fragmentation888McKitterick, Charlemagne: The Formation of a European Identity (2008)
How it was governed
4 of 4 coded
Army raised byHow the fighting force was recruited, not how it fought.
conscript andland grant
conscript — Levied from a settled population by administrative obligation
land grant — Service in return for assigned revenue — iqta', timar, jagir
Wickham, The Penguin History of Europe (2009)
Revenue fromWhat the state lived on. The values are unranked: the field cannot express which mattered most.
plunder andtribute
plunder — Campaign proceeds treated as structural income
tribute — Revenue received from another polity
Wickham, The Penguin History of Europe (2009)
Succession byThe rule in force, not the outcome. A rule repeatedly violated is still the rule.
appanage
Patrimonial division among heirs
McKitterick, Charlemagne: The Formation of a European Identity (2008)
Right to rule fromThe ground publicly asserted — on coins, in the khutba, in titles.
descent anddivine sanction andtitulature
descent — Descent from a house or lineage, publicly invoked
divine sanction — A mandate from above — heaven, or a claim to be mahdi or imam
titulature — A predecessor's title taken as one's own ground
McKitterick, Charlemagne: The Formation of a European Identity (2008)
Each line is drawn from a source that addresses the question directly. A line reads No cited figure where no source consulted does — never because the answer seemed obvious.
Turning points
3 hinges
817The Ordinatio Imperiireform
Louis the Pious legislated the succession: the eldest son to be emperor, the younger two to hold kingdoms under him, and the empire to remain one thing. It is an attempt to have Frankish partible inheritance and a Roman indivisible empire at the same time, and the attempt is the record's whole second half. A fourth son was born afterwards, the settlement was reopened to provide for him, and the three elder sons rebelled against their father twice.
McKitterick, Charlemagne: The Formation of a European Identity (2008)
843Verduntreaty
After three years of civil war between Louis's surviving sons the empire was divided in three by negotiated treaty, with surveyors sent out to value the territories so that the shares would be equal in revenue. The east and west Frankish kingdoms that came out of it are the ancestors of Germany and France, and the long strip between them, which had the imperial title and no natural frontier, was fought over for eleven hundred years.
McKitterick, Charlemagne: The Formation of a European Identity (2008)
877Quierzyreform
Charles the Bald, leaving for Italy, issued a capitulary providing that if a count died while he was away his son should hold the office until his return. It was a temporary provision for one absence and it was read afterwards as conceding what was already happening: that royal offices were becoming family property. A state administered by counts who could be appointed and moved at the king's pleasure and watched by travelling inspectors stops being possible here.
Wickham, The Penguin History of Europe (2009)
Chapters
10 in order
Mayors of the palace
Drafted from McKitterick, Charlemagne: The Formation of a European Identity (2008)formation
The family that took the imperial title in 800 had been running the Frankish
kingdoms for four generations without holding a throne.
The office was mayor of the palace, originally a household steward and by the
seventh century the effective head of government, with the Merovingian kings
reduced to a ceremonial function that Einhard later described with contempt and
that was probably less abject than he made it. Charles Martel held it, beat an
Arab raiding force near Poitiers in 732 and campaigned against everybody else,
and did not take the crown.
His son Pepin did, in 751, and how he did it set the terms for everything after.
He sent to the pope to ask who ought to be called king — the man who
had the power or the man who had the title — received the answer he had
commissioned, deposed the last Merovingian into a monastery, and had himself
anointed with holy oil in a ceremony borrowed from the Old Testament that
Frankish kingship had not previously used.
What anointing bought
It made the king a sacred person, and it changed what kingship rested on. A
Merovingian was king by being of the blood of Merovech. A Carolingian was king
because God, through the church, had made him one — which is a claim available
to a family with no blood claim at all, and unavailable to anybody who tried to
displace them afterwards without the church's help.
It also created a debt. Pepin crossed the Alps twice on the papacy's behalf
against the Lombards and gave the pope the territories that became the papal
state. The relationship that produced the coronation of 800 — and the later papal
argument that an empire conferred could be withdrawn — starts here, with a
usurpation that needed a churchman's opinion.
Charlemagne's wars
He reigned forty-six years and campaigned in most of them, which is a fiscal
statement as much as a military one.
The Lombard kingdom in northern Italy was taken in 774 and Charlemagne added its
crown to his own. Bavaria was absorbed in 788. The Spanish march was pushed
across the Pyrenees, in a campaign whose rearguard was destroyed at Roncesvalles
in 778 by Basques and became, three centuries later, the Song of Roland.
And the Saxons. Thirty-two years of war east of the Rhine against a people with
no state to surrender, fought by annual invasion, forced baptism, mass
deportation and, at Verden in 782, the reported execution of four thousand five
hundred prisoners in a day. It ended with Saxony Christian and Frankish, and it is
the only sense in which this empire propagated a religion at all.
By 800 the Frankish realm ran from the Ebro to the Elbe and from the North Sea
to Rome. Nobody had assembled that much of western Europe since the western
Roman empire stopped existing, and the question of what to call the man who had
done it was about to be answered in a way nobody in Constantinople accepted.
The Saxons and the Avars
Drafted from Wickham, The Penguin History of Europe (2009)expansion
Two campaigns on the eastern side of the empire did more to determine what kind
of state it was than the coronation did, and neither is remembered.
Saxony
The Saxon wars ran from 772 to 804. There was no Saxon king to defeat and no
capital to take: the country was a set of regional groupings that could submit,
disperse and reassemble, and the Frankish method was to invade every year,
extract oaths, build fortresses, and come back when the oaths were broken.
The instruments were baptism and deportation. Submission meant accepting
Christianity; the capitulary Charlemagne issued for Saxony in the 780s prescribes
death for refusing baptism, for cremating the dead, for eating meat in Lent. Tens
of thousands of Saxons were moved west and Franks settled east. It took a
generation and it worked, in the sense that Saxony was Christian and Frankish
afterwards and produced the dynasty that revived the empire a century and a half
later.
It is worth being exact about what that means. Latin Christianity was carried
into Saxony, and the instrument was an army. Missionaries followed the
capitularies rather than preceding them, and the durable ecclesiastical
province that resulted — bishoprics, monasteries, tithes — was built on ground
cleared by thirty years of annual invasion. Calling that the spread of a
religion is accurate. Calling it anything gentler is not.
The Avar ring
The Avars had held the Hungarian plain for two hundred and fifty years and had
spent most of that period extracting subsidies from Constantinople, which paid
rather than fight them. The proceeds sat in a fortified encampment the Frankish
sources call the ring.
In 795 and 796 Frankish armies took it. The Royal Frankish Annals describe
fifteen wagons of gold and silver, each drawn by four oxen, going west. Einhard
says that the Franks had been poor and became rich, and lists the gifts
Charlemagne sent out of it to the pope, to his followers and to churches across
the empire.
What a state without taxation does
That is why the treasure matters more here than a heap of loot usually does.
Wickham's argument is that the single largest
difference between the Roman world and the early medieval west is the
disappearance of the land tax. A Carolingian king had no assessment, no census,
no cadastre and no revenue officials. What he had was his own estates — which
were vast — plus tolls, gifts, judicial fines, and whatever the annual campaign
produced.
An empire funded that way has to keep campaigning, and its capacity is limited by
what the king personally owns. It cannot pay a standing army, so it fights with
an obligation on landholders. It cannot pay officials, so it rewards them with
land, which they then own.
Two and a half centuries of Byzantine subsidy, paid to the Avars to keep them
quiet, moved west in fifteen ox-drawn wagons and made the difference between a
poor Frankish reign and a rich one. Einhard says plainly that the Franks had
been poor and became rich. That is a description of a
state whose finances were an event rather than a system, and the arithmetic of
it eventually ran out.
Two emperors, and an embassy
Drafted from McKitterick, Charlemagne: The Formation of a European Identity (2008)peak
On Christmas Day 800 the pope crowned Charlemagne emperor in Rome. There had not
been an emperor in the west since 476, and there was already one in the east, who
regarded the coronation as a usurpation — the more so because the eastern throne
was at that moment occupied by a woman, Irene, which the Frankish position held
to mean it was vacant.
The empire itself was Frankish expansion given a Roman title: Gaul, most of
Germany after thirty years of Saxon wars, northern Italy, and a march across the
Pyrenees. It was administered through counts and royal envoys rather than a
bureaucracy, and its most durable product was not political but cultural — a
programme of manuscript copying and script reform in the monasteries that
preserved the bulk of the Latin literature that survives, in a new hand,
Carolingian minuscule, that is the ancestor of the lower case in this sentence.
The elephant
The best evidence that this was one connected world rather than several is an
animal.
Charlemagne and Harun al-Rashid exchanged embassies, and Harun sent an elephant
named Abul-Abbas, which walked from Baghdad to Aachen and lived there for eight
years. Both rulers had a reason. Harun's rival was the Umayyad emirate at
Cordoba, in Spain, on Charlemagne's southern frontier. Charlemagne's rival was
Byzantium, on Harun's northern one. Each was the other's enemy's enemy, and both
courts understood the geography well enough to act on it.
An emperor in Aachen and a caliph in Baghdad, neither of whom could reach the
other with an army, worked out that they had the same two problems and could do
something about it. The elephant is the part everyone remembers; the strategic
calculation behind it is the part that says what the ninth century was actually
like.
The empire itself was divided among Louis the Pious's sons at Verdun in 843 and
had effectively dissolved by 888 — by inheritance practice rather than by
defeat.
Counts and capitularies
Drafted from McKitterick, Charlemagne: The Formation of a European Identity (2008)peak
There was no capital until Charlemagne settled at Aachen in his sixties, and
Aachen was a palace with hot springs rather than a city. There was no
bureaucracy, no salaried civil service, no permanent archive of the kind that
Constantinople and Baghdad ran on, and no tax.
What there was: counts, capitularies and inspectors.
A count held a district, dispensed justice, raised the host and took a third of
the judicial fines. He was appointed by the king from the aristocracy, and could
be moved — which is the whole difference between this and what came after. Bishops and abbots held
comparable authority and were appointed the same way.
Capitularies were the king's written instructions, issued in chapters, on
everything from the conduct of counts to the management of royal estates to the
correct singing of the liturgy. Several hundred survive. Whether they were
enforced is the central argument in the field. McKitterick's position is that
the number of surviving manuscript copies made out in the provinces, at local
expense, by people who had no obligation to make them, is evidence that they
were at least taken seriously by the men expected to obey them.
And the missi dominici, the lord's envoys: pairs of inspectors, one lay and one
clerical, sent out in circuits to hear complaints against counts, administer the
oath of loyalty and report back. It is a serious attempt at supervision by a
government with no standing presence anywhere.
What held it together
Oaths and the aristocracy, mostly.
Every free man was required to swear loyalty to the emperor personally, renewed
at intervals and administered by the missi. The great families that supplied the
counts were interrelated, held land across the whole empire rather than in one
region, and had an interest in the empire staying one thing because their
property did not fit inside any single part of it.
That last point is the one that changed, and its changing is the end of the
empire. As long as a magnate's estates were scattered from the Loire to the
Rhine he needed one emperor. Once the empire had been divided three times and the
frontier ran through his holdings, he had to choose a king, and after that he
was a regional figure whose interests were regional.
And the books
The court gathered Alcuin from Northumbria, Paul the Deacon from Lombardy,
Theodulf from Spain, and set the monasteries copying.
It is worth noticing what kind of government does that. A state with no tax, no
bureaucracy and no capital, held together by oaths and the self-interest of a
few hundred families, issued written instructions about the correct singing of
the liturgy and paid to have the classical Latin literature of the ancient world
transcribed. The administration that could barely supervise its own counts was
extremely good at producing books, and the books are what survived it.
Down to twelve years of age
Drafted from Select Historical Documents of the Middle Ages (1896)peak
In 802, two years after the coronation, Charlemagne issued a long capitulary
setting out what his inspectors were to do and what his subjects had sworn. It
survives, and it is the clearest statement anywhere of how a government with no
salaried officials, no tax and no capital proposed to govern.
It opens with the inspectors. The emperor chose from among his nobles the most
prudent and wisest men — archbishops, bishops, venerable abbots and pious laymen —
and sent them over the whole kingdom, so that men should live according to law
and right. And where anything in the law is otherwise than according to right and
justice, they are to inquire into it most diligently and make it known to him, and
he, God granting, hopes to better it.
Then a sentence that tells you who the emperor thought the enemy was. Let no one,
through his cleverness or astuteness — as many are accustomed to do — dare to
oppose the written law, or the sentence passed upon him, or prevail against the
churches of God, or the poor, or widows, or minors, or any Christian man.
The oath, and what it was discovered to mean
The second section is the important one, and the reason it is important is that
it is a correction.
Everyone in the kingdom who had sworn fealty to Charlemagne as king was now to
swear it again to him as emperor, and everyone who had not sworn was to do so —
all, down to those under twelve years of age. And it was to be publicly
explained to all of them, so that each one should understand it, how many things
that oath contains.
Because, the document says, many had hitherto believed it meant only fidelity as
regards the emperor's life, not bringing an enemy into the kingdom, and not
consenting to or keeping silent about another man's disloyalty. It means more
than that. And the list follows:
Firstly, that every one of his own accord should strive, according to his
intelligence and strength, wholly to keep himself in the holy service of God
according to the precept of God and to his own promise — inasmuch as the
emperor can not exhibit the necessary care and discipline to each man singly.
That clause is the Carolingian state's whole theory of itself. The emperor cannot
supervise everybody, so everybody is put under oath to supervise himself, and the
oath is given a religious content so that breaking it is a sin as well as a crime.
A government that cannot reach into a village has made every adult and every
twelve-year-old in it a sworn agent of its purposes.
The rest of the list is more ordinary: nobody is to conceal a runaway imperial
slave, or plunder churches, widows, orphans or strangers, or dodge the summons to
arms, or let a count release a man from military service for a bribe or out of
regard for kinship. And then a clause against professional pleaders — nobody is to
make a practice of arguing another man's case in court out of cupidity, or to
impede a just judgment by cleverness; each man is to plead his own, unless he is
infirm or does not know how, in which case the inspectors or the judge shall plead
for him.
What the government was worried about
Read as a list of anxieties rather than as a legal code, the capitulary is candid.
Counts are not to conceal thieves, robbers, murderers, adulterers, magicians or
witches under any pretext, induced by reward or flattery. Judges are to judge
justly, according to the written law and not according to their own judgment.
Bishops and abbots are to have bailiffs and judges who are lovers of justice,
because harmful or greedy ones produce the greatest evils. Abbots are to live
where the monks are, wholly with the monks. Priests and deacons keeping women in
their houses lose their position and their inheritance. Judges, counts and envoys
are not to extort payment of a fine from a destitute man after the emperor has
forgiven it.
And two clauses that are not about control at all. No one throughout the realm
may deny hospitality to the rich, to the poor, or to pilgrims: nobody shall refuse
shelter and fire and water to anyone travelling in God's service. And anyone who
comes to the emperor's presence seeking alms on account of indigence or hunger,
Christian or pagan, is not to be constrained to service, or taken possession of,
or sold — and whoever transgresses that shall atone for it with his life.
The feud
The longest single clause is about murder, and its argument is worth following
because it shows a government trying to legislate its way out of something it
could not police.
It begins with theology — how can any man hope to be pleasing to God who has slain
His son, and where can one flee God, to whom all secrets are manifest? — and then
arrives at the practical instruction. When a murder has happened, the guilty man
is to hasten at once to compound with the dead man's relatives. And then the
clause that is really the point:
The relatives of the dead man shall by no means dare to carry their enmity
further, or refuse to make peace with him who seeks it; they shall pledge their
faith and make a lasting peace, and the killer shall pay the wergeld without
delay.
Compensation for killing was old and universal. What this adds is compulsion on
the victim's side: the injured family is forbidden to decline the money. An empire
held together by oaths and a few hundred interrelated families could survive a
great many murders and could not survive the feuds that followed them, and so a
capitulary issued in the emperor's name orders grieving relatives, under the royal
ban, to accept a payment and shake hands.
The arithmetic
Drafted from McKitterick, Charlemagne: The Formation of a European Identity (2008)contraction
Louis the Pious inherited the whole empire in 814 because his two elder brothers
had died, which is the only reason it passed intact. He then spent twenty-six
years trying to arrange that it would happen again on purpose.
The Ordinatio Imperii of 817 is a document trying to hold two incompatible
things. The empire is to remain one and
indivisible, because it is Roman and an emperor is singular. And it is to be
divided among the sons, because that is what Frankish inheritance does. Louis's
solution was one emperor with two subordinate kings, all three brothers, the
younger two owing the elder obedience.
Then a fourth son was born to a second wife, the settlement was reopened to
provide for him, and the three elder sons rebelled against their father — twice,
deposing him once and restoring him, in a sequence involving a public penance, an
assembly at a place called the Field of Lies, and papal intervention on both
sides.
Verdun
Louis died in 840 and his sons fought for three years. The Treaty of Verdun in
843 divided the empire into three, and the method is the most revealing detail
in the whole business: surveyors were sent out to assess the territories so that
the three shares would be equal in revenue.
That is not how a Roman empire is divided. It is how an estate is divided
between heirs, and it is the same instinct that broke up the Seljuk and Ayyubid
realms in the following centuries: a kingdom treated as family property to be
shared out rather than as an office that only one man can hold.
West Francia and East Francia became France and Germany. The middle share,
Lotharingia, ran from the North Sea to Rome, had the imperial title and the two
capitals, no natural frontier on either side, and was fought over until 1945.
Quierzy
In 877 Charles the Bald, about to leave for Italy, issued a capitulary providing
that if a count died while he was away, the count's son should hold the office
until he returned to decide.
It was a provision for one absence. It was read afterwards as a concession of
what was already happening: that offices held at the king's pleasure,
transferable, supervised by travelling inspectors, were becoming hereditary
family property.
The arithmetic behind it is simple. A state with no tax rewards
its servants with land. Land given is land gone. The Carolingians had given away
a great deal of the royal estate over three generations, in benefices that were
supposed to revert and did not, and by the 870s a king had less to give and less
leverage over the men holding what had already been given.
The Vikings
They arrive in the middle of all this and are usually given the credit.
The raids began in the 790s, became annual and then permanent from the 840s, and
by the 880s Viking armies were wintering in the Seine and Loire valleys and
besieging Paris. The response — local defence by whoever was there, fortified
bridges, payments to make them go away — was necessarily local, and it made the
regional commander more important than the distant king.
That is real and it is an accelerant rather than a cause. The empire was already
being divided by inheritance and its offices were already becoming hereditary
before the great raids started. What the Vikings did was make the case for a
regional strongman unanswerable.
888
Drafted from McKitterick, Charlemagne: The Formation of a European Identity (2008)end
Charles the Fat had the whole empire back, briefly, from 884 — not by conquest
but because every other adult male Carolingian had died. He held it for three
years, failed to relieve Paris from a Viking siege and paid the besiegers to go
away instead, and was deposed by an assembly of magnates in November 887. He
died two months later.
Nobody replaced him. The Annals of Fulda say that the kingdoms which had obeyed
him fell apart into pieces and, not waiting for their natural lord, each made a
king out of its own guts.
Five or six kingdoms emerged in a year, and only one of the men who took them
was a Carolingian in the male line. That is where the empire stops.
Nobody conquered it
That is worth stating flatly, because it is unusual. Empires normally end
because somebody ends them, and where no conqueror is named it is usually
because no source survives to name one rather than because there was none.
Here it is positively established that there was no external agent. The
magnates of each region chose a king from among themselves. The empire had been
divided by inheritance until the pieces were the units that mattered, and the
offices had become hereditary until the men holding them were the ones who
decided.
The machinery that took the empire apart was the machinery that had been
running it all along.
What was left standing
The kingdoms. West Francia and East Francia had been created at Verdun
forty-five years earlier and they did not go away; the men who held them in 888
are the beginning of the French and German royal successions.
The church. Bishoprics and monasteries had been endowed with land and
privileges throughout, and they were the institutions that survived the ninth
century intact, with their libraries, their scriptoria and their claim to
appoint their own heads that the eleventh century fought about.
And the title. Otto I — a Saxon, from the people Charlemagne had conquered and
baptised at spearpoint — was crowned emperor at Rome in 962, seventy-four years
after the last Carolingian emperor was deposed, in explicit revival of
Charlemagne's empire. The office went on being claimed for another eight
centuries by men who had never held a foot of Frankish ground.
What the empire actually left, though, is not political at all.
What it left behind
Drafted from McKitterick, Charlemagne: The Formation of a European Identity (2008)afterlife
The empire lasted eighty-eight years and its political achievements did not
survive the ninth century. Almost everything durable about it is textual.
The Carolingian court gathered scholars from Northumbria, Italy, Spain and
Ireland, and set the monasteries to copying. The great majority of surviving
classical Latin literature reaches us through Carolingian manuscripts: for most
Roman authors the oldest copy in existence is ninth-century, made in a Frankish
scriptorium, from a late antique exemplar that afterwards perished. Take that
programme out of the ninth century and the western classical canon is a fraction
of its size — not because the works would have been condemned, but because
parchment rots and nobody else was copying.
The letters
They also reformed the script, and the reform is the reason this is legible.
The hands in use across the post-Roman west had drifted apart into regional
varieties that had become nearly unreadable to anybody outside the region that
wrote them, run together, heavily abbreviated, and inconsistent from one
scriptorium to the next. Carolingian minuscule replaced them with something
designed to be read by a stranger: clear letterforms distinguished from one
another, words separated by spaces, a functioning lower case, capitals used for
a reason.
That is a piece of infrastructure rather than an ornament. A text is only as
durable as the next person's ability to read it, and an empire that wanted its
capitularies obeyed in Aquitaine and its liturgy sung correctly in Bavaria had a
practical stake in a hand that travelled.
Then it travelled further than intended. Italian humanists in the fifteenth
century found ninth-century manuscripts of classical authors, took the hand they
were written in for the hand of the Romans themselves, and cut their type to
match it. Every roman typeface since descends from that mistake. The letters in
front of you are a Renaissance reproduction of a Frankish reform of a late Roman
cursive, adopted because somebody misdated a manuscript.
What it is not
None of that is a conquest, a conversion or a dynasty, and it is worth being
clear that the empire's most durable product is one nobody at the time would
have listed among its achievements.
Charlemagne's own reputation rested on Saxony, Italy, the Avars and the imperial
title. Two of those were undone within a century of his death and a third passed
to a Saxon. The scriptoria were a means to an end — correct texts for a correct
liturgy, run by a king who thought a botched psalm was a governance problem.
What survived is the means. The empire fell apart because Frankish inheritance
custom took it apart and there was no tax revenue to hold it together; the
libraries it endowed were the one asset that could not be divided among three
brothers, granted away as a benefice, or lost at Verdun. Bishops and abbots kept
them, and went on copying after there was no emperor to ask them to.
Eleven hundred years later the political settlement is a subject for
specialists, and the classical literature and the alphabet are common property.
The man in the ox-cart
Drafted from Einhard, Life of Charlemagne (1880)aside
Nearly every familiar image of Charlemagne comes from one short book written by
a courtier who had served him for over twenty years, on the model of Suetonius,
in the 820s, after the man had been dead for some time and the family's grip on
the empire had started to slip.
Einhard's Life is the reason we think we know what Charlemagne looked like,
what he ate, that he swam, that he kept writing tablets under his pillow and
practised making letters and could never manage it. It is also a defence brief,
and it is at its most transparent in the first two pages, before Charlemagne has
appeared at all.
The kings the family displaced
The book opens on the Merovingians. Einhard is explaining why it was legitimate
for his employer's grandfather to take a crown that belonged to somebody else,
and his method is to make the somebody else ridiculous.
The Merovingian line, he says, had long since been devoid of vital strength and
conspicuous only for bearing the empty title of king. Real power lay with the
mayor of the palace. There was nothing left for the king to do but be content
with his name, his flowing hair and his long beard, sit on his throne and play
the ruler, and receive ambassadors and dismiss them in words that had been
suggested to him or imposed on him outright. He owned nothing except the title
and one country estate with a small house and enough servants to run it.
And then the detail everybody remembers:
When he had to go abroad, he used to ride in a cart, drawn by a yoke of oxen,
driven, peasant-fashion, by a ploughman; he rode in this way to the palace and
to the general assembly of the people, that met once a year for the welfare of
the kingdom, and he returned home in like manner.
It is devastating, and it is probably not quite true. The long hair was the
badge of Merovingian royalty and of free status; the ox-cart appears to have
been an ancient royal custom rather than a humiliation, which is why the king
used it to travel to the annual assembly of his own people. Einhard has taken
two pieces of sacral kingship and presented them as the props of a fool.
Then, three sentences later, he records that the last of them was deposed,
shaved, and put into a monastery. Cutting the hair off was the deposition. If
the hair had been the empty vanity Einhard has just called it, there would have
been no need to cut it.
Why it matters
A courtier writing about a dynasty he serves is not a neutral witness, and this
one is unusually easy to catch because he tells you what he is doing. He
declines to describe the crossing of the Alps on the grounds that his subject is
the manner of the emperor's life rather than the incidents of his wars — having
already described the trackless ridges, the heaven-aspiring cliffs and the
ragged peaks in the act of refusing. He says it would be folly to write about
Charlemagne's birth and boyhood because nothing was ever written on the subject
and nobody now alive can supply it, which is an honest admission and also a
convenient way past the years when the family's claim was weakest.
The Life is where almost everything vivid about this empire comes from, and
the vividness was manufactured by somebody with a position to protect. Both of
those things are true at once, and the second one does not cancel the first. It
does mean that the picture of the last Merovingian kings — long-haired, useless,
trundling to the assembly behind a pair of oxen — is a portrait painted by the
people who took their kingdom, and the only one anybody has.
The iron Charles
Drafted from Stammerer, Early Lives of Charlemagne (1907)aside
In 883 Charles the Fat spent three days at the monastery of St Gall and asked a
monk there to write about his great-grandfather. The book that came of it
addresses him throughout as a descendant — your great-grandfather Charles,
your most glorious father Lewis, your most religious grandfather Lewis called
the pious. The emperor it was written for held the whole empire at that moment,
for the last time, and was deposed four years later.
Notker is not Einhard. He had not known Charlemagne, he had few documents, and he
takes unusual trouble to say where his material comes from: an old monk of his own
house, and that monk's father Adalbert, who had followed the queen's brother
through the wars against the Avars, the Saxons and the Slavs. The picture Notker
gives of the arrangement is of an old soldier anxious to tell and a young monk
unwilling to listen — and the stories were repeated often enough that not only the
facts but the words stuck. What he produced is a collection of anecdotes, and its
historical value is not what it reports but what it shows: seventy years after the
man died, with people who had marched behind him still alive to be asked, the
legend was already finished.
Pavia
The set piece is the approach to Pavia in 774, and it is not written like prose.
The Lombard king Desiderius is on a tower with an exiled Frankish noble named
Otker, watching the army come. The baggage waggons appear: Is Charles in that
vast army? Not yet. The gathered forces of all the nations: Surely Charles moves
in pride among those forces. Not yet, not yet. The personal attendants: There is
Charles. Not yet, not yet. The bishops and abbots and the clerks of the chapel.
At that Desiderius wants to hide himself in the earth. And Otker, who had once had
thorough knowledge of the preparations of the unconquerable Charles, tells him
what to watch for:
When you see an iron harvest bristling in the fields; and the Po and the Ticino
pouring against the walls of the city like the waves of the sea, gleaming black
with glint of iron, then know that Charles is at hand.
Then the emperor arrives, and the word is repeated twenty times in a paragraph. An
iron helmet, iron gauntlets, an iron breastplate, an iron spear, an iron falchion,
iron plates on the thighs, iron greaves, an iron shield, a horse iron-coloured and
iron-hearted, everyone around him copying him as closely as possible, the fields
filled with iron, the sun's rays thrown back from it. A people harder than iron
paid universal honour to the hardness of iron. And from the walls, the cry: Oh
the iron! Woe for the iron!
Otker looks at all this and says, There is the Charles that you so much desired
to see, and falls to the ground half dead.
Nobody stood on a tower and said that. The refrain, the threefold denial, the
watchword, the collapse — it is the shape of a song, written out as prose by a man
who had heard it sung.
Why it is worth having
Because of when it was made.
The empire the iron army had built lasted eighty-eight years. Notker was writing
in its last decade, for the last man to hold all of it, at a court that would
shortly pay a Viking army to leave Paris because it could not beat it. The Charlemagne in his
pages — supernaturally shrewd, protector of Jerusalem, terrifying at a distance —
is not a memory of a government. It is what a government's descendants tell each
other when the government is failing.
And the anecdote he puts nearest this one gives the trick away. Recalling the
reign of Charlemagne's grandson, Notker says that Germany was made to pay a penny
an acre towards ransoming Christian captives in the Holy Land, and that the appeal
was made in the name of the dominion anciently held over that land by your
great-grandfather Charles. Charlemagne never held the Holy Land. Somebody was
already raising money on the claim that he had.
That is the afterlife of this empire beginning while it is still going. Two
centuries later the Crusaders believed they were following Charlemagne's road to
Jerusalem; in 1165 an emperor had him canonised; by the Renaissance he was the
dim centre of a cycle of poems about knights who never existed. The process starts
here, in a monastery in Switzerland, in a book written to flatter a man who was
about to lose everything his great-grandfather had assembled.
Charlemagne besieged Pavia, banished Desiderius for life and drove his son Adalgis out of Italy, and added king of the Lombards to his own title. The kingdom's laws, duchies and administration continued, and the conqueror installed his own son as its king — a dynasty replaced rather than a state destroyed.
Pepin, mayor of the palace and the fourth of his family to run the Frankish kingdoms without holding a throne, sent to Rome to ask who ought to be called king — the man who had the power or the man who had the title — and on the answer he had commissioned deposed Childeric III, had his hair cut off, and put him in a monastery. Einhard, defending the family eighty years later, insists the line had long been powerless and conspicuous only for an empty title; the shaving is his own evidence against himself, since cutting the hair was what made the deposition effective.
Otto I, a Saxon from the people Charlemagne had conquered and baptised at spearpoint, was crowned emperor at Rome seventy-four years after the last Carolingian emperor was deposed, in explicit revival of the empire.
Derived from cited spans, not from a separate source. Where both spans are ranges and they meet only on the widest reading of each, the pair is listed as possible rather than resolved to one answer. Unlinked entries are here for scale and are not written up.
Extent
An illustration, not a measurement
Snapshot year
800
This is the nearest available snapshot to the cited peak of 800. It is not the peak.
Cited extent
1,200,000 km²
The area of the shape on the left will not match this figure. That is expected. The cited figure is the figure; the map is an illustration, and the two are never reconciled.
Carolingian Empire, as the snapshot draws it
Everything else on the same snapshot
Edges are blurred from the dataset’s own border-precision field. Every feature in this period is marked 1, approximate, so every border here dissolves.
The dataset author’s caveat, which belongs here rather than in the footnotes: territorial boundary as a concept is meaningful in Europe only after Westphalia, ancient polities overlap, and old vector borders drawn on modern coastlines mislead because rivers and shorelines move. Boundaries from historical-basemaps, CC-BY-4.0.
Rating
Four axes, all computed from cited numbers and never from editorial judgement. Percentiles are against every polity written up here — 280 of them — plus 50 more included for scale. Absolute figures. A missing axis is excluded from the total rather than counted as zero.
Reach
1,200,000 km²
19th percentile
Longevity
88 years
19th percentile
Demographic weight
No cited figure
Influence
Three separate counts. This site never publishes a single influence number of its own; the sliders on the rankings view fuse them only in your view.
Descendant scripts
0
Religions carried
1
Latin Christianity
Successor claims
1
Holy Roman Empire
Weighted total
35th percentile
computed from 3 of 4 axes, renormalised across the axes that have figures. A polity with two documented axes is not penalised against one with four.