two court officials came after him — the emperor's brother,
who was marshal of the court, and the chief secretary — and explained, in words
Liudprand reproduces because he thought they proved his case:
When Peter king of the Bulgarians married Christopher's daughter, a mutual
agreement was sworn to on both sides, to the effect that envoys of the
Bulgarians should with us be preferred, honoured and esteemed above the envoys
of all other nations. What you say is true: the Bulgarian envoy over there has
his hair cut short, he has not washed himself, and his girdle consists of a
brass chain. But nevertheless he is a patrician and we are definitely of
opinion that it would be wrong to give a bishop, especially a Frankish bishop,
the preference over him.
They then refused to let him go back to his lodgings and made him eat with the
emperor's servants at an inn.
What that was worth
Liudprand thought he was recording an outrage. What he recorded is a treaty
provision.
The marriage is the peace of 927 — Peter's, to the granddaughter of Romanos
Lekapenos, which bought Bulgaria the title of tsar and its own patriarch. What
Liudprand's evening adds is that the settlement had a protocol clause nobody else
records, and that forty-one years later it was still being enforced at the
imperial table, against the ambassador of the western empire, by officials who
regarded his objections as beside the point.
A treaty term about seating is not a small thing. Precedence at that court was
the public statement of where every foreign power stood, and Bulgaria had
negotiated first place in it and kept first place in it for two generations.
Liudprand's own contempt is the best evidence of how binding it was. The
Byzantines agreed with him about the man's hair, his washing and his belt. They
seated him above the Frankish bishop anyway, because he was a patrician of the
empire and the agreement said so.
The rest of the evening
The emperor, having been told Liudprand valued his table, sent a consolation
dish: a fat goat which he had eaten from himself, stuffed with garlic, onion and
leeks, and swimming in fish sauce. Liudprand wished his masters could have seen
it, being sure the sight would have banished any doubts they had about Byzantine
luxury.
Eight days later, when the Bulgarians had left the city, he was made to dine at
the same table again.
The date
The passage is worth dating precisely, because of what was about to happen.
Liudprand was in Constantinople in June 968. In that same year the emperor whose
officials had insisted on the seating paid Sviatoslav of Kiev to come down the
Danube and attack Bulgaria. Peter died the following January, and what the Rus
began the Byzantines finished themselves.
So the last recorded occasion on which the peace of 927 was honoured is a
bad-tempered Italian bishop being placed below an unwashed Bulgarian at a feast,
in the months between the decision to destroy the kingdom and the arrival of the
army hired to do it.
Samuel
Drafted from Fine, The Early Medieval Balkans: A Critical Survey from the Sixth to the Late Twelfth Century (1983)contraction
In 971 John Tzimiskes took Preslav, captured the tsar Boris II, brought him to
Constantinople and had him publicly stripped of the imperial insignia in a
ceremony designed to end the Bulgarian empire. The eastern half of the state was
annexed and the patriarchate was suppressed.
That should have been the ending. It was not, because the western half of the
country declined to accept it and went on for another forty-seven years.
The comitopuli
Four brothers, the sons of a provincial governor, held the mountains of Macedonia
and went on holding them. Three of them died over the following decade and the
fourth, Samuel, ruled until 1014 — first in somebody else's name and then in his
own, with a patriarch he re-established, a capital at Ohrid, and a state running
from the Adriatic to the Black Sea at its widest.
Whether this is the same polity is a real question. Samuel used the imperial
title, restored the patriarchate, was recognised as tsar by a pope, and was
treated by Constantinople as the Bulgarian empire rather than as a rebellion
inside a Byzantine province. The Bulgarian tradition treats the continuity as
unbroken. Some Byzantine and some modern accounts treat the western state as a
different object with an inherited name.
Fine takes it as continuous and so does this account. The capital moved twice in
three hundred years — Pliska, Preslav, Ohrid — and the third move is the argument
in one word: a state that relocates its throne and its patriarch to a mountain
lake after losing its heartland is a state in retreat, not a new one.
Forty years
Basil II came to the throne in 976 and spent essentially his entire adult reign
on Bulgaria. Not in one campaign: in annual expeditions across four decades,
taking a fortress at a time, buying the local aristocracy, and returning the next
year to do it again. It was attrition rather than
battle, and it is the least dramatic and most effective thing any Byzantine
emperor ever did to a neighbour.
Samuel fought it competently for most of it and won some of it — he destroyed a
Byzantine army at the Gates of Trajan in 986, in a pass, in the manner of Krum a
hundred and seventy-five years earlier, and Basil escaped with difficulty.
Kleidion
In 1014, at Kleidion, Basil trapped the Bulgarian army in a defile and destroyed
it.
The Byzantine account says he blinded the prisoners — fourteen thousand of them —
and left one man in a hundred with a single eye to lead the rest back to Samuel,
who is said to have died of the shock two days later.
Whether that is what happened is a question about the sources rather than about
the war, and it belongs on the far side of the surrender. What belongs here is
what the war was.
Four decades of annual campaigning by the richest state in the Mediterranean
against a mountain polity that could not be reached quickly and would not stop.
Basil never married, had no children, and left no dynasty. What he had instead
was Bulgaria — and the empire's territorial peak and its succession crisis arrive
in the same decade for that reason, because the man who produced the first spent
the years that would have produced the second in the mountains of Macedonia.
Bulgaria surrendered in 1018 and the empire had a Balkan frontier on the Danube
for the first time in three hundred and thirty-seven years. Fifty-three years
after that it lost Anatolia at Manzikert. The two facts are usually told
separately, and the second one is what four decades in Macedonia had left no
time or money to prevent.
1018
Drafted from Fine, The Early Medieval Balkans: A Critical Survey from the Sixth to the Late Twelfth Century (1983)end
Basil II spent the years from 976 to 1018 destroying Bulgaria, and he did it
almost annually, by attrition: a fortress a season, the local aristocracy bought
where it could be bought, and a return the following year to do it again. Very
little of it makes a good story. All of it worked.
The state he was destroying was not the one Simeon had ruled. The eastern half
had been annexed in 971 and the imperial insignia publicly stripped off its tsar
in Constantinople; what Basil spent forty years on was the western half, run from
Ohrid by a family of provincial governors who had declined to accept that the
empire was over.
Kleidion
In 1014 Basil trapped a Bulgarian army in a mountain pass at Kleidion and
destroyed it. According to the Byzantine account he then blinded the prisoners —
some fourteen thousand of them — leaving one man in a hundred with a single eye
to lead the rest home, and Samuel died two days after they arrived.
That story needs handling, and not out of squeamishness.
The figure is unverifiable and comes from a chronicle written a century after the
event. The epithet Basil is universally known by — Boulgaroktonos, the
Bulgar-slayer — is not contemporary either: it first appears in the twelfth
century, well after he was dead, and it was then taken up with enthusiasm by
nineteenth-century Greek nationalism and, from the opposite direction and for
opposite purposes, by Bulgarian.
So the single most famous fact about this war is a number nobody can check,
attached to a nickname nobody used at the time, kept alive because two modern
nationalisms both had a use for it. What is not in doubt is that a battle was
fought at Kleidion, that the Bulgarian army was destroyed in it, that Samuel died
within months, and that the state surrendered four years later.
Something atrocious happened in that pass. The specific atrocity everyone can
name may be a later century's contribution.
The surrender
Ivan Vladislav was killed outside Dyrrachium in 1018 and the resistance ended
without a final battle. Basil went through Bulgaria receiving submissions,
Samuel's widow and family came in, and the aristocracy was given Byzantine titles
and taken to Constantinople.
Three hundred and thirty-seven years after Constantine IV conceded a province he
could not hold, the empire had its Danube frontier back.
It had taken the whole adult reign of its most capable emperor to get it, and it
kept it for a hundred and sixty-seven years.
A refuge for patriotism
Drafted from Forbes, The Balkans: A History of Bulgaria, Serbia, Greece, Rumania, Turkey (1915)afterlife
Basil II, having spent forty years on the conquest, governed the result with a
light hand. Forbes's judgement is that he treated the territory more as a
protectorate than a possession: taxes levied in kind rather than coin, the
existing arrangements left largely alone, the nobility conciliated.
After his death it stopped being like that.
The see at Ohrid
The Bulgarian patriarchate, established at Ohrid in 972, was reduced to an
archbishopric. In 1025 the see was given to a Greek, who lost no time in
eliminating the Bulgarian element from positions of importance throughout the
diocese.
That is the sentence to sit with, because the institution survived and its
purpose was inverted. The church Boris had spent four years negotiating for and
Simeon had extracted from a defeated empire — the thing that made Bulgarians a
people rather than two populations sharing a country — went on existing for the
next seven and a half centuries as a Greek-run instrument for making them
something else.
The nobility went the other way. Many were transplanted to Constantinople, where,
Forbes says, their opposition was numbed by the bestowal of honours. It is the
oldest method there is and it is remarkably cheap: a court title, an estate, a
place in a ceremonial that was the most impressive in the world, and a Bulgarian
boyar's grandson was a Byzantine.
What the eleventh century did to the ground
The Balkans in these years were crossed by everyone.
Pechenegs and Cumans came over the Danube repeatedly, invited by Greeks against
Bulgars and by Bulgars against Greeks, and the pattern was always the same: the
barbarians stayed longer and did more damage than had been bargained for, and
left some of their number behind as settlers nobody had asked for. Emperors
planted colonies of Armenians and Vlachs. The Normans arrived in 1081. The
crusaders came through in 1096 and behaved so badly that the population of the
peninsula was permanently disinclined to sympathise with the cause.
The ethnographic map of the Balkans that everyone would later fight about was
substantially made in the century after Bulgaria stopped existing, by an empire
moving populations around a province it had won and could not garrison.
The heresy takes the job
And the Bogomils grew.
Forbes's account of why is the useful one: under the weight of the Greek
administration and the turmoil of the invasions, the heresy became a refuge for
patriotism and an outlet for its expression. There was no Bulgarian state to be
loyal to and no Bulgarian church to belong to, and there was a doctrine holding
that all visible authority belonged to the devil, preached in Slavonic, by people
who owned nothing.
Alexios Komnenos persecuted it bitterly, and the persecution did what
persecutions of this kind reliably do. It spread west from its centre at
Philippopolis into Serbia, and from Serbia into Bosnia, where the local church
was accused of it for the next two centuries — and further, across the Adriatic
and eventually into Languedoc.
So the two things this state built that outlasted it both went on working with
the state gone. The church it had fought Constantinople for spent seven hundred
years as Constantinople's instrument. The heresy it had spent a century
persecuting became the vehicle for the loyalty the church could no longer carry,
and travelled a thousand miles doing it.
1185
The interruption lasted a hundred and sixty-seven years, which is long enough
for nobody alive to remember the thing that ended.
Then two brothers from the Tarnovo region fell out with the imperial government
over a tax, and there was a Bulgarian state again — with the title of tsar
resumed, a patriarch at a new capital, and the bones of the first empire's saints
carried to Tarnovo to make the point that this was not a new country.
Succession
The same polity, later: Second Bulgarian Empire(1185–1396) — the same ground and the same royal title, interrupted and then taken up again. Nothing was inherited and nothing was claimed, which is why no year is given: the country stopped being governed as itself, and later it was again, and there is no day on which that turned over.
What led here
First Bulgarian Empirepartitioned fromOld Great Bulgariacontested
The Bulgars had held the steppe north of the Black Sea under Kubrat. After his death the confederation broke up under Khazar pressure and his sons went in different directions with what followed each of them; Asparuh took his people west to the Danube delta and from there across the river into imperial territory. The Byzantine writers who name the parent khanate are describing something that had already dissolved, and give no year for the division.
Basil II finished a war that had run since 976, four years after Kleidion. Bulgaria was annexed and administered directly for a hundred and sixty-seven years, with its patriarchate reduced to an archbishopric at Ohrid.
Derived from cited spans, not from a separate source. Where both spans are ranges and they meet only on the widest reading of each, the pair is listed as possible rather than resolved to one answer. Unlinked entries are here for scale and are not written up.
Extent
The historical-basemaps snapshots are world maps at fixed years, and none of the ones falling inside this polity's lifetime names it among the polities it draws.
Rating
Four axes, all computed from cited numbers and never from editorial judgement. Percentiles are against every polity written up here — 280 of them — plus 50 more included for scale. Absolute figures. A missing axis is excluded from the total rather than counted as zero.
Reach
No cited figure
Longevity
337 years
75th percentile
Demographic weight
No cited figure
Influence
Three separate counts. This site never publishes a single influence number of its own; the sliders on the rankings view fuse them only in your view.
Descendant scripts
0
Religions carried
1
Orthodox Christianity in Slavonic
Successor claims
0
Weighted total
64th percentile
computed from 2 of 4 axes, renormalised across the axes that have figures. A polity with two documented axes is not penalised against one with four.