The Jurchen empire that destroyed the Liao and took northern China, reaching its height under Emperor Shizong, and was destroyed by the Mongols in turn in 1234.
Began 1115Ended 1234
11251150117512001225
Reach at peak
2,300,000 km²
1150 · Taagepera, International Studies Quarterly 41(3), 475-504 (1997)
Conquest1234(eds), The Cambridge History of China, Volume 6: Alien Regimes and Border States, 907-1368 (1994)
Languages of administration
Jurchen
Chinese
Writing system: Jurchen
Core region
Manchuria and northern China
How it was governed
3 of 4 coded
Army raised byHow the fighting force was recruited, not how it fought.
tribal levyContingents raised through kin or tribal structures the ruler did not create
land grantService in return for assigned revenue — iqta', timar, jagir
(eds), The Cambridge History of China, Volume 6: Alien Regimes and Border States, 907-1368 (1994)
Revenue fromWhat the state lived on. The values are unranked: the field cannot express which mattered most.
land taxTax on agricultural production and land
poll taxA tax per head, often on non-adherents
(eds), The Cambridge History of China, Volume 6: Alien Regimes and Border States, 907-1368 (1994)
Succession byThe rule in force, not the outcome. A rule repeatedly violated is still the rule.
No cited figure
Right to rule fromThe ground publicly asserted — on coins, in the khutba, in titles.
descentDescent from a house or lineage, publicly invoked
divine sanctionA mandate from above — heaven, or a claim to be mahdi or imam
(eds), The Cambridge History of China, Volume 6: Alien Regimes and Border States, 907-1368 (1994)
Each line is drawn from a source that addresses the question directly. A line reads No cited figure where no source consulted does — never because the answer seemed obvious.
Turning points
5 hinges
11151234
1127
JingkangSiege
A dynasty that had existed for twelve years destroyed the ruling house of the oldest state in East Asia and took its capital. The Song did not end - a surviving prince carried it south of the Yangtze - but the Jin had shown every court on its frontier, Song included, exactly what the destruction of the Liao had already shown the Jin: that nothing in north China could stop it.
(eds), The Cambridge History of China, Volume 6: Alien Regimes and Border States, 907-1368 (1994)
1141
ShaoxingTreaty
The Southern Song accepted the Huai river as the border, acknowledged the Jin emperor as its superior, and agreed to annual payments in silver and silk. It was the same arrangement the Liao had extracted from the Song a century earlier, with the parties changed and the terms worse — and the Jin, who had received those Liao payments from the Song's other side a generation before, were now on the collecting end of an institution they had inherited from the empire they destroyed.
(eds), The Cambridge History of China, Volume 6: Alien Regimes and Border States, 907-1368 (1994)
1208
A parting gleamTreaty
Song's Emperor Ningzong, persuaded by reports of Jin decline that the moment had come to recover lost territory, launched a war his own advisers had oversold; Jin forces won it decisively, and the peace that followed simply confirmed the existing treaties. It was the last real victory the dynasty would win over its southern rival - a test Zhangzong's own frontier passed even as the Mongol confederation on Jin's other border was still being weighed as the lesser threat.
Boulger, The History of China (1898)
1214
South to KaifengCapital move
The court gave up the one thing a conquest dynasty cannot give up and still remain one: the ground its own conquerors came from. Abandoning Zhongdu for Kaifeng meant abandoning the settled Jurchen population of the north as well as the homeland behind it, in exchange for a defensible line on the Yellow River that held for less than a generation.
(eds), The Cambridge History of China, Volume 6: Alien Regimes and Border States, 907-1368 (1994)
1234
CaizhouSiege
With the walls of his last refuge falling, Aizong abdicated in favour of a general - reportedly on the grounds that he was too heavy to ride and escape - and hanged himself; the general was killed in the fighting the same day, and is counted in the dynastic lists for the few hours he held the throne. The Jin was destroyed in exactly the way it had destroyed the Liao, down to the Chinese dynasty in the south allying with the northern newcomer for a share of the spoils.
Bretschneider, Mediaeval Researches from Eastern Asiatic Sources, volume I (1888)
Chapters
11 in order · about 22 minutes
The Jurchen century
formationDrafted from (eds), The Cambridge History of China, Volume 6: Alien Regimes and Border States, 907-1368 (1994)
The Jurchen were forest and river peoples of eastern Manchuria, subjects of the
Liao, whose chieftain Aguda revolted in 1114 and destroyed the Liao empire within
eleven years. The Song, who had been paying the Liao tribute for a century,
allied with the Jurchen to be rid of them, and discovered in 1127 that they had
exchanged a neighbour who wanted silver for one that wanted Kaifeng.
The Jin took northern China and held it for a hundred and nine years, driving the
Song court south of the Huai river. Like the Liao they created a script of their
own, adapted from the Khitan and Chinese ones; unlike the Liao they moved their
capital into China, adopted much of the Chinese administrative apparatus wholesale,
and worried openly and continuously about their own people being absorbed by it.
Emperor Shizong's reign contains a sustained official programme to preserve
Jurchen language, dress and archery, which is evidence of how badly it was going.
The eastern mound at the Jin imperial tombs at Fangshan, south-west of Beijing, recorded as Aguda's; photographed by Sekino Tadashi and published in 1941.
(eds), The Cambridge History of China, Volume 6: Alien Regimes and Border States, 907-1368 (1994) · Sekino Tadashi · Public domain
They were destroyed by the Mongols between 1211 and 1234, in a campaign that
occupied Chinggis Khan and his successor for over twenty years — considerably
longer than the conquest of Khwarazm, and a reminder that the Islamic world's
catastrophe was one front of several.
The golden khan
asideDrafted from Bretschneider, Mediaeval Researches from Eastern Asiatic Sources, volume I (1888)
Rashid al-Din, writing the history of the world in Tabriz a century after Aguda's
revolt, knew the Jin dynasty by a title rather than a name, and got its origins
tangled with the empire it had actually destroyed.
The Mongol siege of the Jin capital in 1213–1214, painted for a copy of Rashid al-Din's history made at Herat around 1430.
Bibliothèque nationale de France, Paris · Bretschneider, Mediaeval Researches from Eastern Asiatic Sources, volume I (1888) · Sayf al-Vahidi · Public domain
What the Persian chroniclers had
Benakati's Tarikh-i Khata, itself drawn from Rashid, describes a settled,
agricultural people next to the Khitan whom the Khitan called Miu-che and everyone
else called Churche — the Jurchen, filtered through Mongol pronunciation into
Persian spelling. Among them, it says, was a man called Huonyen Agudai, surnamed
Daigim, whom the Mongols called Akuda.
He overthrew the dynasty of Kara Khitai in Khatai.
That sentence is wrong in a specific and informative way. Aguda overthrew the
Liao — the Khitan empire in China and Manchuria. Kara Khitai, the Western Liao, was
the state Yelü Dashi founded in Central Asia after fleeing Aguda's own conquest.
The Persian sources, writing generations later and a continent away, had folded
the destroyer of the Liao and the destroyer of its western remnant into the same
confusion of names, because by the time the story reached Tabriz both empires were
called Khitai and both had gone down to somebody.
Huangdi, and the golden khan
Bretschneider untangles one more piece of it. Huonyen is the Persian rendering
of Wanyan, the Jurchen imperial clan name, used constantly through the Chinese
history of the dynasty. Daigim is Persian for Da Jin — Great Jin, the dynastic
name itself, which means Golden.
And the Persian sources give the same title, Daigim, to two different men: the
founder Aguda, and — separately — "the Altun Khan who lived at the time of
Chinggis, and the one who was destroyed under the reign of Ögedei." Altun is
Turkic and Mongol for gold. The Persian chroniclers had translated the dynasty's
own name into their own language and then used the translation as though it were a
separate title held by whichever Jin emperor happened to be reigning when a Mongol
army was fighting him — first the emperor Chinggis fought, then the one Ögedei's
armies finished off at Caizhou.
Why the confusion is worth keeping
Because it shows, precisely, how information about a Chinese dynasty actually
moved through the Mongol world in the thirteenth century — not as a written
Chinese record consulted directly, but as an oral report, translated once from
Chinese into Mongol and then again from Mongol into Persian, each translation
keeping the sound of a name or the sense of a title and losing the rest.
The Jin never called any of their own emperors Altun Khan; it is a Mongol
description of a Chinese title, carried west by envoys and merchants and soldiers
who had fought them, and written down by a vizier who had never seen China and had
no way to check it against the dynastic history the Jin themselves kept.
It is also, incidentally, a demonstration of the same mechanism working on the
Jin's own name for itself. Jin means gold. Altun means gold. Everyone in the
chain — Jurchen, Mongol, Persian — agreed on what the dynasty was called; only the
history attached to the name came apart in transit.
Eleven years
expansionDrafted from Bretschneider, Mediaeval Researches from Eastern Asiatic Sources, volume I (1888)
Between 1114 and 1127 the Jurchen destroyed two empires. The first took eleven
years, the second took two, and the second was easier.
The Liao
Aguda's revolt began with a few thousand men against a state that had held the
northern frontier for two centuries, and it went faster than anyone including
Aguda seems to have expected.
The reason is that the Liao was a composite. It governed a steppe population and
a settled Chinese one through two separate administrations, held a conquered
Bohai kingdom in the east, and drew tribute from Jurchen, Tanguts and Koreans on
its edges. Every one of those was a joint, and once the centre was seen to be
losing, they came apart in order: Bohai first, then the tribal contingents, then
the Chinese prefectures, each defecting or standing aside rather than dying for
a dynasty that was going to lose.
The Liao emperor spent the last years of it in flight. The capital fell in 1120,
the Southern Capital in 1122, and Tianzuo was captured in 1125.
The alliance that killed the Song
The Song had wanted the sixteen prefectures back for a hundred and eighty years,
and in about 1120 it made an arrangement with the Jurchen to take them: the Jin
would attack the Liao from the north, the Song from the south, and the
prefectures would go to the Song.
The Song armies performed badly enough that the Jurchen had to take the Southern
Capital themselves, and then handed over a few of the prefectures, stripped, in
return for the tribute payments the Song had been making to the Liao.
That is the whole of it, and everything after follows. A dynasty that had spent
a century buying peace from a northern neighbour it could not beat had just
demonstrated, to a new and far more capable northern neighbour, that its armies
could not fight.
1127
The Jin invaded in 1125, the year they finished the Liao, reached Kaifeng, were
bought off with an enormous indemnity, and came back the following year when
the payments stopped. The second time they took the city and carried its court
into captivity in the north.
What they had acquired
The whole north China plain: the old imperial heartland, both Song capitals, and
a population of perhaps forty million people, held by a ruling group of at most
a few million.
A surviving Song prince set up a court in the south, and after fifteen years of
fighting the two states settled a border along the Huai river in 1142, with the
Southern Song as a tributary paying annual silver and silk.
The Jurchen had gone from a forest tribute-people to the ruler of northern China
in one generation. What that did to them took longer to show, and it happened
faster than the conquest had.
Jingkang, and the treaty after it
peakDrafted from (eds), The Cambridge History of China, Volume 6: Alien Regimes and Border States, 907-1368 (1994)
In 1127 the Jin took Kaifeng and carried off two Song emperors, the imperial
family, the court, and the palace collections into captivity in the north. It is
called the Jingkang incident, and it is the most consequential single event in
Chinese history between the An Lushan rebellion and the Mongol conquest.
Huizong, the Song emperor carried north as a captive in 1127, in a seated court portrait.
National Palace Museum, Taipei · (eds), The Cambridge History of China, Volume 6: Alien Regimes and Border States, 907-1368 (1994) · Unknown · Public domain
A surviving prince re-established the dynasty south of the Yangtze. The hundred
and fifty years that follow are conditioned by a court that wanted the north back
and a faction at that court that did not, and by the execution of the general who
most wanted it — which Chinese popular memory has never let go of.
1141
The treaty of Shaoxing fixed the border at the Huai river, made the Song emperor
formally the subject of the Jin emperor, and set annual payments in silver and
silk.
The Liao had extracted the same arrangement from the Song a century earlier with
the parties changed: the treaty of Chanyuan in 1005, under which the Song paid the
Liao and both courts agreed to call it something other than tribute.
The Jin had watched that arrangement from the outside as a tributary of the Liao.
Within twenty-seven years of destroying them they were on the collecting end of
the institution they had inherited, on worse terms for the payer, having improved
it.
It is worth being clear about what the payments were and were not. They were
large, and they were not what either state ran on. The Jin was funded by the land
tax and the poll tax of forty million people in north China; the Liao by the
agricultural taxes of its own Chinese and Bohai provinces. The tribute was the
part both courts wrote about, because it was the part that had to be explained —
the payer had to explain why it was paying and the receiver had to explain why it
was not called tribute.
I love all peoples
peakDrafted from Boulger, The History of China (1898)
Wanyan Yong took the throne in 1161 the way most of his predecessors had -
in the chaos left by another man's crimes - and spent the next twenty-eight
years proving that was not the only way to hold it.
Shizong, as painted in a Qing-dynasty album of exemplary rulers.
National Palace Museum, Taipei · Boulger, The History of China (1898) · Chen Shiguan (album) · Public domain
An inherited throne, not an undisputed one
His predecessor, the tyrant Hailingwang, was murdered by his own guards
mid-campaign against the Southern Song, and Wanyan Yong, proclaimed emperor
in the disorder that followed, still had to fight for the succession he had
been handed. A Khitan general named Yelu, entrusted with keeping his own
people in order, used his position and his standing among the Khitan tribes
to proclaim himself emperor of a restored Liao instead. It took a
considerable army to run him down; his capture and execution were what
finally let the new Jin emperor govern without looking over his shoulder at
his own frontier troops.
A peace he had to defend from his own side
Wanyan Yong's own instinct, once the throne was secure, ran toward peace
with the Song rather than renewed war - a preference his own generals did
not share. A faction of Jin commanders, unwilling to accept the inactivity
peace required, deliberately massed frontier garrisons and spread rumors of
a coming invasion to goad the Song into striking first, calculating that
once fighting began their own emperor would have no choice but to back them.
It worked, in the narrow sense: a fresh war broke out the same year peace had
seemed settled. It did not work in the sense the hawks wanted - Jin forces
were driven from the field, and the war ended in a peace on terms more
favorable to the Song than any earlier settlement had been. Wanyan Yong got
the outcome he had wanted in the first place, just by a route he had not
chosen.
A Dading tongbao, cast under Shizong's reign title.
Boulger, The History of China (1898) · Donald Trung · CC BY-SA 4.0
Two tests of the same principle
Two episodes from later in the reign show what that preference for peace
actually meant in practice, rather than as a slogan. In 1170 a Xia minister
tried to force his own king into a private arrangement dividing the kingdom
and needed Jin's consent as overlord to make it stick. Wanyan Yong saw
through the scheme immediately, refused to ratify an agreement he judged
had been extracted rather than freely made, and wrote to the Xia king
directly making the case plainly enough that the king had his own scheming
minister arrested and executed.
A Korean rebel offered a cleaner temptation: having seized his own kingdom's
western provinces by force, he proposed becoming Jin's vassal in exchange
for recognition. Wanyan Yong turned him down in terms his own court
recorded as remarkably direct: "You and your master deceive yourselves if
you believe me capable of approving an act of treason, whatever the
personal advantage it might procure me. I love all peoples of whatever
nation they may be, and I wish to see them at peace with one another. How
have you imagined me capable of so mean an act as that you propose to me?"
Both refusals cost him an easy opportunity for gain. Both were consistent
with the same standard applied in his own reign's first year, against his
own generals.
What the reign left behind
His later years turned toward a sustained programme of Jurchen cultural
preservation - the language taught and examined, the Chinese classics
translated into it,
Jurchen dress and archery mandated for an aristocracy already drifting
toward Chinese habits it could not be legislated out of. He died in 1189,
and Jin's own historians ranked him second only to Akouta, the dynasty's
founder, among the great figures of their whole ruling house - the first
Jin emperor, in their own judgment, to understand that war was only ever
justified as a means to a worthy end, rather than an end an emperor was
entitled to pursue for its own sake.
The western mound at the Jin imperial tombs at Fangshan, recorded as Shizong's; photographed by Sekino Tadashi and published in 1941.
Boulger, The History of China (1898) · Sekino Tadashi · Public domain
A parting gleam
peakDrafted from Boulger, The History of China (1898)
Zhangzong inherited the throne from his grandfather Shizong in 1189 and, for
most of his own nineteen-year reign, inherited his policy along with it -
the record's own verdict is that he preserved the salient features of
Shizong's government without needing to reinvent them.
Zhangzong's own hand: the text of the Admonitions copied by the emperor onto the Admonitions Scroll, then in his collection.
British Museum, London · Boulger, The History of China (1898) · Emperor Zhangzong of Jin · Public domain
Peace tested once more, and won
That inheritance was tested from the Song side rather than the Jin's own.
Song's Emperor Ningzong, hearing repeated reports of Jin decline - a
discontented, underpaid army, a population with no particular loyalty to an
alien dynasty the moment it looked weak, Genghis Khan's own Mongols already
striking at Jin's reputation on the northern steppe - let those reports
convince him the moment had come to recover territory lost to the Jin
generations earlier. In 1206 he let himself be talked into a war his own
advisers had oversold.
The campaign went the opposite way from what Ningzong had been promised.
Jin forces won it decisively, and the peace that followed in 1208 simply
confirmed the existing treaties rather than conceding anything - Ningzong's
own advocate for the war was executed for the miscalculation once the
fighting was over. It was, the record notes, the last real triumph the Jin
dynasty would ever win over its old southern rival: "a parting gleam of
glory" around a dynastic name whose own signs of decline the war itself had
been fought to test.
What the victory actually proved
The 1208 peace was real, and so was the decline it had been fought over.
Zhangzong's own generation held the frontier competently enough to beat
back a war Song had started expecting an easy win. What neither he nor his
own court fully reckoned with was the power gathering on Jin's other
border, in the Mongolian steppe, where the confederation the Song had
correctly identified as a threat to Jin was still, in 1208, treated as a
secondary concern next to the older, more familiar rivalry with the south.
The Lugou bridge south-west of Beijing, built under the Jin between 1189 and 1192; photographed by Thomas Child in 1877.
Boulger, The History of China (1898) · Thomas Child · Public domain
The last quiet year
Zhangzong died the same year the Mongol threat was still being measured
against the wrong neighbour, and it was his own less capable successors who
would have to answer for that miscalculation directly. His reign closes out
what later observers would come to treat as the dynasty's own settled
middle age - two capable rulers in succession, Shizong and Zhangzong,
governing a conquest state that had made its peace with the Chinese
population it ruled and mostly kept the peace with its Chinese rival to the
south. The war Genghis Khan brought to the Jin frontier within a few years
of Zhangzong's own death would show, in short order, how little of that
settled competence had prepared the dynasty for what was actually coming.
Preserving what conquest dissolves
asideDrafted from (eds), The Cambridge History of China, Volume 6: Alien Regimes and Border States, 907-1368 (1994)
Emperor Shizong's reign in the second half of the twelfth century contains a
sustained official campaign to preserve Jurchen identity: the language taught and
examined, translations of the Chinese classics into Jurchen commissioned, dress
regulated, hunting and archery mandated for the elite, Jurchen names required.
The Jurchen face of the stele listing the men who passed the jinshi examination of 1224, as published by Stephen Bushell in 1898.
(eds), The Cambridge History of China, Volume 6: Alien Regimes and Border States, 907-1368 (1994) · Stephen Wootton Bushell · Public domain
Programmes like that are evidence of the opposite of what they intend. By the
1180s the Jurchen aristocracy in northern China was speaking Chinese, marrying
Chinese, living in cities and reading for examinations, and the emperor could see
it happening and could not stop it.
A Cizhou stoneware pillow made in north China under the Jin, about 1150–1234.
Royal Ontario Museum, Toronto · (eds), The Cambridge History of China, Volume 6: Alien Regimes and Border States, 907-1368 (1994) · Daderot · CC0
The problem is structural, and every conquest dynasty on this frontier met it
and answered differently. The Liao kept the two populations under two
administrations and a mobile court. The Yuan legislated a racial hierarchy and
suspended the examinations. The Chagatai khanate split in half over it. The Jin
tried cultural preservation by decree and got a century.
What none of them could escape is that governing a large settled population
requires the methods that population already has, and using those methods for
two or three generations produces administrators who are at home in them. The
conquest elite either stays on the steppe and stays small, or comes inside and
stops being distinct. The Jin came inside.
The Mongols destroyed them between 1211 and 1234, which took over twenty years —
longer than the conquest of Khwarazm, and a useful corrective to the habit of
treating the Mongol invasions as an event in Islamic history. Khwarazm was a
season's work. This was a war.
The settlers
contractionDrafted from (eds), The Cambridge History of China, Volume 6: Alien Regimes and Border States, 907-1368 (1994)
The Jin held north China with a settlement scheme, and the scheme was called the
meng'an-mouke.
Jurchen households were organised in units of a hundred and of a thousand and
moved south in enormous numbers after the conquest — hundreds of thousands of
people — and settled on confiscated land across north China. They held it in
exchange for military service, kept their own law and their own officers, and
lived among a Chinese population that outnumbered them perhaps forty to one.
A silver plaque with a Jurchen inscription, found at Shaigino in the Russian Far East and read as the badge of an officer of the hundreds and thousands.
(eds), The Cambridge History of China, Volume 6: Alien Regimes and Border States, 907-1368 (1994) · Unknown · Public domain
What happened to them
What happens to every land-for-service arrangement anywhere. Within three
generations the settlers were landlords who rented out their allotments and did
not soldier; the state issued edicts about it; the edicts did not work; and when
the Mongols came the Jin fought them with hired troops.
That decay is so regular it is almost a law — Roman limitanei, Byzantine
pronoia, Ottoman timars, Ming garrison colonies, all of them the same three
generations. What makes this one specific is the population transfer.
The Ming weisuo garrisons were Chinese soldiers on Chinese land. The Jin moved
a people.
The other half of that is the harder problem: a dynasty
deliberately trying to preserve a Jurchen identity — the language, the script,
the hunting, the names — in a population that was assimilating anyway, and
legislating about it with increasing urgency for a century.
The two things are one policy seen from two ends. Settling the Jurchen among the
Chinese was meant to hold north China with a garrison that fed itself; what it
actually did was dissolve the garrison into the country it was garrisoning.
And then 1214
With Mongol armies in the north the court left Zhongdu — the city that is now
Beijing — for Kaifeng, the capital it had taken from the Song eighty-seven years
earlier.
The move gave up the Jurchen homeland and the settled Jurchen population of the
north in order to hold the Yellow River plain. It held neither. Twenty years
later the last emperor died at Caizhou with a Mongol and a Song army outside the
walls together.
Ten thousand li
contractionDrafted from Bretschneider, Mediaeval Researches from Eastern Asiatic Sources, volume I (1888)
In the autumn of 1220 a vice-president of the Jin Board of Rites named Wuguxun
Zhongduan set out from a court that had already lost its capital, to find an
emperor who was in the middle of destroying an empire two thousand miles further
west than anyone in Kaifeng had reason to expect him to be.
The mission
Chinggis Khan had broken with the Jin in 1211 and taken Zhongdu in 1215. His
general Muqali was still fighting through north China, but the khan himself had
turned west against Khwarazm. The Jin court, in its distress, sent Wuguxun to sue
for peace — travelling, nominally, to "the northern court," though by the time he
reached it the northern court was in Central Asia.
He set out in the twelfth month of 1220, crossed the northern edge of the Tangut
kingdom, and kept going. Bretschneider's translation preserves his own account,
given afterward to a colleague who wrote it down at his request: I have been sent
a distance of ten thousand li west of the border of heaven, and not wishing all the
curious things I saw in my travels to remain unrecorded, I therefore request you to
write down my narrative.
What he saw on the way
He rode along a mountain range where the rivers split — east of it running east,
west of it running west, the ground falling away beyond. He passed more than a
hundred cities, and none of them had a Chinese name.
He reached the Uyghur country and a city he calls Ili, and gives, unprompted, the
history of the Qara Khitai as it was told to him there: how a prince of the fallen
Liao house named Yelü Dashi had fled west with a following, wandered from pasture
to pasture, crossed a mountain range his party could barely get their carts over,
and founded an empire in the land of the Muslims that lasted some ninety years
before falling into decline and finally being destroyed by them in turn — the very
event, as it happened, that Chinggis Khan was in the process of finishing off
further south.
He describes the Muslim world he was crossing with the eye of a Chinese official
who has never seen anything like it: the grass drying up in early summer as if it
were Chinese winter; snow on the mountains in the hottest months; men whose beards
are dyed orange with henna and go black over it, so that only the nose and eyes show
through the hair; women who cover their faces and do nothing but sing and dance,
while the men do the sewing and embroidery; houses roofed in clay instead of tile;
windows and vessels of white glass; watermelons of sixty pounds' weight; bridges
built of great bricks; camels with one hump instead of two; oxen with a hump on the
neck; sheep with enormous tails; a four-legged snake; a spider whose bite makes a
man cry out and die.
None of it is quite right and all of it is exactly what a startled envoy from
Kaifeng would notice.
The audience
He found Chinggis Khan somewhere in the mountains of what is now Afghanistan, in
the middle of a war, and delivered the letter he had carried across a continent — an
offer to become the khan's younger brother, his vassal, on condition of keeping the
title of emperor.
Chinggis Khan receiving Chinese envoys, painted for a copy of Rashid al-Din's history made at Herat around 1430.
Bibliothèque nationale de France, Paris · Bretschneider, Mediaeval Researches from Eastern Asiatic Sources, volume I (1888) · Sayf al-Vahidi · Public domain
The Yuan Shi records what the khan said to him, and Bretschneider translates it
in full because Wuguxun's own account, oddly, says nothing about it:
I formerly asked of your sovereign to cede the land north of the Yellow River,
and to reign over the country south of it with the title of wang. On these
conditions I would have suspended the war. But now Muqali has already conquered
all these countries, and you are compelled to sue for peace.
Wuguxun asked for pity. The reply is the whole relationship in three sentences:
It is only in consideration of the great distance you have come that I can be
indulgent. The land north of the Yellow River is in my possession, but there are
still some cities in Kuan-xi which have not surrendered. Tell your sovereign to
surrender these cities, and then he may reign south of the Yellow River, with the
title of wang.
Not emperor. King. The offer that had been on the table when the war began was
gone; what remained was smaller, because Muqali's campaign had made it smaller
while the envoy was still travelling to ask for the old terms.
Wuguxun turned round and rode home.
Zhang Qian's road, run in reverse
The colleague who wrote his account down could not help the comparison, and the
Han envoy he reaches for is the same one whose own road west opened this whole
stretch of history, thirteen centuries earlier.
Anciently, in the time of the Han dynasty, Zhang Qian and Su Wu were entrusted
with missions to far countries. They returned after several years, having endured
much suffering and risked their lives. Like these men you penetrated to unknown
countries, travelled amongst enemies more than ten thousand li, crossed deserts,
and accomplished all this for the sake of saving the people.
Zhang Qian went west in the second century BC to find allies against the Xiongnu,
and opened the road that carried silk to Parthia. Wuguxun went west fourteen
hundred years later, on the same roads in outline, to beg the people who now
controlled them for terms. One envoy had gone out to build a frontier. The other
went because the frontier no longer existed.
He got his terms — such as they were — and delivered them, and the Jin court had
another thirteen years.
Caizhou
endDrafted from Bretschneider, Mediaeval Researches from Eastern Asiatic Sources, volume I (1888)
The Jin was destroyed by the Mongols in twenty-three years, and it was destroyed
in exactly the way it had destroyed the Liao — including the part where the
Chinese dynasty in the south allied with the northern newcomer against the
northern incumbent, and got the same result.
The wars
Chinggis Khan attacked in 1211. The Jin field armies were beaten in the passes;
the Mongols got through the Great Wall line, and in 1214 the court bought peace
with a princess, gold, silk and horses, and then immediately moved the capital
from Zhongdu — the future Beijing — south to Kaifeng.
Moving the capital was read, correctly, as an admission that the north could not
be held. Zhongdu fell in 1215. Jurchen and Khitan units defected. The territory
north of the Yellow River was progressively lost over the next fifteen years,
and the state that had ruled forty million people was reduced to the country
between the Yellow River and the Huai.
What the Jin did with its last decade
It attacked the Song.
That is the decision that finishes the argument about whether the dynasty had
become a Chinese one. Facing annihilation from the steppe, the Jin court spent
the 1220s campaigning south against the Southern Song, on the reasoning that
territory lost in the north had to be replaced from somewhere.
It failed, it exhausted the army, and it guaranteed that when the Mongols asked
the Song for a joint attack, the answer would be yes.
The last emperor
The Mongols took Kaifeng in 1233 after a siege in which, the accounts say,
plague killed a very large part of the population. The emperor Aizong had
already left for Caizhou, a small city further south, with what was left of the
court and the army.
Caizhou was invested by a Mongol army and a Song army together in the winter of
1233. It held for three months. In February 1234, with the walls being taken,
Aizong abdicated in favour of a general — reportedly on the grounds that he was
too heavy to ride and escape, and that the man he was handing it to was a better
soldier and might get away — and hanged himself.
The general was killed in the fighting the same day. He had held the throne for
a few hours and is counted in the dynastic lists.
What the Song got for it
The Song had supplied grain and troops for the siege and was promised territory
in return.
In 1234, with the Jin gone, a Song army marched north to occupy Kaifeng and
Luoyang and found them empty, ruined and unable to feed an army. The Mongols
counter-attacked, drove them out, and treated the advance as a breach of
agreement.
The Mongol war on the Southern Song began the following year and took another
forty-five.
That is the second time in a hundred and twenty years that a Chinese dynasty in
the south allied with a rising northern power against a declining one, got a
fraction of what it was promised, and found itself facing something far worse
than what it had helped destroy. The Song did it twice, to the same result, in
living memory of the first.
The name, taken again
afterlifeDrafted from (eds), The Cambridge History of China, Volume 6: Alien Regimes and Border States, 907-1368 (1994)
A dynasty that had been dead for three hundred and eighty-two years acquired a
successor who took its name on purpose.
In 1616 a Jurchen leader named Nurhaci declared a state in the forests of the
north-east — the same country the Jurchen empire had come out of, in the same
language group, among the descendants of the same people — and called it the Later Jin.
The claim was explicit: descent from this dynasty, and its name.
Nurhaci in court robes, an anonymous Qing portrait.
Palace Museum, Beijing · (eds), The Cambridge History of China, Volume 6: Alien Regimes and Border States, 907-1368 (1994) · Unknown · Public domain
His son renamed it Qing in 1636, dropped the Jurchen ethnonym in favour of
Manchu, and in 1644 walked through Shanhai pass at the invitation of a Ming
general and took China. It lasted until 1912.
A Tianming tongbao, the coin of Nurhaci's Later Jin, named for his reign title.
(eds), The Cambridge History of China, Volume 6: Alien Regimes and Border States, 907-1368 (1994) · Jean-Michel Moullec · CC BY 2.0
The pattern
Put the Liao, the Jin and the Mongols in order and they are one argument.
A conquest dynasty holds north China by governing two populations under two
systems. It is destroyed by a frontier people it had been extracting from and
managing. That people then holds north China by governing two populations under
two systems. Three iterations — Liao to Jin to Mongol — and then a fourth, in
1616, by a man deliberately invoking the second one.
Nurhaci was not making a historical allusion. He was making an argument about
entitlement to a specific piece of ground, addressed to the people who lived on
it, in the name of the last people from his forests who had held it — and it
worked well enough that his grandson was ruling from Beijing twenty-eight years
later.
Aguda's Jurchen revolt destroyed the empire that had ruled them within eleven years, and the Song alliance that helped it along replaced a tributary neighbour with a conquering one.
The Jin took the Mongols over twenty years to destroy, considerably longer than Khwarazm, and occupied Chinggis Khan and his successor for most of that time.
The Yuan completed what the campaigns against the Jin had begun, taking the Southern Song in 1279 and ruling all of China for the first time from the steppe.
The shaded band is this polity’s span; the dark part of each bar is the stretch the two shared.
Derived from cited spans, not from a separate source. Where both spans are ranges and they meet only on the widest reading of each, the pair is listed as possible rather than resolved to one answer. Unlinked entries are here for scale and are not written up.
Extent
The historical-basemaps snapshots are world maps at fixed years, and none of the ones falling inside this polity's lifetime names it among the polities it draws.
Rating
Four axes, all computed from cited numbers and never from editorial judgement. Percentiles are against every polity written up here — 419 of them — plus 49 more included for scale. Absolute figures. A missing axis is excluded from the total rather than counted as zero.
Reach
2,300,000 km²
29th percentile
Longevity
119 years
29th percentile
Demographic weight
No cited figure
Influence
Three separate counts. This site never publishes a single influence number of its own; the sliders on the rankings view fuse them only in your view.
Descendant scripts
1
Jurchen script
Religions carried
0
Successor claims
1
qing
Weighted total
43rd percentile
computed from 3 of 4 axes, renormalised across the axes that have figures. A polity with two documented axes is not penalised against one with four.