conquest1644(eds), The Cambridge History of China, Volume 7: The Ming Dynasty, 1368-1644, Part 1 (1988)
How it was governed
4 of 4 coded
Army raised byHow the fighting force was recruited, not how it fought.
land grant
Service in return for assigned revenue — iqta', timar, jagir
(eds), The Cambridge History of China, Volume 7: The Ming Dynasty, 1368-1644, Part 1 (1988)
Revenue fromWhat the state lived on. The values are unranked: the field cannot express which mattered most.
land tax andmonopoly
land tax — Tax on agricultural production and land
monopoly — A crown monopoly on a commodity
(eds), The Cambridge History of China, Volume 7: The Ming Dynasty, 1368-1644, Part 1 (1988)
Succession byThe rule in force, not the outcome. A rule repeatedly violated is still the rule.
primogeniture
The eldest son
(eds), The Cambridge History of China, Volume 7: The Ming Dynasty, 1368-1644, Part 1 (1988)
Right to rule fromThe ground publicly asserted — on coins, in the khutba, in titles.
divine sanction anddescent
divine sanction — A mandate from above — heaven, or a claim to be mahdi or imam
descent — Descent from a house or lineage, publicly invoked
(eds), The Cambridge History of China, Volume 7: The Ming Dynasty, 1368-1644, Part 1 (1988)
Each line is drawn from a source that addresses the question directly. A line reads No cited figure where no source consulted does — never because the answer seemed obvious.
Turning points
4 hinges
1421Beijingcapital move
The Yongle emperor moved the capital from Nanjing on the Yangtze to Beijing, forty miles from the steppe frontier and a thousand miles from the rice that fed it. The Grand Canal was rebuilt to carry the grain north. Every subsequent Ming decision about the frontier was taken by a court that was on it.
(eds), The Cambridge History of China, Volume 7: The Ming Dynasty, 1368-1644, Part 1 (1988)
1449Tumubattle
A Mongol force destroyed a Ming field army at Tumu and captured the emperor alive. The court enthroned his brother, declined to pay, and got him back eight years later, after which he deposed his brother and reigned again. It ended the Ming's offensive posture on the steppe for good, and a wall replaced it — the brick-and-stone Great Wall most people picture, built mainly in the following century.
(eds), The Cambridge History of China, Volume 7: The Ming Dynasty, 1368-1644, Part 1 (1988)
1581The single whipreform
Zhang Juzheng consolidated the tangle of land taxes, labour services and levies into a single payment assessed on land and collected in silver. It made the Ming fiscal system dependent on a metal China did not mine, arriving by sea from Japan and from Spanish America — productive and dangerous in the same stroke.
(eds), The Cambridge History of China, Volume 7: The Ming Dynasty, 1368-1644, Part 1 (1988)
1644Li Zichengrevolt
The dynasty ended without being defeated by the power that replaced it. A famine rising took the capital and a Ming general then invited the Qing through the frontier he had spent his career defending, so that the state built to keep the Manchus out became the reason they got in.
(eds), The Cambridge History of China, Volume 7: The Ming Dynasty, 1368-1644, Part 1 (1988)
Chapters
11 in order
The mendicant
Drafted from (eds), The Cambridge History of China, Volume 7: The Ming Dynasty, 1368-1644, Part 1 (1988)formation
Zhu Yuanzhang was born to a tenant farming family in Anhui in 1328. In 1344
plague and famine killed his parents and his eldest brother inside a month; he
was sixteen, and buried them, the accounts say, in a strip of ground a
neighbour gave him because the family owned none. He entered a monastery
because it fed him, and when the monastery ran out of food he was sent out to
beg.
Nobody else in Chinese history goes from that to the throne. Liu Bang, the
founder of the Han, was a village headman — minor, but an official. This is the
only Chinese dynasty founded by a man who had been a begging monk.
What he joined
The Red Turbans were one of several risings in the collapsing Yuan south, and
they were millenarian: White Lotus devotion, the coming of the Buddha Maitreya,
and a claimant descended from the Song imperial house. Zhu joined in 1352, rose
through the movement, married the commander's adopted daughter, and by the
1360s had his own base at Nanjing.
Then he stopped being a Red Turban. He beat the other rebel leaders one at a
time — the largest battle, on Lake Poyang in 1363, was a naval action of several
hundred thousand men on a fresh-water lake — took the movement's figurehead
under his protection, and had him drowned in a river crossing in 1366.
In 1368 he declared the Ming dynasty and sent an army north. The Yuan court left
Dadu without a siege and rode back to Mongolia.
What he did with it
The Hongwu reign is thirty years of a man who trusted nobody, and the
institutions reflect it exactly.
He abolished the Central Secretariat and the office of chancellor in 1380, after
executing the incumbent for treason, and never replaced them: from that point
the six ministries reported to the emperor directly, with no coordinating layer
between them. That is a workload no ordinary ruler could carry, and later Ming
emperors dealt with it by not carrying it — which is how the Grand Secretaries
and then the eunuch bureaucracy filled the gap.
The purge that followed that execution ran for years and is reckoned in tens of
thousands of deaths. A second one in 1393 killed a comparable number. The people
who had won him the empire were, by the end, almost all dead.
He also rebuilt the countryside on paper: the lijia system organising
households into groups of a hundred and ten for tax and labour, the Yellow
Registers of population, the Fish-Scale Registers of land, and hereditary
occupational categories — military, artisan, civilian — that a household could
not leave.
The instructions
The most revealing thing he left is a set of ancestral injunctions for his
descendants, in which he told them what not to change.
Among them: never restore the chancellorship. Never invade a list of named
neighbouring countries, which he enumerated, because they were poor, distant,
and not worth the men. Keep the tribute embassies limited.
A man who had begged for food set out to build a state that would never need to
be adaptable, and told his heirs in writing that it was finished. Most of what
happened to the dynasty afterwards is what happens when a design like that
meets three centuries.
The third son
Drafted from (eds), The Cambridge History of China, Volume 7: The Ming Dynasty, 1368-1644, Part 1 (1988)expansion
The founder's grandson was on the throne for four years. His fourth son took it
from him in a civil war, moved the capital, invaded Vietnam, campaigned into
Mongolia five times, and sent the fleets — and did all of it in twenty-two
years.
The usurpation
Hongwu had given his sons military commands on the frontier. When he died in
1398 the throne went to a grandson, who began reducing the princes' power
immediately; the Prince of Yan, holding the northern command at Beiping,
revolted.
The war took three years. He won it, entered Nanjing in 1402, and the palace
burned; the reigning emperor's body was never satisfactorily identified, which
produced a rumour that he had escaped in disguise that outlasted the dynasty.
What followed the victory is worth stating because it is the least discussed
part. The senior official who refused to draft the accession announcement, Fang
Xiaoru, was executed along with — by the traditional account — his relatives to
the tenth degree, a category invented for the occasion by adding his students
and friends to the nine degrees of kin. The figure usually given is over eight
hundred people.
Then the Yongle emperor had the records of the preceding reign rewritten so that
his nephew's four years were absorbed into his father's, and his own succession
followed directly from the founder.
Moving the capital
He moved the capital from Nanjing to Beiping, renamed Beijing, and the move is
the most consequential decision of the reign.
The logic was military: the threat was the Mongols, the emperor should be where
the armies were, and he had spent his adult life on that frontier. The
consequence was economic. Beijing cannot feed itself; the grain came up the
Grand Canal from the Yangtze, and the canal had to be rebuilt and dredged and
then maintained for ever, with a hereditary transport service of tens of
thousands of men, as a permanent charge on the state.
Every later Ming and Qing government paid that bill. The capital of China has
been in the north ever since, next to the frontier, at the end of a supply line.
Everything at once
The scale of the Yongle reign is hard to convey without a list, so here is one.
Five personal campaigns into Mongolia, the last of which he died on. The
invasion and annexation of Vietnam in 1406 and a twenty-year occupation that
never stopped fighting insurgents. Seven maritime expeditions under Zheng He,
reaching Hormuz, Aden, Mecca and the East African coast. The rebuilding of the
Grand Canal. The construction of the Forbidden City. The Yongle Encyclopedia,
over eleven thousand volumes, copied by more than two thousand scholars, the
largest compilation of its kind before the twentieth century — never printed,
because printing it was beyond even this reign, and now surviving in about
four hundred scattered volumes.
What it cost
Vietnam was abandoned in 1427, two years after his death, after a guerrilla war
that had bled the army continuously.
The fleets stopped in 1433 and the shipyards were shut down; the court reasoned
that the northern frontier was the real threat and that the voyages returned
prestige rather than revenue, which was true.
The Mongol campaigns achieved nothing durable. The Mongols dispersed when a
large army came and returned when it left, which is the permanent problem of
campaigning on a steppe, and in 1449 a Ming emperor took an army out to settle
it and lost both the army and himself.
What survived was the capital, the canal and the Forbidden City. A reign that
spent everything on projecting force in four directions left behind the three
things that faced inward.
Seven fleets, and then none
Drafted from (eds), The Cambridge History of China, Volume 7: The Ming Dynasty, 1368-1644, Part 1 (1988)peak
The Ming were founded by a peasant who had been a mendicant monk, expelled the
Mongols from China, and set about restoring what they understood as the proper
Chinese order — the examinations restored, the Yuan legal categories abolished,
the capital eventually at Beijing facing the steppe the threat still came from.
Between 1405 and 1433 the Yongle emperor and his successor sent seven fleets into
the Indian Ocean under the admiral Zheng He, a Muslim eunuch from Yunnan. They
reached Sumatra, Ceylon, Calicut, Hormuz and the East African coast, carried tens
of thousands of men in ships larger than anything Europe would build for
centuries, installed and deposed rulers, and brought back tribute and a giraffe.
Then the programme stopped. The court decided the expense was not justified, the
records were reportedly destroyed, and the shipyards fell out of use. Sixty years
later Portuguese ships entered the same ocean from the other direction.
It is worth being careful about what that comparison proves. The voyages were
tribute-system diplomacy, not commerce or colonisation, and they achieved what
they were designed to achieve. The Ming did not fail at something they were
attempting; they stopped doing something they had chosen to do, for reasons that
were internal and, in fiscal terms, defensible. The retrospective drama belongs
to people who know what happened next.
Tumu
Drafted from (eds), The Cambridge History of China, Volume 7: The Ming Dynasty, 1368-1644, Part 1 (1988)contraction
In 1449 a Ming field army was destroyed at Tumu, sixty miles north-west of
Beijing, and the emperor was captured alive by an Oirat Mongol force perhaps a
tenth its size.
The court did not pay. It enthroned his brother, declared the captive a retired
emperor, and declined to negotiate — after which the Mongols, holding a prisoner
of no value, sent him home. He spent seven years under house arrest in his own
palace, then deposed his brother in a coup and reigned again.
What it settled
The early Ming had gone onto the steppe. The Yongle emperor led five campaigns
into Mongolia in person and died on the last of them, and the capital had been
moved to Beijing partly in order to run
that war from close up.
After 1449 none of that happened again. The strategy became the one the next
second chapter describes: a line of walls, garrisoned, paid for out of the salt
monopoly through the kaizhong system, under which merchants who delivered grain
to the frontier were paid in salt certificates rather than cash.
That is worth stating as an institutional fact rather than a military one. The
Ming financed its northern frontier by issuing licences to sell a commodity it
monopolised. The salt monopoly was not simply a source of revenue; it was the
instrument through which the northern defence was paid for, which meant that
anything that disturbed the salt administration disturbed the frontier.
The counterpart
The Yuan court had not been destroyed in 1368. It withdrew to the steppe with
the seals and the archives and went on issuing the dynasty's reign titles for
two more centuries, as the Northern Yuan.
Tumu is what that claim looked like from the Ming side, eighty-one years after
the withdrawal. The two states are one argument seen from both ends: a dynasty
that says it is still the dynasty, and a dynasty that has to keep an army in the
field about it.
The almshouse
Drafted from Pereira, Reprinted in the introduction to Mendoza's History of the Great and Mighty Kingdom of China, Hakluyt Society (1853)aside
Galeote Pereira went to China as a smuggler and stayed as a prisoner, and what he
wrote down about the system that held him is the most detailed outside account of
Ming local government that exists from the sixteenth century.
How he got there
He was one of a party of Portuguese traders caught by the coastguard off the
Fujian coast in 1549, in a period when direct trade was illegal and everyone did
it anyway. He and his companions were marched inland, tried, and held — first as
prisoners under sentence, then, when the sentence was never carried out, as a kind
of permanent registered population, for years, before he finally got home and wrote
it up.
He had every reason to hate the country that held him and instead wrote an account
that is admiring in places to the point of astonishment.
The whipping
He watched punishment carried out and described the instrument precisely, because
he had reason to look closely at it.
Their whips be certain pieces of canes, cleft in the middle, in such sort that
they seem rather plain than sharp. He that is to be whipped lieth grovelong on
the ground. Upon his thighs the hangman layeth on blows mightily with these
canes, that the standers by tremble at their cruelty. Ten strypes draw a great
deal of blood, twenty or thirty spoil the flesh altogether, fifty or threescore
will require long time to be healed, and if they come to the number of one
hundred, then are they incurable.
Thieves taken near the coast, he says, were whipped first and then cast in prison,
where they died of hunger and cold — at that time when we were in prison, there
died of them above threescore and ten.
The almshouse
Then, in the same breath, the thing that made him marvel.
They have moreover one thing very good, and that which made us all to marvel at
them, being Gentiles: namely, that there be hospitals in all their cities,
always full of people; we never saw any poor body beg.
He asked why, and was told: in every city there is a great enclosure containing
houses for the blind, the lame, and the old who cannot work and have no other
means to live. They are admitted on a written petition to the provincial
authority, proving their condition, and once admitted they have rice for as long
as they live — nothing else, but that for life. The houses also keep swine and
hens, so that the poor are provided for without going out to beg.
A state that whipped a man to permanent injury for theft and fed every blind and
crippled pauper in its cities for the rest of their lives, as a matter of ordinary
administration, and did both without apparent contradiction. Pereira records the
two facts one after the other because that is the order he encountered them in,
and does not try to reconcile them.
The post
He also describes, from the inside, the machine that kept the court in Beijing
informed of a country too large to see.
Every province sends monthly intelligence of everything of note — war, the state
of the country, the king's revenues — to the capital, and it is done, he says,
without fault: a post five hundred leagues from court still keeps its appointed
day. Riders carry a horn or a belt of bells so the next post-house can have a
fresh horse ready before they arrive; where the road is water, the boatmen have
their barks ready the same way. Those whose news must travel the furthest send
their couriers first, so that reports converge on the capital together rather than
in the order the news occurred.
A prisoner with every reason to want this government to fail is describing, in
close technical detail, an information system more reliable than anything in the
Portugal or the Spain he had come from.
The cormorants
And, because he was a curious man and had a great deal of enforced leisure, the
detail that has nothing to do with government at all.
The king kept barges on the rivers stocked with tame sea-crows — cormorants —
bred, fed, and kept in cages, allotted a monthly ration of rice, and given out to
the greatest magistrates, two or three birds to a man, to fish with. At the
appointed hour the barges gather in a ring in shallow water; the birds, tied
loosely under the wing, are let down; each fisherman empties his bird's throat into
his own barge as it fills and lets it dive again; when enough is taken, the birds
are freed to fish for their own pleasure.
There were twenty such barges, he says, in the city where he was held, and he went
almost daily to watch them, and was never satisfied he had seen enough of so
strange a way of fishing.
Why a prisoner's account is worth more than an ambassador's
Because he had no audience to perform for and no host to flatter.
An envoy sees what he is shown. Pereira saw what happened to a man the system had
no further use for — the whip, the prison, the seventy dead of cold and hunger
in a single term — and also saw, because he was left with nothing to do but look,
the almshouses, the post riders and the fishing birds that nobody had arranged for
his benefit. Both halves of the account come from the same pen and neither
softens the other.
Loytia
Drafted from Mendoza, The History of the Great and Mighty Kingdom of China and the Situation Thereof (1853)aside
In 1575 an Augustinian friar named Martín de Rada led a Spanish embassy into
Fujian and happened to be in Fuzhou for the annual provincial graduation, and what
he watched is the fullest eyewitness account of a Ming examination ceremony that
survives from anyone who was not Chinese.
The examination
The provincial inspector, having finished touring his circuit — punishing
wrongdoers, rewarding the deserving — proclaims in the chief city that any student
who judges himself ready may present himself to be examined for the degree of
juren, which Mendoza's translator renders Loytia: among the Chinese reckoned
the making of a gentleman, among Europeans understood as a doctorate.
All the candidates give their names; a day is set; on it, every graduate already
holding the degree in that city joins the inspector to examine the new candidates
together, with great rigour, favouring above all those skilled in the laws of the
country, by which they do govern all other faculties whatsoever — and requiring,
besides the learning, that a man be good and virtuous. Those who pass are entered
in a second register and a day is appointed for their commencement.
The oath
Before anything is given to them, they swear.
That in all offices committed unto them, they shall with all care and diligence
do justice equally unto all men, and that they shall not receive any bribes or
presents whatsoever: that they shall be true and loyal unto the king, and that
they shall not conspire in any confederacy or treason against him.
Only after the oath does the inspector — standing, in the ceremony, for the person
of the king himself — invest each man with the sash and the cap of his new rank,
and embrace him.
The procession
Then the city turns out, and Mendoza's account of it runs for a page because
Rada's party watched the whole eight hours of it.
Soldiers march first with drums and trumpets; then maces are borne; then the
established graduates, some on horseback, some in litters; then the sponsors; then
the new men themselves, bare of any upper garment as the custom required, mounted
on white horses draped in cloth of gold, each with a tippet on his shoulder and a
cap trailing two small tippets behind, in the manner — the friars could not help
noticing — of a bishop's mitre. Before each new graduate go six frames of satin,
each carried by four men, on which are written in gold letters his subject, his
degree, and his family's arms.
The whole procession takes eight hours to pass. The city keeps the day as a
festival, with dancing and games, and for three or four days afterward the
better families take turns feasting the new graduates and courting their goodwill,
because from that day forward any of them is qualified to hold office, and every
family in the city has a reason to want to be remembered by one.
What it bought the state
An officer class recruited on a written law rather than on blood, sworn in public
under oath before it received a single privilege, whose qualification a foreign
friar — with no stake in the outcome and no access to the examination room —
could nonetheless watch being tested, in front of the whole city, by men who had
already passed it themselves.
Mendoza's own comment, filtered through Rada's report, is that no Christian
kingdom examines its magistrates so rigorously before trusting them with office.
It was not, on the evidence of the rest of his book, a comment he made carelessly:
the same government that produced this ceremony also produced the whip Pereira
watched used on thieves a generation earlier, in the same province, under men
raised by exactly this process.
Five hundred years before
Drafted from Mendoza, The History of the Great and Mighty Kingdom of China and the Situation Thereof (1853)aside
Mendoza wrote a whole chapter arguing that China had printing before Europe did,
and got the reason for it right without knowing any of the details that would later
prove him correct.
The claim
He states the European case first and fairly: printing is generally held to have
begun at Mainz around 1458, credited to a German called Johann Gutenberg, and the
first printed book was Augustine's City of God.
Then he sets the Chinese claim against it.
The Chinos do affirm, that the first beginning was in their country, and the
inventor was a man whom they reverence for a saint... at this day there are
found amongst them many books printed 500 years before the invention began in
Germany.
His evidence is not argument but objects. Martín de Rada and his companions, on
their way back from Fujian to the Philippines, brought a chest of printed Chinese
books bought in Fuzhou — Mendoza says he owns one himself, and has seen others in
Spain, Italy and the Indies. They would have brought many more, he adds, but the
provincial governor grew suspicious that the books might teach foreigners the
secrets of his country, and sent word that he would give them books for nothing
rather than have them buy more — a promise, Mendoza notes drily, that was never
kept.
What the editor could add three centuries later
The Hakluyt Society edition footnotes Mendoza's chapter with the scholarship
available in 1853, and it is worth setting beside the friar's claim because it
confirms the shape of it while correcting the specifics.
Printing without movable type in China does not go back past the early tenth
century — the Confucian classics were block-printed in Sichuan between about 890
and 925. Movable type, the editor notes citing Stanislas Julien's research, was
used far earlier than Gutenberg by a Chinese blacksmith named Bi Sheng, who worked
with baked clay characters between 1041 and 1048 — very nearly four hundred years
before Mainz. The technique was not widely adopted; Chinese printing settled
instead on carved wooden blocks, one per page, which suited a language of
thousands of characters far better than a case of movable type ever could.
The editor also records an actual surviving specimen: a copy of the Thousand
Character Classic, printed in 1348, examined in the British Museum's collection —
printed a full century before the Mainz Bible, in parallel columns of standard and
cursive script, meant to teach students to read both hands from the same page.
Why Mendoza's version is worth keeping despite being wrong in the details
Because he had the causation right and the Europeans he was arguing against did
not.
His own guess at the mechanism — that the technique travelled from China to
Germany by way of Russia and Muscovy, or by sea and the Red Sea and Arabia — is
wrong, and he says so tentatively, offering it as the best account available to
him rather than as certainty. What he got right, on the evidence of a chest of
books and nothing else, was the conclusion every later scholar confirmed: that a
government run for six centuries on written examinations, published law codes and
a bureaucracy that had to be supplied with a canon of texts had built the means of
reproducing text at scale long before the country that would eventually claim the
invention as its own.
A friar who never went to China argued, from a box of books somebody else brought
back, against the settled opinion of his own continent — and turned out to be
righter than wrong.
A million soldiers, free
Drafted from (eds), The Cambridge History of China, Volume 7: The Ming Dynasty, 1368-1644, Part 1 (1988)contraction
The Hongwu emperor built the army out of hereditary military households — the
weisuo — settled on state land in self-supporting garrisons. A household
supplied a soldier in every generation, in perpetuity, and farmed the land that
fed him. He is supposed to have said he could keep a million soldiers without
spending a grain of the people's rice.
For about a century it did roughly what it was meant to. Then it did what every
hereditary land-for-service arrangement everywhere does.
The failure everyone could see
The garrison households lost their land — to officers, to civilian landlords, to
debt — and once the land was gone the service was an unfunded obligation on
people who could not meet it. Desertion ran at rates the Ming's own inspectors
recorded and could not fix. By the sixteenth century a Ming campaign was fought
with hired troops, paid in silver.
Some version of that story attaches to almost every land-for-service army there
has ever been, from the Roman frontier settlements to the Ottoman timars. What
makes the Ming instance worth a chapter is that the state had the diagnosis in
writing and kept the institution anyway, for two hundred more years, because
Hongwu's Ancestral Injunctions forbade changing what he had set up.
Which is also the succession rule
Most dynasties have a succession custom that historians infer from what
happened. The Ming had one written down as law: the same Ancestral Injunctions
fixed the throne on the eldest son of the empress.
The Wanli emperor spent fifteen years trying to get round it in favour of a
younger son he preferred. The bureaucracy refused, citing the text. He lost, and
his response was to stop appearing at court — for something over two decades,
during which memorials went unanswered and vacant offices went unfilled because
only he could fill them.
A codified succession rule produced a constitutional crisis by being obeyed, and
the crisis is generally reckoned to have done more damage to the late Ming
government than any of its wars.
A wall, and other people's silver
Drafted from (eds), The Cambridge History of China, Volume 7: The Ming Dynasty, 1368-1644, Part 1 (1988)contraction
The Ming built the Great Wall — not the earlier rammed-earth works, but the
brick-and-stone construction most people picture, put up mainly in the sixteenth
century after repeated failures to settle the steppe frontier by campaign or by
trade agreement. It was expensive, and it was an admission: the dynasty could
neither destroy the Mongol confederations nor buy them off the way the Song had
bought the Liao.
The other defining pressure came by sea. Ming China ran on silver, taxed
increasingly in silver after the sixteenth-century fiscal reforms, and did not
produce much. It came from Japan and then, in enormous quantity, from Spanish
mines in the Americas via Manila. For roughly a century the Chinese fiscal system
depended on a supply it did not control and could not see.
When the flow contracted in the 1630s — for reasons in Japan, Manila and Europe —
Chinese silver prices moved, tax obligations became crushing in real terms, and
the resulting distress met a run of failed harvests and an epidemic. The rebellion
that took Beijing in 1644 opened the way for the Manchus.
This is about the earliest state anywhere whose fate turns visibly on a global
economy rather than on its own frontier. No ordinary measure of a state's
strength — its territory, its army, its revenue on paper — registers exposure
to a monetary system it does not control, and that exposure is arguably the
most important fact about the late Ming.
The silver, and the hill
Drafted from (eds), The Cambridge History of China, Volume 7: The Ming Dynasty, 1368-1644, Part 1 (1988)end
Zhang Juzheng's reform of 1581 consolidated the accumulated tangle of land taxes,
labour services and surcharges into a single payment, assessed on land and
collected in silver. It is called the single whip, and it is the last major
fiscal reform of imperial China before the twentieth century.
It also made the Ming state's revenue depend on a metal China did not mine.
The silver came from Japan, and then
Spanish America by way of Manila, in quantities large enough that the price of
silver in China and the output of a mine in Peru were connected facts. A
government that collects in silver is fine while the silver arrives. In the
1630s the flow was interrupted — the Tokugawa restricted Japanese exports, the
Manila trade was disrupted — at the same time as the coldest decades of the
period, crop failure across the north-west, and epidemic.
Taxes assessed in silver in a country where silver had become scarce are a tax
increase nobody voted for.
1644
A rebel army out of the famine districts took Beijing in April. The last Ming
emperor walked up the hill behind the palace and hanged himself from a tree.
The general holding Shanhai pass against the Manchus then opened it and invited
them through to destroy the rebels, which they did, and then stayed for two
hundred and sixty-eight years.
What the Ming had already lost
The dynasty was declared over in 1644, and the state had stopped working some
years before that. The soldiers who let the rebels into Beijing had not been
paid. The silver that paid them had stopped arriving. The grain that fed the
capital came up a canal from a countryside that had been in famine and epidemic
for a decade.
What the Manchus took over in 1644 was not a functioning empire that they
defeated. It was an administrative machine whose fuel had run out, and their
first and most consequential decision was to fill it up again rather than build
a different one.
Southern resistance went on for forty years — a succession of Ming princes,
each proclaimed and each hunted down, the last killed in Burma in 1662, and a
sea-based regime on Taiwan that held out until 1683. The dynasty took a very
long time to actually end, and almost none of that fighting was about the
throne in Beijing, which had been settled in a fortnight.
The man who opened the pass
Drafted from Mendoza, The History of the Conquest of China by the Tartars (1854)afterlife
In April 1644 a rebel army took Beijing and the last Ming emperor hanged himself
on the hill behind the palace. The Ming had a general still in the field: Wu
Sangui, commanding the frontier army at the Shanhai pass, the gate in the Great
Wall where it meets the sea.
He was between a rebel who had killed his emperor and a Manchu army on the other
side of the wall. He opened the gate to the Manchus, and together they destroyed
the rebel and took Beijing.
The Qing then kept it, and Wu Sangui spent the next thirty years conquering
southern China for them.
The manifesto
In 1673 he rebelled against the dynasty he had let in, and published a statement
of his reasons. Palafox's continuator prints it from a Jesuit manuscript, and
whatever its exact wording owes to translation through three languages, its
argument is the thing itself:
When I summoned the Tartars to the assistance of the emperor my master,
against the rebels who attacked him, and who endeavoured to usurp the
monarchy, I gave an opportunity without intending it to these nations to seize
upon it themselves. It now causes me the most painful regret, and my
conscience reproaches me continually for the evil I have brought down upon my
country, by reducing it beneath this tyrannical yoke. I am afraid that heaven
will be irritated against me, and will punish me severely, if I do not make
every effort to repair my fault.
The account is careful to record the price. The court held his only son and two
grandchildren as hostages against exactly this, and he knew what raising the
standard would do to them. He raised it anyway, and the narrator does not let
him off: the liberty of his country, he writes, served as a decent pretext for
saving his own life in preference to those of his children.
The revolt failed. It took eight years, ruined the south a second time, and
ended with Wu Sangui dead and the Qing more securely in possession than before.
What the Qing kept
Almost everything.
They kept the six ministries, the provincial structure, the county magistrates,
the tax registers, the Grand Canal and its grain fleet, the capital at Beijing
and the palace in it. They kept the examinations, on the same canon, and
expanded them. They kept the Ming law code with amendments. They compiled the
Ming History, at enormous length, as every Chinese dynasty compiles its
predecessor's — which is itself the strongest statement of continuity a Chinese
state can make.
What they added was the thing the Liao had invented and the Yuan had used: a
separate structure for the conquerors. The banner system, Manchu and Mongol and
Chinese-martial, sat alongside the civil administration; senior posts were
doubled between a Manchu and a Chinese holder; Manchuria and Mongolia and later
Tibet and Xinjiang were governed through a different office entirely.
That is the northern frontier's oldest administrative idea, arriving at the
capital for the last time, and it held the largest Chinese empire there has
ever been for two hundred and fifty years.
The queue
The one thing the Qing did not take over was appearance. In 1645 they ordered
every Chinese man to shave the front of his head and wear the Manchu queue, on
a deadline, on pain of death.
It was resisted more fiercely than the conquest itself in some places —
Jiangyin held out for eighty-one days over it — and it was enforced, and within
two generations it was simply what Chinese men looked like. When the Qing fell
in 1912, cutting the queue was the act by which people announced that the
dynasty was over.
A hairstyle imposed by a conquering minority in a single edict became, in three
hundred years, the thing Chinese men had to cut off to be modern. Wu Sangui, who
had shaved his own head in 1644 before he rode through the pass, would have
understood the arithmetic exactly.
Rebellions across the Yuan south put a former mendicant monk on the throne, and the Mongol court withdrew to the steppe rather than being destroyed in China.
A Ming general facing a rebel army on one side and Manchu forces on the other invited the Manchus through Shanhaiguan to help him retake Beijing from the rebel who had just destroyed the dynasty he served. The Manchus took the capital as his allies and never left it.
Derived from cited spans, not from a separate source. Where both spans are ranges and they meet only on the widest reading of each, the pair is listed as possible rather than resolved to one answer. Unlinked entries are here for scale and are not written up.
Extent
An illustration, not a measurement
Snapshot year
1492
This is the nearest available snapshot to the cited peak of 1450, 42 years away. It is not the peak.
Cited extent
6,500,000 km²
The area of the shape on the left will not match this figure. That is expected. The cited figure is the figure; the map is an illustration, and the two are never reconciled.
Ming Empire, as the snapshot draws it
Everything else on the same snapshot
Edges are blurred from the dataset’s own border-precision field. Every feature in this period is marked 1, approximate, so every border here dissolves.
The dataset author’s caveat, which belongs here rather than in the footnotes: territorial boundary as a concept is meaningful in Europe only after Westphalia, ancient polities overlap, and old vector borders drawn on modern coastlines mislead because rivers and shorelines move. Boundaries from historical-basemaps, CC-BY-4.0.
Rating
Four axes, all computed from cited numbers and never from editorial judgement. Percentiles are against every polity written up here — 280 of them — plus 50 more included for scale. Absolute figures. A missing axis is excluded from the total rather than counted as zero.
Reach
6,500,000 km²
84th percentile
Longevity
276 years
65th percentile
Demographic weight
No cited figure
Influence
Three separate counts. This site never publishes a single influence number of its own; the sliders on the rankings view fuse them only in your view.
Descendant scripts
0
Religions carried
0
Successor claims
1
The Southern Ming
Weighted total
67th percentile
computed from 3 of 4 axes, renormalised across the axes that have figures. A polity with two documented axes is not penalised against one with four.