fragmentation395Treadgold, A History of the Byzantine State and Society (1997)
How it was governed
4 of 4 coded
Army raised byHow the fighting force was recruited, not how it fought.
standing professional andconscript
standing professional — Paid, permanent, recruited and commanded centrally
conscript — Levied from a settled population by administrative obligation
Saller, The Roman Empire: Economy, Society and Culture (2014)
Revenue fromWhat the state lived on. The values are unranked: the field cannot express which mattered most.
land tax andpoll tax andtrade toll
land tax — Tax on agricultural production and land
poll tax — A tax per head, often on non-adherents
trade toll — Customs, straits dues and caravan levies
Saller, The Roman Empire: Economy, Society and Culture (2014)
Succession byThe rule in force, not the outcome. A rule repeatedly violated is still the rule.
nomination andacclamation
nomination — A designated heir
acclamation — Raised by army or assembly
Millar, The Emperor in the Roman World (31 BC - AD 337) (1977)
Right to rule fromThe ground publicly asserted — on coins, in the khutba, in titles.
election anddescent anddivine sanction
election — Chosen by a body entitled to choose
descent — Descent from a house or lineage, publicly invoked
divine sanction — A mandate from above — heaven, or a claim to be mahdi or imam
Millar, The Emperor in the Roman World (31 BC - AD 337) (1977)
Each line is drawn from a source that addresses the question directly. A line reads No cited figure where no source consulted does — never because the answer seemed obvious.
Turning points
5 hinges
69The year of four emperorssuccession crisis
Nero died without an heir, the Julio-Claudian house ended, and four men held the office in eighteen months, three of them raised by provincial armies. Tacitus says a secret of empire was revealed: that an emperor could be made somewhere other than Rome. The dynasty that came out of it had its powers voted to it in a law whose bronze survives, which is the constitutional fiction being repaired in public after the army had shown what it was worth.
Millar, The Emperor in the Roman World (31 BC - AD 337) (1977)
212The Antonine Constitutionreform
Caracalla granted Roman citizenship to very nearly every free inhabitant of the empire. A status that had been the reward for auxiliary service, the prize a provincial city negotiated for, and the thing that separated the ruled from the rulers became universal in a single edict. The reasons given at the time were fiscal and religious; the effect was to end the distinction the empire had been built on, and to make the later distinction that mattered wealth rather than citizenship.
Saller, The Roman Empire: Economy, Society and Culture (2014)
260Edessabattle
Shapur I captured the emperor Valerian alive and had the fact carved on a cliff at Naqsh-e Rostam with the emperor kneeling before him. For the Sasanians it was their own founding triumph. Within a decade Gaul had its own emperor and Palmyra had taken Egypt and Anatolia, and the empire spent fifteen years in three pieces — the only period in its history when it was not one polity.
Woolf, Rome: An Empire's Story (2012)
312The Milvian Bridgeconversion
Constantine beat Maxentius outside Rome and attributed it to the Christian God. What followed was not the conversion of the empire, which took a century and was never complete, but the conversion of imperial patronage: bishops given jurisdiction, churches endowed on an imperial scale, councils summoned and paid for by the emperor. Christianity's spread beyond the empire's borders began with the resources an emperor put behind it here.
Woolf, Rome: An Empire's Story (2012)
378Adrianoplebattle
A Gothic force admitted across the Danube two years earlier, and then starved and cheated by the officials handling it, destroyed the eastern field army and killed the emperor Valens. The settlement that followed put Goths inside the empire as an army under their own commanders rather than as recruits distributed among the legions, and the western half spent the next century being governed by arrangements of that kind.
Woolf, Rome: An Empire's Story (2012)
Chapters
11 in order
The republic that did not end
Drafted from Millar, The Emperor in the Roman World (31 BC - AD 337) (1977)formation
In 27 BC Octavian stood up in the senate and gave the state back. He resigned
his extraordinary powers, was voted a set of ordinary ones in return, received
the name Augustus, and spent the next forty-one years governing an empire while
holding no office that had not existed under the republic.
That is the constitutional arrangement the empire begins with, and it is worth
taking seriously rather than treating as a fraud. Augustus held tribunician
power, which gave him the tribune's veto and personal inviolability without the
office; and a proconsular command over the provinces that contained the armies,
which put every legion under a man with no formal superiority over any other
magistrate. The senate met, the consuls were elected, the courts sat. There was
no coronation, no regalia, no title meaning king, and no law that said the
republic had ended.
The bronze in the Capitol
The best evidence that the fiction was maintained rather than merely asserted is
a document from a century later.
In 69, after a year in which four men claimed the throne, the senate passed a
law conferring powers on Vespasian, and a bronze copy of part of it
survives. It grants him, clause by clause, the right to make treaties, to
convene the senate, to extend the boundary of the city, to do whatever he judges
to be in the interests of the state — and it cites precedent for each: as it was
lawful for the deified Augustus, for Tiberius, for Claudius.
A general who had just won a civil war stopped to have his powers voted to him,
itemised, with references. For three centuries the Roman answer to by what
right do you rule was: the senate and people conferred these specific powers,
and here is the law that did it.
What an emperor did
Millar's book arrives at the same conclusion from the opposite direction. Rather than asking what the constitution said the
emperor was, it asks what emperors demonstrably spent their time doing, and the
answer is: replying.
Hearing embassies from cities. Judging appeals. Answering petitions from
individuals, in writing, at length, on questions of inheritance, taxation,
citizenship and local privilege — the rescripts, thousands of which survive in
the legal codes. Confirming or refusing what somebody had asked for. The
emperor's power was enormous and it was overwhelmingly reactive, exercised on
cases brought to him by subjects who expected an answer and usually got one.
An empire of fifty to sixty million people was governed by a few hundred senior
officials and a man who answered letters, and the reason that was possible is
the subject of the third chapter.
What it was not
It is worth saying plainly what the empire did not have, because most readers
arrive with an image of it.
There was no Roman bureaucracy in the sense that China or the later Byzantine
state had one. There is no standing police. Below the provincial governor and his small
staff, the empire was administered by the cities — councils of local landowners
who collected the taxes, maintained the roads, ran the courts of first instance
and paid for the games out of their own pockets, in exchange for status and
Roman citizenship. Rome ruled by co-opting the people who were already in charge
locally and making it worth their while.
That arrangement worked for two and a half centuries. What broke it is the
subject of the sixth chapter, and it is closely connected to the edict in the
fourth.
The frontier
Drafted from Woolf, Rome: An Empire's Story (2012)expansion
In AD 9 three legions under Varus were destroyed in the Teutoburg forest by a
Germanic coalition led by a Roman-trained auxiliary officer, Arminius, whom
Varus trusted. Suetonius has Augustus beating his head against a door and calling
for Varus to give him back his legions. The legion numbers XVII, XVIII and XIX
were never used again.
Rome did not stop expanding because of it — Britain was invaded thirty-four years
later and Dacia a century after that — but the Rhine became a frontier rather
than a stage on the way to the Elbe, and it stayed one for four hundred years.
That is why the Teutoburg disaster belongs in a chapter rather than among the
hinges: it changed where a line was drawn and not how the state worked.
An empire that stops
The structural fact underneath the whole record is that a conquest state has a
fiscal problem when it stops conquering.
The republic's expansion had been paid for by the expansion: plunder, indemnities,
slaves, and the provinces that each war produced. By the middle of the second
century the profitable directions had run out. North of the Rhine and Danube
there was nothing worth the cost of taking. East of the Euphrates there was
Parthia, which could not be conquered — Trajan
took Ctesiphon in 116 and Hadrian gave it back the following year, and every
subsequent Roman attempt did the same thing with the same result.
So the empire lived on taxes — land, heads and trade — and not on plunder. For
the republic, plunder plainly had been structural income: the conquests paid for
themselves and for everything else. For the empire it was not, and the
difference between those two states of affairs is the reason Hadrian's Wall
exists.
What a frontier cost
The army was between three hundred and fifty and four hundred thousand men and
it consumed the great majority of the state's revenue. It was stationed almost
entirely on the frontiers, in Britain, on the Rhine, on the Danube, in Syria and
in Egypt, and Italy — the notional centre — had no legions in it at all.
This produced the arrangement the fifth chapter is about. The soldiers were paid,
long-service professionals whose loyalty was to their commander and their unit,
concentrated in a few provinces far from Rome, and the man who commanded a
frontier army was three weeks' march from an undefended capital. Almost
everything in the empire's political history follows from where the troops
were.
The peace
It is also worth stating what the arrangement bought, because it is not the kind
of thing that shows up in a list of provinces.
For roughly two centuries the Mediterranean basin was a single tax area with no
internal customs barriers worth the name, one currency in three metals, a road
network measured in the tens of thousands of kilometres, and no piracy. Wine from
Italy and Spain, oil from Baetica, grain from Egypt and Africa and marble from
Asia Minor moved in quantities the western Mediterranean did not see again for
more than a thousand years, and the archaeological evidence for it is the
shipwrecks: the count of dated Mediterranean wrecks peaks in this period and
falls to a fraction of it afterwards.
The empire covered about five million square kilometres, which does not put it
in the first rank by area. The Umayyad and Abbasid caliphates were larger. So
were the Yuan, the Ming, the Han, the Xiongnu confederation and even the
Rashidun conquests. The Mongol empire was seven times the size.
That is worth stating rather than hiding, because Rome is generally imagined as
the largest empire in history and it was not close. What was unusual about it was
never the extent. It was the integration: one tax area, one currency, one law, a
road network, and a sea with no piracy on it, held together for two centuries.
Nobody else did that at all, at any size.
What it taxed
Drafted from Saller, The Roman Empire: Economy, Society and Culture (2014)peak
The rates were low. A tax on land, assessed from periodic censuses, and a tax on
heads, at levels that varied by province and were generally a small fraction of
production; customs dues of two to five per cent at the internal frontiers of the
empire and rather more at its external ones; and, until Diocletian, no direct
taxation of Italy at all.
The yield was enormous, because the base was fifty to sixty million people and
because the collection cost the state almost nothing.
Government by co-option
This is the part that is hard to hold in the head, and it is the reason to read
the economic historians rather than the narrative ones.
An empire of that size was administered by something on the order of a hundred
and fifty senior officials — governors, procurators, legionary commanders — plus
their small staffs. There was no imperial revenue service. The taxes were
assessed and collected by the cities: councils of local landowners, several
thousand of them across the empire, who were personally liable for the sum their
community owed and who competed for the honour of being liable.
What they got for it was status, citizenship, priesthoods, the right to wear
particular clothes, statues with inscriptions, and access to the emperor. What
Rome got was an empire it did not have to garrison internally, run by the people
who would otherwise have led the resistance.
The classic statement of the deal is that Rome ruled the Mediterranean by making
the local elite of every city into Romans. What happened when it finished doing
that is the harder question.
The grain
One flow of goods was not a market and it is the clearest single illustration of
what the empire was for.
The city of Rome was fed by a state grain supply — the annona — bringing
something in the order of two hundred thousand tonnes a year from Egypt and North
Africa, shipped in a fleet the state contracted, stored in warehouses the state
built, and distributed free to a registered list of a few hundred thousand adult
male citizens. Egypt was acquired by Augustus as an imperial possession governed
by an equestrian prefect that senators were forbidden to enter without
permission, and the grain is the reason.
When the eastern half went its own way, the grain went with it. Egypt fed
Constantinople instead, which got an annona of its own; Rome did not, and the city's population falls by something like ninety per cent
over the following two centuries.
What the coins say
The empire ran on a silver denarius that Augustus struck at about ninety-eight
per cent fine. By the reign of Septimius Severus it was around fifty per cent. By
the 260s the coin of the same name was a copper piece with a silver wash that
wore off.
Debasement is the state paying its army with money it does not have, and the
army in the third century is being paid a great deal more often because there are
a great many more emperors. The sequence runs: no more conquest, so no new
revenue; more frontier pressure, so a larger army; more usurpations, so more
donatives; less silver per coin, so prices rise; taxes collected in coin lose
value, so taxes are collected in kind instead; and by Diocletian the state is
requisitioning grain, uniforms and transport directly and assessing them in
units of land and labour.
The sixth chapter is what that looks like from the top. The point of putting it
here is that the fiscal machinery described above — light, cheap, delegated,
dependent on a stable coin and a co-operative local elite — is what the third
century destroyed, and the state that came out the other side taxed harder,
counted more and trusted nobody.
Everyone is a Roman
Drafted from Saller, The Roman Empire: Economy, Society and Culture (2014)peak
In 212 Caracalla issued an edict granting Roman citizenship to very nearly every
free inhabitant of the empire. A papyrus from Egypt preserves a damaged Greek
copy of it. Between twenty and thirty million people became Romans in a
sentence.
Citizenship had been the empire's central instrument for two centuries. It was
what an auxiliary earned by twenty-five years' service, what a provincial city
negotiated for over generations, what a freedman's son could acquire and a
freedman could not, and what separated a man who could not be flogged without
trial from a man who could. The system in the third chapter — government by
co-opting local elites — worked because citizenship was scarce and desirable.
Caracalla gave it to everybody, and the near-contemporary explanation is that he
did it to widen the base of the inheritance tax, which only citizens paid. Later
writers add a religious motive: more citizens, more people obliged to sacrifice
for the empire's welfare. The edict itself, in the surviving text, says something
about giving thanks to the gods.
What it did
It removed the distinction the empire had been built on, and the distinction that
replaced it was wealth.
Within a generation the legal sources stop dividing people into citizens and
non-citizens and start dividing them into honestiores and humiliores — the
more honourable and the more lowly — with different penalties for the same
offence. A humilior could be flogged, tortured, sent to the mines or thrown to
the beasts; an honestior was fined, exiled or, at worst, beheaded. The old
protections attached to citizenship survived for the people who were already
powerful and were withdrawn from everybody else at exactly the moment everybody
else acquired them.
That is not an accident of drafting. A society that has abolished a legal
distinction it depended on will produce another one, and the one it produced was
franker about what it was measuring.
What it altered
The empire's tax system was administered by cities whose elites paid for the
privilege of administering it. The privilege was citizenship. After 212 a city
councillor's status came from the office rather than from the citizenship, the
office became compulsory and hereditary during the third century because nobody
wanted the liability any more, and by the fourth the curiales were a legally
bound class forbidden to leave their cities.
An empire that had ruled by making people want to be Roman finished making them
Roman and then had to start compelling the work that the wanting had paid for.
The army decides
Drafted from Woolf, Rome: An Empire's Story (2012)contraction
Rome never solved the succession. There was no law of inheritance for the
principate, because the principate officially did not exist — Augustus had
constructed a monarchy out of republican offices and never named it, which left
the question of who came next without a rule to answer it.
For two centuries the gap was papered over by adoption, dynastic luck, and the
Senate's willingness to ratify whatever had already happened. In 193 the
Praetorian Guard auctioned the office. In the fifty years after 235 there were
more than twenty emperors, almost all of them raised by their own troops and
killed by other troops, while the currency debased and the frontiers gave way in
several places at once.
It is the commonest failure in the history of states that hire their own
soldiers. The Abbasids bought Turkish slave soldiers to escape provincial armies and were
chosen and destroyed by them at Samarra within thirty years. The Ayyubids' Bahri
regiment took the sultanate in 1250. The Safavids broke the Qizilbash with
Georgian slave troops who became a court faction in turn. An army that can make
a ruler will eventually make one it prefers, and no polity here found a durable
answer.
Diocletian's answer was to divide the office among four holders and to make the
division administrative rather than personal, which stabilised the empire and
began the split that became permanent in 395.
The auction
Drafted from Dio, Dio's Roman History (1906)contraction
In March 193 the Praetorian Guard killed the emperor and sold the office to the
highest bidder, and a serving senator who was in the city that day wrote down how
the bidding went.
Cassius Dio owed his praetorship to Pertinax, the emperor who had just been
murdered, and he says so in the middle of the account, which is one reason to
trust the rest of it. When the news broke, he says, some people ran home and some
ran to the soldiers' houses and everybody looked to his own safety. Sulpicianus,
the city prefect, happened to be inside the Praetorian camp already — Pertinax
had sent him there to settle things — and began working on his own appointment.
And Didius Julianus, a senator Dio describes as an insatiable money-getter and a
reckless spender, always wanting a change of government, heard the news, went
straight to the camp and stood outside the gates making offers.
Then the sentence. Just as is done in some market and auction-room, both the
city and her whole empire were bid off. The sellers were the people who had
killed their emperor, and the would-be buyers were Sulpicianus and Julianus, who
vied to outbid each other, one from within, the other from without.
The guardsmen ran between them. Sulpicianus is willing to give so much; now what
will you add? And back the other way: Julianus offers so much; how much more do
you make it? They reached five thousand denarii a man. Sulpicianus, who was
inside the walls and was prefect of the city and had said five thousand first,
would have won it — except that Julianus stopped raising by small amounts and
jumped twelve hundred and fifty denarii in one bid, shouting the figure and
holding it up on his fingers. The guard took the higher offer, partly for the
difference and partly because Julianus had put it into their heads that
Sulpicianus might avenge Pertinax. They opened the gate and proclaimed him.
Towards evening he went down to the Forum and the senate house escorted by a
great many Praetorians with standards, as if going into action, in order — Dio
says plainly — to frighten the senate and the people into acquiescence. The
soldiers shouted Commodus at him, which was a compliment.
And here is the part a modern account of the third-century crisis cannot supply.
Dio describes what it was like to be a senator receiving this news at home. We
were possessed with fear of Julianus and the soldiers, he writes — himself
especially, since he owed his career to the dead emperor and had repeatedly
proved Julianus in the wrong when appearing against him in court. And then the
senate went in and did what was required of it.
Julianus lasted sixty-six days. Three provincial armies proclaimed their own
commanders within weeks, and Septimius Severus reached Rome first.
Everything structural about the later empire is legible in that afternoon. The
office was detachable from the man; the price was payable in cash to the troops
who held the capital; and the body that had once conferred it stood in the Forum
being shown standards. What Dio adds to the analysis is that everyone present
understood all of this at the time, and that the shame of it was the thing he
remembered — a most disgraceful affair, and one unworthy of Rome.
The third century
Drafted from Woolf, Rome: An Empire's Story (2012)contraction
In 260 Shapur I of Persia captured the emperor Valerian alive at Edessa. It is
the opening event of Sasanian Persia's own imperial history, and
the Persian version of it is carved on a cliff face at Naqsh-e Rostam: the king
of kings on horseback, a Roman emperor kneeling, another standing with his wrists
held. Nothing like it had happened before and nothing like it happened again.
Within a decade the empire was in three pieces. Postumus held Gaul, Britain and
Spain as a separate Roman state with its own senate and consuls. Palmyra, an
Eastern Mediterranean caravan city with imperial ambitions of its own, took Syria,
Egypt and most of Anatolia, and its queen struck coins with her son as Augustus.
The central government held Italy, the Balkans and Africa.
The count
Between 235 and 284 there were more than twenty men that later lists count as
emperors and a good many more who claimed it. Almost all were raised by the
troops they commanded and almost all were killed by soldiers. The average reign
is under three years.
At the same time: the Rhine and Danube frontiers were crossed repeatedly and
deeply, with raids reaching Spain, northern Italy and Athens; the silver coinage
became copper with a wash; a plague ran through the empire in the 250s and 260s;
and the cities of the west began building walls, in many cases out of their own
demolished monuments, for the first time since the republic.
What did not happen
It did not end, which is the fact worth putting in front of the list.
Aurelian, in a reign of five years from 270, retook Palmyra and then Gaul and
reunited the empire; he also built a wall around the city of Rome, which had not
needed one for six hundred years and which says most of what there is to say
about the period. Diocletian, from 284, then did the reorganising, and the seventh
chapter is about it.
The recovery is the reason the empire's end is dated to 395 and a division
rather than to 284 and a collapse. Whatever the third century was, it was survivable, and
the thing that survived it was recognisably the same state with a different
constitution.
The mechanism
The empire had no way of transferring the office that the army could not
override, and once the army had learned that an emperor could be made outside
Rome it kept making them.
Two things are worth adding to it here.
The first is that the frequency was not madness but arithmetic. The empire had
several frontier commands, each with an army that could plausibly march on the
centre, each facing a real emergency in this period, and each with soldiers whose
pay was losing value. Any commander who did not take the purple when his troops
offered it was likely to be killed by them; any who did was likely to be killed by
somebody else's troops later. There was no stable choice available to an
individual.
The second is that the rule and the practice came completely apart, and both
were real. For fifty years the succession worked the way a mamluk sultanate's
did: whoever the troops preferred, until the troops preferred somebody else. And
yet every usurper still had himself formally acclaimed and sought a senatorial
ratification he did not need. The form was performed by men who had just
murdered their way past it, every time, for half a century, because they could
not think of a way of being emperor that did not involve it.
Diocletian and Constantine
Drafted from Woolf, Rome: An Empire's Story (2012)contraction
Diocletian ruled twenty-one years, from 284, and then retired to grow cabbages
in a fortified palace at Split, which nobody in the office had done before or did
afterwards. Between those two events he rebuilt the state.
The office was divided: two senior emperors called Augusti and two junior called
Caesars, each with a territory and an army, the Caesars expected to succeed. The
provinces were roughly doubled in number and made smaller, grouped into dioceses
under vicars, with the civil and military commands separated so that no man held
both in one place. The tax system was rebuilt on a standard unit of land and
labour with a periodic reassessment and collection largely in kind. Prices were
fixed by edict across the empire, which did not work. The army was enlarged and
split into frontier troops and a mobile field army.
And the imperial person was removed from view: purple and jewels, prostration
before the emperor, an elaborate court ceremonial, and a title — dominus,
master — that Augustus and his successors had spent three centuries carefully
avoiding.
What the tetrarchy was for
It was an attempt to solve the problem of the fifth and sixth chapters by making
the succession administrative. If there are four emperors, a frontier army that
acclaims its commander has not created a civil war, because its commander is
already an emperor; and if the junior emperors are designated in advance, the
question of who comes next has an answer before it is asked.
It worked once, at Diocletian's own abdication in 305, and then failed
comprehensively. Within a year Constantine had been acclaimed by his father's
troops in Britain, which is precisely the thing the system existed to prevent,
and eighteen years of civil war followed.
Constantine
He won them, and made three decisions that outlasted him by more than a
millennium.
He attributed his victory at the Milvian Bridge in 312 to the Christian God, and
and what followed was not the conversion of the empire — that took a century and
was never complete — but the conversion of imperial patronage. Bishops were
given civil jurisdiction, churches were endowed on a scale nothing else could
match, and the emperor summoned and paid for the council at Nicaea in 325 to
settle a doctrinal question by vote. Everything Christianity afterwards became
in Europe rests on that decision to fund it.
He struck a new gold coin, the solidus, at a weight that held for seven hundred
years, remained the Byzantine currency for the whole of that time, and as the
bezant was the money of Mediterranean trade generally.
And in 330 he founded a second capital at Byzantium and called it after himself.
The city
Constantinople is why the Roman empire and the Byzantine empire are usually
treated as two things.
It was not intended as a division. It was a second imperial residence in a
strategically superb position — controlling the straits, close to both the
Danube and the eastern frontier, defensible on three sides — and emperors had
been governing from wherever the war was for a century already. What it became
was a permanent eastern capital with a senate, an annona from Egypt, and an
administration that outlasted the western one by a thousand years.
The year the division is conventionally dated to is 395, and the date is more
arbitrary than it looks.
Scarcely one-third escaped
Drafted from Marcellinus, The Roman History of Ammianus Marcellinus (1902)contraction
Ammianus Marcellinus had been a staff officer in the eastern armies and was
writing within a few years of the battle, and his account of 9 August 378 is the
last thing in the record of the undivided empire that reads like testimony rather
than administration.
The Romans came up to the Gothic position in high summer, after a long march, and
found the plain in front of them on fire: the Goths had set the standing crops
alight with burning faggots on purpose, so that the army arrived parched and
exhausted, with men and animals both short of food.
Then the embassy. Fritigern, who Ammianus says was good at guessing how things
would go and did not want a doubtful battle, sent a herald asking for a few
nobles as hostages for his own safety, after which he would come over with
military help and supplies. The proposal was well received. The tribune Equitius,
a relative of the emperor and steward of the palace, was chosen by general
agreement to go — and refused, because he had been a prisoner of the Goths once
already and had escaped, and was afraid of what they would do to him. Richomeres
volunteered instead, thinking it a bold thing to do and becoming in a brave man,
and set off carrying documents proving his rank.
He never arrived. The archers and Scutarii escorting him, under two officers
Ammianus names, gave way to what he calls an indiscreet impetuosity, attacked
without orders as they came near the Goths, and then ran — disgracing, he says,
the beginning of the campaign. And while that was happening the Gothic cavalry
came back from foraging with the Alans, and descended from the hills, in the
phrase every account of this battle has borrowed since, like a thunderbolt.
The casualty list Ammianus gives is a roll of the eastern command: the two senior
generals, thirty-five tribunes holding no particular command, many battalion
commanders, the master of the horse and the steward of the palace, and a young
tribune whose father had commanded the armies and whom everybody had liked.
Scarcely one-third of the whole army escaped. And then the comparison, which is
the sentence the empire remembered: except for Cannae, no such destructive
slaughter is recorded in our annals.
The emperor died somewhere in it and no body was found. Ammianus then writes
Valens's obituary in the manner of his age — a faithful friend, a severe punisher
of ambition, a man who insisted that everything be decided according to law and
would not allow any decision against his own wishes, who listened to every
informer without troubling about whether the charge was true. And then, without a
transition, the body: dilatory and sluggish, swarthy, a cast in one eye not
visible at a distance, well-set limbs, neither tall nor short, knock-kneed and
rather pot-bellied.
He also notes that Valens had been given an oracle in three lines, the last of
which mentioned a plain called Mimas, and that being unlettered he had laughed at
it and then, as things got worse, became terrified of the very name of Asia. A
pillar with that name on it was found near where he was last seen.
The empire did not end in 378 and Ammianus does not say it did. What the chapter
records is the last time a Roman field army of that size was destroyed on Roman
soil with an emperor inside it, described by a man who had served in it, who knew
the officers by name, and who thought the disgrace had begun before the fighting
did.
395
Drafted from Woolf, Rome: An Empire's Story (2012)end
Theodosius I died at Milan in January 395 and the empire passed to his two sons,
Arcadius in the east and Honorius in the west, aged seventeen and ten. That year
is the conventional end of the Roman empire and the beginning of the
Byzantine.
It is a choice about where to cut a continuous thing, and the honest position is
that no date works.
The candidates
395 is the date used here. Nothing constitutional happened: the empire had
been governed by two or more emperors for most of the previous century, the
division was administrative, the law was still one law, and everyone involved
expected the halves to be reunited as they had been before. What makes it usable
is that they never were. It is the last division that stayed.
476 is the traditional answer and it is the worst of them. Odoacer deposed a
twelve-year-old western emperor whose authority did not extend much beyond
Italy, sent the imperial regalia to Constantinople with a message that the west
did not need an emperor of its own, and ruled Italy as a patrician nominally
under the eastern emperor. Contemporaries did not treat it as the end of
anything. The date's prominence is a later western construction.
1453 is what the eastern half's own inhabitants would have said, since they
called their state the empire of the Romans until the walls were breached.
Or no date at all, which is the position that the Roman state ended
gradually and in different places at different times: in Britain around 410, in
Gaul in stages across the fifth century, in Africa in 439, in Italy over the
sixth century's wars, and in the east not until an Ottoman cannon.
What kind of relation this is
Whatever happened in 395, it was not a conquest, not a collapse and not a claim
by one state on another's legitimacy. It was a partition.
And it is a partition unlike the other cases where a state disappears and
reappears. Babylon, Assyria and Elam each have two periods separated by
centuries of somebody else's rule, which is genuinely one thing seen twice
across a dark age. Rome and Byzantium have no gap at all. The eastern empire
begins in the year the division is dated to, with the same law, the same army,
the same taxes, the same capital that Constantine had built, and the same
emperor's brother on the throne.
Which is why every attempt to say precisely what ended in 395 comes back to the
same answer: nothing did, and the division became permanent afterwards for
reasons nobody in 395 could have known.
What actually ended
The western administration, over the following eighty years, and with it the
integrated Mediterranean economy. The shipwreck count
falls. The African grain stops reaching Italy after 439. Britain drops out of the
coin economy entirely within a decade of 410. The city of Rome, at over half a
million people when Constantine founded his rival, is under fifty thousand by the
sixth century.
The eastern administration did not end. It ran for another ten and a half
centuries, which makes the Roman state, counted honestly from Augustus to the
last emperor, the longest-lived polity in European history by a very wide
margin.
The name everyone wanted afterwards
Drafted from Woolf, Rome: An Empire's Story (2012)afterlife
The most durable thing the Roman empire produced was its own name, and the
history of the next fifteen centuries is partly a history of people claiming
it.
Charlemagne's coronation in 800 was an attempt to have the western half again.
Mehmed II took Constantinople in 1453 and the title Kayser-i Rûm with it. Those
two claims span six hundred and fifty years and two religions, and neither
claimant had any connection to the Roman state beyond standing on ground it had
once held.
The Byzantines are not on that list, and it is worth saying why. They did not
claim to be the successors of Rome; they claimed, correctly, to be Rome — the
eastern half continuing without a break in institutions, law or
self-description, calling itself Basileia Rhomaion until the walls came down.
A state does not claim itself.
The empire itself is worth stating plainly. At Trajan's death it held about five
million square kilometres and perhaps a fifth of the world's population, ran on
a professional standing army and a body of civil law that is the ancestor of most
legal systems in use today, and maintained a Mediterranean-wide economy that did
not recover its scale in the west for a thousand years after it stopped.
Dating its end to 395 is a choice about where to cut a continuous thing. The
west was deposed in 476; the east continued to 1453; and neither of those is the
end of the same object.
Aemilius Paullus destroyed the army at Pydna. Rome abolished the monarchy rather than replacing the king, divided Macedonia into four republics forbidden to trade or intermarry across the new borders, and closed the mines.
Attalus III died childless and left his kingdom to the Roman people in his will. Aristonicus claimed the throne as Eumenes III and held much of it until 129, after which Rome organised the province of Asia.
Pompey broke the last Pontic army at Nicopolis in 66 and Mithridates VI died in the Crimea three years later. The kingdom was divided between the new province of Bithynia et Pontus and a set of client rulers.
Judaea proper became a province in AD 6 when Archelaus was deposed, Agrippa I held the whole kingdom again from 41 to 44, and the last Herodian territories passed to Rome on Agrippa II's death.
Trajan created the province of Arabia after Rabbel II died, took the Nabataean administrative apparatus over more or less intact, and moved the centre of it from Petra north to Bostra.
Aurelian beat the Palmyrene army at Immae and Emesa and took the city in 272; when it rose again the following year he returned, sacked it and dispersed its population.
Octavian took Alexandria the year after Actium and made Egypt his personal possession rather than a senatorial province, governed by an equestrian prefect and closed to senators.
Palmyrene forces took Egypt and Anatolia while still striking coins that named Aurelian, and in 271 dropped him from them; the authority Rome had granted Odaenathus personally was being exercised by his widow and son without a renewal.
The final administrative division into eastern and western halves; the east continued without a break in institutions, law or self-description for another thousand years.
The Goths were settled in Aquitaine as federates by treaty in 418 and converted the arrangement into a kingdom over the following two generations, taking most of Spain after 476.
Theodoric was sent from Constantinople to remove Odoacer, killed him at Ravenna, and governed Italy through the surviving Roman administration with the eastern emperor's recognition.
The doctrine of translatio imperii held that the Roman empire had passed to the Greeks, then to the Franks, then to the Germans, and that the German king who was crowned at Rome held it. The name was Sacrum Romanum Imperium from the twelfth century.
Derived from cited spans, not from a separate source. Where both spans are ranges and they meet only on the widest reading of each, the pair is listed as possible rather than resolved to one answer. Unlinked entries are here for scale and are not written up.
Extent
An illustration, not a measurement
Snapshot year
100
This is the nearest available snapshot to the cited peak of 117, 17 years away. It is not the peak.
Cited extent
5,000,000 km²
The area of the shape on the left will not match this figure. That is expected. The cited figure is the figure; the map is an illustration, and the two are never reconciled.
Roman Empire, as the snapshot draws it
Everything else on the same snapshot
Edges are blurred from the dataset’s own border-precision field. Every feature in this period is marked 1, approximate, so every border here dissolves.
The dataset author’s caveat, which belongs here rather than in the footnotes: territorial boundary as a concept is meaningful in Europe only after Westphalia, ancient polities overlap, and old vector borders drawn on modern coastlines mislead because rivers and shorelines move. Boundaries from historical-basemaps, CC-BY-4.0.
Rating
Four axes, all computed from cited numbers and never from editorial judgement. Percentiles are against every polity written up here — 280 of them — plus 50 more included for scale. Absolute figures. A missing axis is excluded from the total rather than counted as zero.
Reach
5,000,000 km²
68th percentile
Longevity
422 years
82nd percentile
Demographic weight
No cited figure
Influence
Three separate counts. This site never publishes a single influence number of its own; the sliders on the rankings view fuse them only in your view.
Descendant scripts
1
The Latin alphabet outside Latin
Religions carried
1
Christianity
Successor claims
3
Carolingian Empire · Holy Roman Empire · Ottoman Empire
Weighted total
80th percentile
computed from 3 of 4 axes, renormalised across the axes that have figures. A polity with two documented axes is not penalised against one with four.